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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $364,831,014,372
Number of Records: 7,414
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,860,718,022283
JPMorgan Chase$36,732,025,100236
Citigroup$26,665,437,031170
Wells Fargo$25,943,801,143236
Deutsche Bank$19,684,396,13592
UBS$17,478,885,000114
Goldman Sachs$17,054,777,59197
NatWest Group PLC$14,007,380,19038
Credit Suisse$11,673,430,79257
Morgan Stanley$10,440,931,900196

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort icon . Penalty Amount
The Phoenix Insurance CompanyTravelersinsurance violation2019TX-INS$6,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2019TX-INS$8,000
Everest National Insurance CompanyEverest Re Groupinsurance violation2019TX-INS$13,500
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2019TX-INS$6,500
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2019TX-INS$9,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2019TX-INS$10,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2019TX-INS$10,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2019TX-INS$5,850
Zurich American Insurance CompanyZurich Insuranceinsurance violation2019TX-INS$15,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2019TX-INS$6,500
Arch Indemnity Insurance CompanyArch Capitalinsurance violation2019TX-INS$10,250
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2019TX-INS$12,500
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2020TX-INS$6,350
Arthur J. Gallagher Risk Management Services, Inc.Arthur J. Gallagher & Co.insurance violation2020TX-INS$7,025
Elephant Insurance CompanyAdmiral Groupinsurance violation2020TX-INS$80,000
New Hampshire Insurance Co.American International Groupinsurance violation2020TX-INS$7,000
Old Republic Insurance Co.Old Republic Internationalinsurance violation2020TX-INS$18,150
Zurich American Insurance Co. of IllinoisZurich Insuranceinsurance violation2020TX-INS$10,800
Property and Casualty Insurance Co. of HartfordHartford Financial Servicesinsurance violation2020TX-INS$20,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2020TX-INS$10,000
Old Republic Insurance Co.Old Republic Internationalinsurance violation2020TX-INS$7,000
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2020TX-INS$6,000
New Hampshire Insurance Co.American International Groupinsurance violation2020TX-INS$16,500
XL Specialty Insurance Co.AXAinsurance violation2020TX-INS$7,000
Ace American Insurance Co.Chubb Limitedinsurance violation2020TX-INS$19,500
New Hampshire Insurance Co.American International Groupinsurance violation2020TX-INS$9,500
New Hampshire Insurance Co.American International Groupinsurance violation2020TX-INS$5,500
Amica Mutual Insurance Co.Amica Mutual Insuranceinsurance violation2020TX-INS$120,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2020TX-INS$15,000
Sentinel Insurance Company, Ltd.Hartford Financial Servicesinsurance violation2020TX-INS$10,000
Arthur J. Gallagher Risk Management Services, Inc.Arthur J. Gallagher & Co.insurance violation2020TX-INS$9,675
Esurance Insurance CompanyAllstateinsurance violation2020TX-INS$200,000
Nationwide Mutual Insurance Company et al.Nationwideinsurance violation2021TX-INS$75,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$9,500
Unitrin County Mutual Insurance CompanyKemperinsurance violation2020TX-INS$80,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2020TX-INS$8,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$8,500
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2020TX-INS$7,500
XL Specialty Insurance Co.AXAinsurance violation2021TX-INS$15,825
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
XL Insurance America, Inc.AXAinsurance violation2021TX-INS$17,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$6,500
Federal Insurance Co.Chubb Limitedinsurance violation2021TX-INS$19,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,200
Old Republic InsuranceOld Republic Internationalinsurance violation2021TX-INS$6,750
Protective Insurance Co.Progressiveinsurance violation2021TX-INS$8,500
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$9,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$7,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$7,500
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$7,500
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
QBE Insurance Corp.QBE Insuranceinsurance violation2021TX-INS$10,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$6,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2021TX-INS$9,000
Sagamore Insurance Co.Progressiveinsurance violation2021TX-INS$20,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$15,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$40,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$14,000
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$69,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Acadia Insurance Co.W.R. Berkleyinsurance violation2021TX-INS$8,250
Accident Fund National Insurance Co.AF Groupinsurance violation2021TX-INS$7,500
XL Insurance America, Inc.AXAinsurance violation2021TX-INS$10,000
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$15,500
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2021TX-INS$7,000
Praetorian Insurance CompanyQBE Insuranceinsurance violation2021TX-INS$39,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$11,500
Everest National Insurance CompanyEverest Re Groupinsurance violation2021TX-INS$5,500
Unitrin Direct Property & Casualty CompanyKemperinsurance violation2021TX-INS$7,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$19,500
American Bankers Insurance Company of FloridaAssurantinsurance violation2021TX-INS$45,000
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$39,000
Hartford Insurance Company of the Midwest et al.Hartford Financial Servicesinsurance violation2021TX-INS$120,000
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$19,500
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022TX-INS$10,000
Arthur J. Gallagher Risk Management Services, Inc.Arthur J. Gallagher & Co.insurance violation2022TX-INS$10,950
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$6,000
Chubb Seguros Mexico, S.A.Chubb Limitedinsurance violation2022TX-INS$100,000
Philadelphia Indemnity Insurance CompanyTokio Marineinsurance violation2022TX-INS$40,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2021TX-INS$5,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2021TX-INS$38,000
Horace Mann Insurance Company et al.Horace Mann Educators Corp.insurance violation2021TX-INS$25,000
Pacific Indemnity CompanyChubb Limitedinsurance violation2021TX-INS$45,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$7,000
Arch Insurance CompanyArch Capitalinsurance violation2022TX-INS$20,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
Safety National Casualty CorporationTokio Marineinsurance violation2022TX-INS$12,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$14,000
Ace American Insurance Co.Chubb Limitedinsurance violation2022TX-INS$6,500
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$7,000
Fireman's Fund Insurance CompanyAllianzinsurance violation2022TX-INS$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.