Promoting Accountability in
Violation Tracker Individual Record
Company:Goldman Sachs & Co.
Primary Offense:securities issuance or trading violation
The Securities and Exchange Commission announced that Goldman, Sachs & Co. agreed to pay $15 million to settle charges that its securities lending practices violated federal regulations.
Date:January 14, 2016
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
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