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229 Violation Tracker results found

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Wells Fargo AdvisorsWells Fargofinancial servicesanti-money-laundering deficiencies2022SEC$7,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2022CA-LCO$9,795
Wells Fargo and CompanyWells Fargofinancial servicesbenefit plan administrator violation2022EBSA$145,000,000
Wells FargoWells Fargofinancial servicesworkplace whistleblower retaliation2022OSHA$22,000,000
Wells Fargo & Co.Wells Fargofinancial servicesbenefit plan administrator violation2022private lawsuit-federal$32,500,000
Wells Fargo & Co.Wells Fargofinancial servicesemployment discrimination2021private lawsuit-federal$18,700,000
Wells Fargo BankWells Fargofinancial servicesdiscriminatory practices (non-employment)2021HUD$125,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2021OCC$250,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesbanking violation2021USAO$72,600,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprivacy violation2021private lawsuit-federal$28,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial serviceswage and hour violation2021private lawsuit-federal$95,696,122
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$35,000,000
Wells Fargo & CompanyWells Fargofinancial servicesfraud2020DOJ_CIVIL$3,000,000,000
Wells Fargo Clearing Services and Wells Fargo Advisors Financial NetworkWells Fargofinancial servicesinvestor protection violation2020SEC$35,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000
Wells Fargo & Co.Wells Fargofinancial servicesinvestor protection violation2020MD-AG$20,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesemployment discrimination2020OFCCP$7,800,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$10,928,870
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2020private lawsuit-federal$79,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial serviceswage and hour violation2020private lawsuit-federal$25,696,122
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2020FINRA$2,075,000
Wells Fargo SecuritiesWells Fargofinancial servicesinvestor protection violation2019SEC$812,500
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2019SEC$17,363,847
Wells Fargo Bank, N.A.Wells Fargofinancial servicesinvestor protection violation2019CFTC$14,475,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesemployment discrimination2019OFCCP$283,697
Wells Fargo Bank N.A.Wells Fargofinancial serviceswage and hour violation2019WHD$57,675
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc.Wells Fargofinancial servicesinsurance violation2019CA-INS$5,345,816
Wells Fargo Clearing Services, LLCWells Fargofinancial servicesinvestor protection violation2019MA-SEC$450,000
Wells Fargo & Co.Wells Fargofinancial servicesdiscriminatory practices (non-employment)2019private lawsuit-federal$10,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018OCC$500,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2018CFPB$500,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2018private lawsuit-state$27,500,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicestoxic securities abuses2018DOJ_CIVIL$2,090,000,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2018SEC$5,108,441
Wells Fargo Advisors, LLCWells Fargofinancial serviceswage and hour violation2018private lawsuit-federal$9,500,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2018IL-AG$17,250,000
Wells Fargo & CompanyWells Fargofinancial servicesinvestor protection violation2018NY-AG$65,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018MULTI-AG$575,000,000
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer ServicesWells Fargofinancial servicesconsumer protection violation2017DOJ_RIGHTS$5,400,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesanti-money-laundering deficiencies2017SEC$3,500,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-state$13,000,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$3,500,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$685,000
Wells FargoWells Fargofinancial serviceswage and hour violation2017private lawsuit-federal$3,900,000
Wells Fargo AdvisorsWells Fargofinancial servicesemployment discrimination2017private lawsuit-federal$35,500,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2017IL-SEC$270,000
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesinvestor protection violation2017MO-SEC$25,672
Wells Fargo Bank, N.A.Wells Fargofinancial servicesprivacy violation2017private lawsuit-federal$30,446,022
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2017FINRA$3,400,000
Wells FargoWells Fargofinancial servicesworkplace whistleblower retaliation2017OSHA$577,500
Wells Fargo Bank N.AWells Fargofinancial servicesworkplace whistleblower retaliation2017OSHA$5,400,000
WELLS FARGO BANK, NAWells Fargofinancial servicesworkplace safety or health violation2017OSHA$9,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesFalse Claims Act and related2016DOJ_CIVIL$1,200,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesbanking violation2016OCC$70,000,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2016CFPB$4,010,000
Wells Fargo BankWells Fargofinancial servicesbanking violation2016CFPB$100,000,000
Wells Fargo BankWells Fargofinancial servicesbanking violation2016OCC$35,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesdata submission deficiencies2016CFTC$400,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2016DOJ_RIGHTS$4,100,000
Wells Fargo Bank, N. A.Wells Fargofinancial servicesFamily and Medical Leave Act2016WHD$11,874
Wells Fargo Bank N.A. Municipal Products GroupWells Fargofinancial servicesinvestor protection violation2016SEC$440,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesconsumer protection violation2016OCC$20,000,000
Wells Fargo BankWells Fargofinancial servicesemployment screening violation2016private lawsuit-federal$12,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2016WV-AG$8,000,000
Wells Fargo BankWells Fargofinancial servicesprivacy violation2016CA-AG$8,500,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2016CA-LACA$50,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2016WHD$38,230
Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2016NH-BSR$35,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2016VT-FIN$300,000
Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLCWells Fargofinancial servicesinvestor protection violation2016FINRA$4,000,000
Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC and First Clearing, LLCWells Fargofinancial servicesinvestor protection violation2016FINRA$1,500,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2015CFPB$34,800,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2015OCC$4,000,000
WachoviaWells Fargofinancial servicestoxic securities abuses2015NCUA$53,000,000
Wells FargoWells Fargofinancial servicesemployment discrimination2015OFCCP$14,000
Wells Fargo Insurance ServicesWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$2,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$1,850,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2015private lawsuit-federal$7,420,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbankruptcy professional violation2015DOJ_UTP$81,600,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MA-AG$675,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MD-AG$13,800,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2015NY-DFS$4,000,000
WELLS FARGO ADVISORSWells Fargofinancial servicesinvestor protection violation2015VA-SEC$205,000
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2015FINRA$15,000,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2014SEC$5,000,000
Wells Fargo Home MortgageWells Fargofinancial servicesdiscriminatory practices (non-employment)2014HUD$5,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesemployment discrimination2014EEOC$290,000
Wells Fargo & CompanyWells Fargofinancial servicesemployment discrimination2014EEOC$295,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-federal$15,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-state$3,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbenefit plan administrator violation2014private lawsuit-federal$62,500,000
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2014WHD$100,001
Wells Fargo Fund Distributor, LLCWells Fargofinancial servicesconsumer protection violation2014CA-DFPI$8,000
Wells Fargo Advisors and Wells Fargo Advisors Financial NetworkWells Fargofinancial servicesanti-money-laundering deficiencies2014FINRA$1,500,000
Wells Fargo Securities, LLCWells Fargofinancial servicesinvestor protection violation2014FINRA$4,000,000
Wells FargoWells Fargofinancial servicesbanking violation2013OCC$1,991,141,181
Wells FargoWells Fargofinancial servicestoxic securities abuses2013FHFA$591,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicestoxic securities abuses2013FHFA$869,000,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2013private lawsuit-federal$4,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial serviceseconomic sanction violation2013OFAC$23,937
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2013FINRA$3,250,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.