Violation Tracker Parent Company Summary

Parent Company Name: 
JPMorgan Chase
Ownership Structure: 
publicly traded (ticker symbol JPM)
Headquartered in: 
New York
Industry: 
banking & securities
Penalty total since 2000: 
$29,459,586,865
Number of records: 
77
Top 10 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,450,500,0003
mortgage abuses$5,411,600,0003
banking violation$4,012,350,34113
anti-money-laundering deficiencies$2,161,000,0002
False Claims Act$614,000,0001
foreign exchange market manipulation$550,000,0001
consumer protection violation$520,500,0004
investor protection violation$434,054,0007
securities issuance or trading violation$427,324,2108
energy market manipulation$410,000,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 

BANC ONE INVESTMENT ADVISORS; BANK ONE; BEAR STEARNS; BEAR STEARNS COS; CHASE BANK USA NA AND JPMORGAN CHASE BANK NA; JP MORGAN CHASE AND AND FORUM TEMPORARY SVC; JP MORGAN CHASE BANK NA; JP MORGAN FUTURES; JP MORGAN INVESTMENT MGT; JP MORGAN SECURITIES AND JPMORGAN CHASE BANK NA; JP MORGAN VENTURES ENERGY; JPMORGAN AND; JPMORGAN CHASE; JPMORGAN CHASE AND AND EMC MORTGAGE; JPMORGAN SECURITIES; WASHINGTON MUTUAL; WILLIAMS POWER

Links: 

