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267 Violation Tracker results found

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconAgencyPenalty Amount
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2016private lawsuit-federal$25,750,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2016private lawsuit-federal$203,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2015CFPB$34,800,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2015OCC$4,000,000
WachoviaWells Fargofinancial servicestoxic securities abuses2015NCUA$53,000,000
Wells FargoWells Fargofinancial servicesemployment discrimination2015OFCCP$14,000
Wells Fargo Insurance ServicesWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$2,000,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2015private lawsuit-federal$1,850,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2015private lawsuit-federal$7,420,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbankruptcy professional violation2015DOJ_UTP$81,600,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MA-AG$675,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2015MD-AG$13,800,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2015NY-DFS$4,000,000
WELLS FARGO ADVISORSWells Fargofinancial servicesinvestor protection violation2015VA-SEC$205,000
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLCWells Fargofinancial servicesinvestor protection violation2015FINRA$15,000,000
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2014SEC$5,000,000
Wells Fargo Home MortgageWells Fargofinancial servicesdiscriminatory practices (non-employment)2014HUD$5,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesemployment discrimination2014EEOC$290,000
Wells Fargo & CompanyWells Fargofinancial servicesemployment discrimination2014EEOC$295,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-federal$15,000,000
Wells FargoWells Fargofinancial serviceswage and hour violation2014private lawsuit-state$3,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesbenefit plan administrator violation2014private lawsuit-federal$62,500,000
Wells Fargo & CompanyWells Fargofinancial serviceswage and hour violation2014WHD$100,001
Wells Fargo Fund Distributor, LLCWells Fargofinancial servicesconsumer protection violation2014CA-DFPI$8,000
Wells Fargo Advisors and Wells Fargo Advisors Financial NetworkWells Fargofinancial servicesanti-money-laundering deficiencies2014FINRA$1,500,000
Wells Fargo Securities, LLCWells Fargofinancial servicesinvestor protection violation2014FINRA$4,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2014private lawsuit-federal$140,500,000
Wells FargoWells Fargofinancial servicesbanking violation2013OCC$1,991,141,181
Wells FargoWells Fargofinancial servicestoxic securities abuses2013FHFA$591,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicestoxic securities abuses2013FHFA$869,000,000
Wells Fargo AdvisorsWells Fargofinancial serviceswage and hour violation2013private lawsuit-federal$4,000,000
Wells Fargo Bank, N.A.Wells Fargofinancial serviceseconomic sanction violation2013OFAC$23,937
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2013FINRA$3,250,000
Wells Fargo Bank, National AssociationWells Fargofinancial serviceswage and hour violation2013CA-LCO$37,036
Wells FargoWells Fargofinancial servicesprice-fixing or anti-competitive practices2013private lawsuit-federal$35,000,000
Wells Fargo & Co.Wells Fargofinancial servicesconsumer protection violation2013private lawsuit-federal$12,500,000
WELLS FARGO BANK #1692Wells Fargofinancial servicesworkplace safety or health violation2013OSHA$12,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012FED$87,000,000
Wells Fargo & CompanyWells Fargofinancial servicesmortgage abuses2012DOJ$5,342,200,000
Wells FargoWells Fargofinancial servicestoxic securities abuses2012SEC$6,500,000
Wells Fargo BankWells Fargofinancial servicesmortgage abuses2012DOJ_RIGHTS$234,300,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2012private lawsuit-federal$280,000
Wells FargoWells Fargofinancial servicesmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells FargoWells Fargofinancial servicesmortgage abuses2012MD-AG$940,056
Wells Fargo Advisors LLCWells Fargofinancial servicesinvestor protection violation2012MD-SEC$50,000
Wells FargoWells Fargofinancial servicesdiscriminatory practices (non-employment)2012private lawsuit-federal$7,500,000
Wells Fargo Bank, N.A.Wells Fargofinancial servicesdiscriminatory practices (non-employment)2012private lawsuit-federal$7,500,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2012FINRA$1,931,488
