Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company  | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| WFS Financial, Inc. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
| WELLS FARGO SECURITIES, LLC. | Wells Fargo | financial services | workplace safety or health violation | 2004 | OSHA | $5,000 |
| Wells Fargo Securities, LLC et al. | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $125,000,000 |
| Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC | Wells Fargo | financial services | investor protection violation | 2016 | FINRA | $4,000,000 |
| Wells Fargo Securities, LLC | Wells Fargo | financial services | investor protection violation | 2014 | FINRA | $4,000,000 |
| Wells Fargo Securities, LLC | Wells Fargo | financial services | investor protection violation | 2007 | FINRA | $250,000 |
| Wells Fargo Securities LLC | Wells Fargo | financial services | toxic securities abuses | 2011 | SEC | $11,000,000 |
| Wells Fargo Securities | Wells Fargo | financial services | investor protection violation | 2019 | SEC | $812,500 |
| Wells Fargo N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
| Wells Fargo Merchant Services LLC | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $40,000,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2009 | MULTI-FIN | $1,900,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2011 | FINRA | $2,000,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2009 | FINRA | $275,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2005 | FINRA | $2,970,000 |
| Wells Fargo Investments, LLC | Wells Fargo | financial services | investor protection violation | 2004 | FINRA | $150,000 |
| Wells Fargo Investments | Wells Fargo | financial services | investor protection violation | 2005 | FINRA | $3,000,000 |
| Wells Fargo Insurance Services | Wells Fargo | financial services | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
| Wells Fargo Home Mortgage, Inc. | Wells Fargo | financial services | consumer protection violation | 2003 | CA-SCCDA | $25,000 |
| Wells Fargo Home Mortgage Inc | Wells Fargo | financial services | wage and hour violation | 2010 | MI-LEO | $9,222 |
| Wells Fargo Home Mortgage | Wells Fargo | financial services | discriminatory practices (non-employment) | 2014 | HUD | $5,000,000 |
| Wells Fargo Guard Services | labor relations violation | 2000 | NLRB | $5,360 | ||
| Wells Fargo Fund Distributor, LLC | Wells Fargo | financial services | consumer protection violation | 2014 | CA-DFPI | $8,000 |
| Wells Fargo Financial Texas, Inc. | Wells Fargo | financial services | employment discrimination | 2003 | EEOC | $110,000 |
| Wells Fargo Financial Leasing, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | MULTI-AG | $10,000,000 |
| Wells Fargo Financial California, Inc. | Wells Fargo | financial services | consumer protection violation | 2005 | CA-DFPI | $1,621,010 |
| WELLS FARGO FINANCIAL BANK | Wells Fargo | financial services | banking violation | 2009 | FDIC | $125,000 |
| Wells Fargo Financial Bank | Wells Fargo | financial services | consumer protection violation | 2003 | NY-AG | $33,500 |
| Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2019 | SEC | $17,363,847 |
| Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2020 | FINRA | $2,075,000 |
| Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | financial services | investor protection violation | 2017 | FINRA | $3,400,000 |
| Wells Fargo Clearing Services, LLC | Wells Fargo | financial services | investor protection violation | 2019 | MA-SEC | $450,000 |
| Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | SEC | $35,000,000 |
| Wells Fargo Clearing Services LLC | Wells Fargo | financial services | investor protection violation | 2023 | ME-SEC | $5,000 |
| Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network | Wells Fargo | financial services | investor protection violation | 2020 | SEC | $35,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2015 | OCC | $4,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2011 | OCC | $34,500,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | toxic securities abuses | 2013 | FHFA | $869,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2009 | OCC | $51,205 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2005 | OCC | $115,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2004 | WHD | $228,209 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | consumer protection violation | 2016 | OCC | $20,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | banking violation | 2021 | OCC | $250,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $9,795 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2013 | CA-LCO | $37,036 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2005 | CA-LCO | $6,572 |
| Wells Fargo Bank, National Association | Wells Fargo | financial services | wage and hour violation | 2022 | CA-LCO | $12,399 |
| WELLS FARGO BANK, NA | Wells Fargo | financial services | workplace safety or health violation | 2017 | OSHA | $9,000 |
| Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc. | Wells Fargo | financial services | insurance violation | 2019 | CA-INS | $5,345,816 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2016 | OCC | $70,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | data submission deficiencies | 2016 | CFTC | $400,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | employment discrimination | 2014 | EEOC | $290,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | investor protection violation | 2019 | CFTC | $14,475,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | economic sanction violation | 2013 | OFAC | $23,937 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | employment discrimination | 2020 | OFCCP | $7,800,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | banking violation | 2021 | USAO | $72,600,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $12,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $45,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $386,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
| Wells Fargo Bank, N.A | Wells Fargo | financial services | economic sanction violation | 2010 | OFAC | $67,500 |
| Wells Fargo Bank, N. A. | Wells Fargo | financial services | Family and Medical Leave Act | 2016 | WHD | $11,874 |
| Wells Fargo Bank NA | Wells Fargo | financial services | wage and hour violation | 2011 | WHD | $31,770 |
| WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
| WELLS FARGO BANK NA | Wells Fargo | financial services | wage and hour violation | 2022 | IL-DOL | $18,049 |
| Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | financial services | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
| Wells Fargo Bank N.A. Municipal Products Group | Wells Fargo | financial services | investor protection violation | 2016 | SEC | $440,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | OCC | $500,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2018 | CFPB | $500,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | banking violation | 2018 | MULTI-AG | $575,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | employment discrimination | 2019 | OFCCP | $283,697 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | wage and hour violation | 2019 | WHD | $57,675 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $750,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | wage and hour violation | 2024 | private lawsuit-federal | $16,600,000 |
| Wells Fargo Bank N.A | Wells Fargo | financial services | workplace whistleblower retaliation | 2017 | OSHA | $5,400,000 |
| WELLS FARGO BANK #1692 | Wells Fargo | financial services | workplace safety or health violation | 2013 | OSHA | $12,000 |
| Wells Fargo Bank | Wells Fargo | financial services | mortgage abuses | 2012 | DOJ_RIGHTS | $234,300,000 |
| Wells Fargo Bank | Wells Fargo | financial services | consumer protection violation | 2016 | CFPB | $4,010,000 |
| Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | CFPB | $100,000,000 |
| Wells Fargo Bank | Wells Fargo | financial services | banking violation | 2016 | OCC | $35,000,000 |
