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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$838,227,000	11
employment-related offenses	$164,242,174	4
competition-related offenses	$147,300,000	2
consumer-protection-related offenses	$59,750,000	2
miscellaneous offenses	$12,000,000	1

Top 5 Primary Offense Types	Penalty Total	Number of Records
investor protection violation	$838,205,000	10
benefit plan administrator violation	$159,750,000	3
fraud	$147,300,000	2
consumer protection violation	$59,750,000	2
illicit political contributions	$12,000,000	1

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
State Street Bank and Trust Company	investor protection violation	2016	SEC	$382,400,000
State Street Bank and Trust Company	investor protection violation	2010	SEC	$313,300,000
State Street Bank & Trust Co.	investor protection violation	2010	MA-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $300,000,000
State Street Corporation	fraud	2021	USAO	$115,000,000
State Street Bank And Trust Co.	benefit plan administrator violation	2010	private lawsuit-federal	$89,750,000
State Street Bank and Trust Company	investor protection violation	2019	SEC	$88,780,000
State Street Bank and Trust Co.	investor protection violation	2016	MA-AG	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,500,000
State Street Corporation	benefit plan administrator violation	2016	private lawsuit-federal	$60,000,000
State Street Corp.	consumer protection violation	2019	MA-AG	$53,500,000
State Street Bank and Trust Company	investor protection violation	2017	SEC	$35,300,000
State Street Corporation	fraud	2017	DOJ_CRIMINAL	$32,300,000
State Street Bank and Trust Company	illicit political contributions	2016	SEC	$12,000,000
State Street Bank	investor protection violation	2010	WA-AG	$11,700,000
State Street Corporation	benefit plan administrator violation	2014	private lawsuit-federal	$10,000,000
State Street Bank and Trust Co.	consumer protection violation	2012	private lawsuit-federal	$6,250,000
State Street Global Advisors	investor protection violation	2012	MA-SEC	$5,000,000
State Street Corporation	employment discrimination	2017	OFCCP	$4,492,174
State Street Global Markets LLC	investor protection violation	2005	FINRA	$1,400,000
State Street Bank and Trust Company	investor protection violation	2018	NH-BSR	$325,000
State Street Bank & Trust Co	economic sanction violation	2003	OFAC	$22,000