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2012private lawsuit-federal$6,778,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2012private lawsuit-federal$3,190,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011DOJ_ANTITRUST$148,000,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2011OCC$34,500,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011FED$85,000,000
Wells Fargo Securities LLCWells Fargofinancial servicestoxic securities abuses2011SEC$11,000,000
Wells Fargo & CompanyWells Fargofinancial servicesAmericans with Disabilities Act2011DOJ_RIGHTS$16,055,000
Wells Fargo Bank NAWells Fargofinancial serviceswage and hour violation2011WHD$31,770
Wells FargoWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$6,660,000
Wells Fargo BankWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$100,000
Wells FargoWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$6,720,000
Wells FargoWells Fargofinancial serviceswage and hour violation2011private lawsuit-federal$6,900,000
Wells Fargo AdvisorsWells Fargofinancial servicesemployment discrimination2011private lawsuit-federal$32,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbenefit plan administrator violation2011private lawsuit-federal$17,500,000
Wachovia CorporationWells Fargofinancial servicesbenefit plan administrator violation2011private lawsuit-federal$12,350,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2011NJ-AG$3,200,000
Wells Fargo BankWells Fargofinancial servicesconsumer protection violation2011CT-AG$741,465
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesinvestor protection violation2011MO-SEC$765,993
Wells Fargo Bank N.A.Wells Fargofinancial servicesdiscriminatory practices (non-employment)2011private lawsuit-state$3,520,000
Wells Fargo Investments, LLCWells Fargofinancial servicesinvestor protection violation2011FINRA$2,000,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2011FINRA$1,000,000
Wells Fargo Bank N.A.Wells Fargofinancial servicesconsumer protection violation2011private lawsuit-federal$125,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesbanking violation2010OCC$50,000,000
Wachovia BankWells Fargofinancial servicesanti-money-laundering deficiencies2010FINCEN$110,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesanti-money-laundering deficiencies2010USAO$50,000,000
Wachovia Financial ServicesWells Fargofinancial serviceswage and hour violation2010private lawsuit-federal$450,000
Wells FargoWells Fargofinancial serviceswage and hour violation2010private lawsuit-federal$20,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2010MULTI-AG$23,700,000
Wells FargoWells Fargofinancial servicesmortgage abuses2010CA-AG$33,868,615
Wells Fargo Bank, N.AWells Fargofinancial serviceseconomic sanction violation2010OFAC$67,500
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2010AK-DBS$129,131
Wachovia Securities, LLC nka Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2010CT-SEC$75,000
Wells Fargo Advisors, LLCWells Fargofinancial servicesinvestor protection violation2010IN-SEC$8,495
Wells Fargo Home Mortgage IncWells Fargofinancial serviceswage and hour violation2010MI-LEO$9,222
WELLS FARGO FINANCIAL BANKWells Fargofinancial servicesbanking violation2009FDIC$125,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2009OCC$51,205
Evergreen Investment Management Company LLCWells Fargofinancial servicesinvestor protection violation2009SEC$40,000,000
Wachovia SecuritiesWells Fargofinancial serviceswage and hour violation2009private lawsuit-federal$39,000,000
A.G. EdwardsWells Fargofinancial serviceswage and hour violation2009private lawsuit-federal$12,000,000
Wachovia SecuritiesWells Fargofinancial servicesbenefit plan administrator violation2009private lawsuit-federal$1,005,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2009DE-AG$309,000
Wells FargoWells Fargofinancial servicesinvestor protection violation2009CA-AG$1,400,000,000
Wells Fargo Investments, LLCWells Fargofinancial servicesinvestor protection violation2009MULTI-FIN$1,900,000
Wells Fargo Investments, LLCWells Fargofinancial servicesinvestor protection violation2009FINRA$275,000
Wachovia Securities, LLCWells Fargofinancial servicesinvestor protection violation2009FINRA$1,400,000
Wachovia Securities, LLC and First Clearing, LLCWells Fargofinancial servicesinvestor protection violation2009FINRA$1,100,000
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2009FINRA$4,500,000
A.G. Edwards and Sons Inc.Wells Fargofinancial serviceseconomic sanction violation2008OFAC$122,358
Wachovia Bank, National AssociationWells Fargofinancial servicesbanking violation2008OCC$168,900,000
A.G. Edwards & Sons, Inc.Wells Fargofinancial servicesinvestor protection violation2008NJ-AG$387,000
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2008MULTI-AG$60,000,000
Wells Fargo BankWells Fargofinancial servicesFalse Claims Act and related2008USAO$4,046,786
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.