Promoting Accountability in
Violation Tracker Individual Record
Company:Goldman Sachs & Co.
Primary Offense:securities issuance or trading violation
The Securities and Exchange Commission charged Goldman, Sachs & Co. with violating the market access rule in connection with a trading incident that resulted in erroneous executions of options contracts.
Agency:Securities and Exchange Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.