Violation Tracker Parent Company Summary

Parent Company Name: 
Barclays
Ownership Structure: 
publicly traded (ticker symbol BCS)
Headquartered in: 
Britain
Industry: 
banking
Penalty total since 2000: 
$3,480,261,894
Number of records: 
21
Top 10 Primary Offense TypesPenalty TotalNumber of Records
interest rate benchmark manipulation$875,000,0004
foreign exchange market manipulation$710,000,0001
toxic securities abuses$605,000,0002
energy market manipulation$487,900,0001
banking violation$342,000,0001
economic sanction violation$300,510,9674
investor protection violation$132,037,6592
securities issuance or trading violation$15,560,0002
insider trading$10,943,5611
financial institution supervision failures$800,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

BARCLAYS; BARCLAYS BANK PLC

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
Barclays PLC foreign exchange market manipulation 2015 DOJ_CRIMINAL $710,000,000
Barclays Bank PLC energy market manipulation 2013 FERC $487,900,000
Barclays interest rate benchmark manipulation 2015 CFTC $400,000,000
BARCLAYS BANK PLC banking violation 2015 FED $342,000,000
Barclays Capital Inc. toxic securities abuses 2015 NCUA $325,000,000
Barclays Bank PLC economic sanction violation 2010 DOJ_CRIMINAL $298,000,000
Barclays Bank PLC toxic securities abuses 2014 FHFA $280,000,000
Barclays PLC interest rate benchmark manipulation 2012 CFTC $200,000,000
Barclays Bank PLC interest rate benchmark manipulation 2012 DOJ_CRIMINAL $160,000,000
Barclays interest rate benchmark manipulation 2015 CFTC $115,000,000
Barclays Capital investor protection violation 2017 SEC $97,037,659
Barclays Capital Inc. investor protection violation 2016 SEC $35,000,000
Barclays Capital Inc. securities issuance or trading violation 2014 SEC $15,000,000
Barclays Bank PLC insider trading 2007 SEC $10,943,561
Barclays Bank PLC economic sanction violation 2016 OFAC $2,485,890
Barclays Capital Inc. financial institution supervision failures 2016 CFTC $800,000
Barclays Bank PLC securities issuance or trading violation 2016 CFTC $560,000
Barclays Bank PLC data submission deficiencies 2016 CFTC $500,000
Barclays Bank PLC economic sanction violation 2004 OFAC $14,970
Barclays Bank PLC economic sanction violation 2003 OFAC $10,107
Barclays Capital Inc. wage and hour violation 2009 WHD $9,707
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