Violation Tracker Individual Record

Company: 
JPMorgan Chase Bank
Current Parent Company: 
JPMorgan Chase
Penalty: 
$100,000,000
Primary Offense: 
data submission deficiencies
Violation Description: 

The U.S. Commodity Futures Trading Commission issued an Order filing and settling charges that JPMorgan Chase Bank, N.A. failed to disclose certain conflicts of interest to clients of its U.S.-based wealth management business, J.P. Morgan Private Bank.

Year: 
2015
Agency: 
Commodity Futures Trading Commission
Civil or Criminal Case: 
civil
HQ Country of Parent: 
USA
HQ State of Parent: 
New York
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.