Violation Tracker Parent Company Summary

Parent Company Name: 
Royal Bank of Scotland
Ownership Structure: 
publicly traded (ticker symbol RBS)
Headquartered in: 
Scotland
Industry: 
banking & securities
Penalty total since 2000: 
$7,484,800,000
Number of records: 
12
Top 10 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$5,882,800,0004
interest rate benchmark manipulation$850,000,0004
foreign exchange market manipulation$395,000,0001
banking violation$324,000,0002
economic sanction violation$33,000,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

RBS; RBS PLC AND RBS SECURITIES JAPAN; ROYAL BANK OF SCOTLAND GROUP PLC; ROYAL BANK OF SCOTLAND PLC

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
Royal Bank of Scotland PLC toxic securities abuses 2017 FHFA $5,500,000,000
Royal Bank of Scotland plc foreign exchange market manipulation 2015 DOJ_CRIMINAL $395,000,000
Royal Bank of Scotland plc interest rate benchmark manipulation 2013 CFTC $325,000,000
Royal Bank of Scotland plc interest rate benchmark manipulation 2014 CFTC $290,000,000
ROYAL BANK OF SCOTLAND PLC banking violation 2015 FED $274,000,000
RBS Securities Inc. toxic securities abuses 2013 SEC $153,700,000
RBS PLC and RBS Securities Japan interest rate benchmark manipulation 2014 DOJ_ANTITRUST $150,000,000
Royal Bank of Scotland plc toxic securities abuses 2015 NCUA $129,600,000
RBS Securities Inc. toxic securities abuses 2014 FHFA $99,500,000
Royal Bank of Scotland plc interest rate benchmark manipulation 2017 CFTC $85,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLC banking violation 2013 FED $50,000,000
Royal Bank of Scotland PLC economic sanction violation 2013 OFAC $33,000,000
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