Violation Tracker Parent Company Summary

Parent Company Name: 
Deutsche Bank
Ownership Structure: 
publicly traded (ticker symbol DB)
Headquartered in: 
Germany
Industry: 
banking & securities
Penalty total since 2000: 
$12,216,895,403
Number of records: 
23
Top 10 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$9,472,300,0004
interest rate benchmark manipulation$1,881,600,0004
tax violations$584,659,1532
investor protection violation$170,500,0004
banking violation$58,000,0001
anti-money-laundering deficiencies$41,000,0001
data submission deficiencies$4,150,0002
accounting fraud or deficiencies$3,000,0001
energy market manipulation$1,670,0001
economic sanction violation$11,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

DB GROUP SVC UK LIMITED; DEUTSCHE BANK; DEUTSCHE BANK ENERGY TRADING LL; DEUTSCHE BANK SUISSE SA; DEUTSCHE BANK USA

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
Deutsche Bank toxic securities abuses 2017 DOJ_CIVIL $7,200,000,000
Deutsche Bank AG toxic securities abuses 2013 FHFA $1,925,000,000
Deutsche Bank interest rate benchmark manipulation 2015 CFTC $800,000,000
Deutsche Bank AG interest rate benchmark manipulation 2015 DOJ_CRIMINAL $775,000,000
Deutsche Bank AG tax violations 2010 SDNY $553,633,153
Deutsche Bank AG toxic securities abuses 2012 SDNY $202,300,000
Deutsche Bank AG interest rate benchmark manipulation 2017 FED $156,600,000
DB Group Services (UK) Limited interest rate benchmark manipulation 2017 DOJ_ANTITRUST $150,000,000
Deutsche Bank Securities toxic securities abuses 2011 NCUA $145,000,000
Deutsche Bank Securities Inc. investor protection violation 2004 SEC $87,500,000
Deutsche Bank AG banking violation 2015 FED $58,000,000
Deutsche Bank AG investor protection violation 2015 SEC $55,000,000
Deutsche Bank AG anti-money-laundering deficiencies 2017 FED $41,000,000
Deutsche Bank (Suisse) SA tax violations 2015 DOJ_TAX $31,026,000
Deutsche Bank investor protection violation 2016 SEC $18,500,000
Deutsche Bank Securities investor protection violation 2016 SEC $9,500,000
Deutsche Bank Securities accounting fraud or deficiencies 2014 CFTC $3,000,000
Deutsche Bank AG data submission deficiencies 2015 CFTC $2,500,000
Deutsche Bank Energy Trading LL energy market manipulation 2013 FERC $1,670,000
Deutsche Bank Securities Inc. data submission deficiencies 2002 SEC $1,650,000
Deutsche Bank economic sanction violation 2004 OFAC $5,500
Deutsche Bank A.G. economic sanction violation 2003 OFAC $5,500
DEUTSCHE BANK USA workplace safety or health violation 2013 OSHA $5,250
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