For an overview of this company's accountability track record, read its Corporate Rap Sheet here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
J P Morgan Chase Family and Medical Leave Act 2007 WHD $5,008
Bank One economic sanction violation 2004 OFAC $5,500
Bank One economic sanction violation 2004 OFAC $6,682
J P Morgan Chase Bank wage and hour violation 2005 WHD $6,688
JPMorgan Chase Bank, NA wage and hour violation 2009 WHD $6,996
JPMorgan Chase Bank, N.A. wage and hour violation 2008 WHD $9,622
JP Morgan Chase Bank economic sanction violation 2004 OFAC $9,748
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $17,303
JP Morgan Chase Bank economic sanction violation 2004 OFAC $18,094
JPMorgan Chase Bank wage and hour violation 2004 WHD $19,373
JP Morgan Chase economic sanction violation 2004 OFAC $26,980
J.P. Morgan Securities investor protection violation 2014 SEC $54,000
J.P. Morgan Chase & Co. and Forum Temporary Services labor relations violation 2006 NLRB $60,760
JP Morgan Chase & Co. economic sanction violation 2004 OFAC $73,281
J.P. Morgan Securities LLC securities issuance or trading violation 2012 CFTC $140,000
JP Morgan Chase Bank workplace whistleblower retaliation 2016 OSHA $203,323
JPMorgan Chase data submission deficiencies 2016 CFTC $225,000
J.P. Morgan Futures, Inc. data submission deficiencies 2009 CFTC $300,000
Bear Stearns Companies Inc. wage and hour violation 2003 WHD $358,974
Washington Mutual, Inc. wage and hour violation 2005 WHD $404,982
J.P. Morgan Securities LLC securities issuance or trading violation 2015 SEC $500,000
JPMorgan Chase Bank securities issuance or trading violation 2012 CFTC $600,000
JPMorgan Securities data submission deficiencies 2014 CFTC $650,000
JPMorgan Chase consumer protection violation 2015 CFPB $900,000
J.P. Morgan Securities LLC financial institution supervision failures 2017 CFTC $900,000
J.P. Morgan Investment Management Inc. securities issuance or trading violation 2015 SEC $1,084,210
JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
Bear, Stearns & Co., Inc. investor protection violation 2006 SEC $1,500,000
J.P. Morgan Securities, Inc. investor protection violation 2006 SEC $1,500,000
JPMorgan Chase Bank, National Association banking violation 2011 OCC $2,000,000
JPMorgan Chase & Co. employment discrimination 2006 EEOC $2,200,000
J.P. Morgan Securities LLC investor protection violation 2016 SEC $4,000,000
JPMorgan Chase Bank, N.A. consumer protection violation 2017 CFPB $4,600,000
JPMorgan Chase Bank accounting fraud or deficiencies 2012 CFTC $20,000,000
J.P. Morgan Securities Inc. securities issuance or trading violation 2003 SEC $25,000,000
Bear Stearns Companies, LLC mortgage abuses 2008 FTC $28,000,000
JPMorgan Chase Bank, National Association banking violation 2015 OCC $30,000,000
JPMorgan Chase Bank, National Association banking violation 2011 OCC $35,000,000
JPMorgan Chase Bank, National Association banking violation 2016 OCC $48,000,000
JPMorgan Chase Bank N.A. mortgage abuses 2015 DOJ_CIVIL $50,000,000
Williams Power Company Inc. data submission deficiencies 2006 DOJ_CRIMINAL $50,000,000
Banc One Investment Advisors Corporation securities issuance or trading violation 2004 SEC $50,000,000
JPMorgan Chase discriminatory practices 2017 SDNY $53,000,000
JPMorgan Chase Bank, National Association banking violation 2013 OCC $60,000,000
JPMorgan Chase & Co. banking violation 2016 FED $61,900,000
JPMorgan Securities kickbacks and bribery 2016 DOJ_CRIMINAL $72,000,000
J.P. Morgan Securities Inc. kickbacks and bribery 2009 SEC $75,000,000
Bear, Stearns & Co. Inc. investor protection violation 2003 SEC $80,000,000
J.P. Morgan Securities Inc. investor protection violation 2003 SEC $80,000,000
JPMorgan Chase Bank economic sanction violation 2011 OFAC $88,300,000
JPMorgan Chase Bank data submission deficiencies 2015 CFTC $100,000,000
JPMorgan Chase securities issuance or trading violation 2013 CFTC $100,000,000
JPMorgan Chase & Co. Foreign Corrupt Practices Act 2016 SEC $130,000,000
J.P. Morgan Chase & Co. accounting fraud or deficiencies 2003 SEC $135,000,000
J.P. Morgan Securities LLC toxic securities abuses 2011 SEC $153,600,000
JPMorgan Chase consumer protection violation 2015 CFPB $186,000,000
JPMORGAN CHASE & CO. banking violation 2013 FED $200,000,000
JPMorgan & Co. accounting fraud or deficiencies 2013 SEC $200,000,000
JPMorgan Chase & Co. price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $228,000,000
Bear, Stearns & Co., Inc. securities issuance or trading violation 2006 SEC $250,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. investor protection violation 2015 SEC $267,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporation banking violation 2012 FED $275,000,000
J.P. Morgan Securities LLC toxic securities abuses 2012 SEC $296,900,000
JPMorgan Chase Bank, National Association banking violation 2013 OCC $300,000,000
JPMorgan Chase Bank interest rate benchmark manipulation 2014 CFTC $310,000,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. consumer protection violation 2013 CFPB $329,000,000
JPMORGAN CHASE & CO. banking violation 2015 FED $342,000,000
JPMorgan Chase Bank, National Association banking violation 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association banking violation 2014 OCC $350,000,000
JP Morgan Ventures Energy Corporation energy market manipulation 2013 FERC $410,000,000
J.P. Morgan Chase Bank, N.A. anti-money-laundering deficiencies 2014 FINCEN $461,000,000
JPMorgan Chase & Co. foreign exchange market manipulation 2015 DOJ_CRIMINAL $550,000,000
JPMorgan Chase False Claims Act 2014 DOJ_CIVIL $614,000,000
JPMorgan Chase Bank anti-money-laundering deficiencies 2014 SDNY $1,700,000,000
JPMorgan Chase banking violation 2013 OCC $1,958,450,341
JPMorgan Chase & Co. mortgage abuses 2012 DOJ_CIVIL $5,333,600,000
JPMorgan Chase toxic securities abuses 2013 DOJ_CIVIL $13,000,000,000
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