Harleysville Worcester Insurance Company | Nationwide | insurance violation | 2002 | MA-INS | $6,000 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2002 | MA-INS | $10,900 |
Valley Forge Life Insurance Company | Prudential PLC | insurance violation | 2002 | MA-INS | $24,500 |
Protective Life Insurance Company | Dai-ichi Life | insurance violation | 2003 | MA-INS | $30,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2003 | MA-INS | $40,000 |
American Home Assurance Company | American International Group | insurance violation | 2003 | MA-INS | $12,500 |
Allstate Life Insurance Company | Allstate | insurance violation | 2004 | MA-INS | $25,000 |
American Automobile Insurance Company | Allianz | insurance violation | 2005 | MA-INS | $9,000 |
Aon Risk Services Inc. of Pennsylvania | Aon | insurance violation | 2005 | MA-INS | $19,000 |
New England Life Insurance Company | Brighthouse Financial | insurance violation | 2005 | MA-INS | $13,000 |
Amica Mutual Insurance Co. | Amica Mutual Insurance | insurance violation | 2007 | MA-INS | $12,000 |
Progressive Direct Insurance Co. | Progressive | insurance violation | 2011 | MA-INS | $125,000 |
Aon Risk Services Northeast | Aon | insurance violation | 2014 | MA-INS | $15,000 |
LIBERTY MUTUAL INSURANCE CO IH LAB | Liberty Mutual Insurance | environmental violation | 2011 | MA-ENV | $8,000 |
MANULIFE FINANCIAL | Manulife Financial | environmental violation | 2008 | MA-ENV | $18,030 |
SUN LIFE ASSURANCE CO OF CANADA | Sun Life Financial | environmental violation | 2005 | MA-ENV | $31,635 |
HANOVER INSURANCE GROUP | Hanover Insurance | environmental violation | 2002 | MA-ENV | $10,000 |
AmeriSave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2010 | MA-BKG | $25,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2011 | MA-BKG | $25,000 |
Home Loan Center, Inc. dba Lending Tree Loans | LendingTree | consumer protection violation | 2012 | MA-BKG | $38,000 |
Prospect Mortgage, LLC | Homebridge Financial Services | consumer protection violation | 2013 | MA-BKG | $25,000 |
Guaranteed Rate, Inc. | Guaranteed Rate Inc. | consumer protection violation | 2014 | MA-BKG | $25,000 |
Freedom Mortgage Corp. | Freedom Mortgage | mortgage abuses | 2016 | MA-BKG | $2,000,000 |
LendingClub Corp. and Springstone Financial, LLC | LendingClub Corp. | consumer protection violation | 2018 | MA-BKG | $2,000,000 |
Quicken Loans, Inc. and One Reverse Mortgage, LLC | Rocket Companies Inc. | consumer protection violation | 2018 | MA-BKG | $250,000 |
Freedom Mortgage Corp. | Freedom Mortgage | consumer protection violation | 2020 | MA-BKG | $25,000 |
Mutual of Omaha Mortgage, Inc. | Mutual of Omaha | consumer protection violation | 2022 | MA-BKG | $25,000 |
LendingTree, LLC | LendingTree | consumer protection violation | 2021 | MA-BKG | $34,000 |
Allstate Company, Inc. | Allstate | wage and hour violation | 2007 | MA-AG | $125,000 |
American Automobile Insurance Co. | Allianz | consumer protection violation | 2011 | MA-AG | $571,394 |
American Bankers Insurance Co. | Assurant | consumer protection violation | 2006 | MA-AG | $20,000 |
American International Group | American International Group | wage and hour violation | 2009 | MA-AG | $900,000 |
American International Group | American International Group | False Claims Act and related | 2008 | MA-AG | $218,920 |
American International Group | American International Group | False Claims Act and related | 2007 | MA-AG | $58,500,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2017 | MA-AG | $6,300,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2015 | MA-AG | $565,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | consumer protection violation | 2009 | MA-AG | $200,000 |
Amica Mutual Insurance Co. | Amica Mutual Insurance | consumer protection violation | 2012 | MA-AG | $837,384 |
Bank of America | Bank of America | mortgage abuses | 2015 | MA-AG | $675,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2006 | MA-AG | $50,000 |
Barclays Bank PLC | Barclays | toxic securities abuses | 2013 | MA-AG | $36,100,000 |
BNY Mellon Shareowner Services | Bank of New York Mellon | investor protection violation | 2010 | MA-AG | $30,000 |
Citigroup | Citigroup | mortgage abuses | 2015 | MA-AG | $675,000 |
Citigroup | Citigroup | toxic securities abuses | 2008 | MA-AG | $20,000,000 |
Continental American Insurance Co. | Aflac | consumer protection violation | 2010 | MA-AG | $25,000 |
Countrywide Securities Corp. | Bank of America | mortgage abuses | 2013 | MA-AG | $17,300,000 |
Ditech Financial, LLC | Ditech Holding Corporation | consumer protection violation | 2016 | MA-AG | $1,400,000 |
Encompass Insurance Co. | Allstate | consumer protection violation | 2015 | MA-AG | $25,000 |
Encompass Insurance Company of Massachusetts | Allstate | consumer protection violation | 2012 | MA-AG | $1,972,635 |
Goldman Sachs & Co. | Goldman Sachs | mortgage abuses | 2009 | MA-AG | $60,000,000 |
Great American Insurance Co. | American Financial Group | insurance violation | 2009 | MA-AG | $176,000 |
H&R Block, Inc. | H&R Block | discriminatory practices (non-employment) | 2011 | MA-AG | $125,000,000 |
Hanover Insurance Co. | Hanover Insurance | consumer protection violation | 2009 | MA-AG | $415,000 |
Hanover Insurance Group | Hanover Insurance | consumer protection violation | 2010 | MA-AG | $2,500,000 |
HSBC | HSBC | consumer protection violation | 2016 | MA-AG | $4,000,000 |
HSBC Securities | HSBC | mortgage abuses | 2018 | MA-AG | $26,800,000 |
Jackson Hewitt Tax Service Inc. | Jackson Hewitt | consumer protection violation | 2019 | MA-AG | $187,000 |
John Hancock Life Insurance Co. | Manulife Financial | investor protection violation | 2014 | MA-AG | $550,000 |
John Hancock Life Insurance Co. | Manulife Financial | consumer protection violation | 2013 | MA-AG | $40,000 |
JP Morgan Chase | JPMorgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
Liberty Mutual | Liberty Mutual Insurance | consumer protection violation | 2007 | MA-AG | $50,000 |
Liberty Mutual Insurance Co. | Liberty Mutual Insurance | consumer protection violation | 2010 | MA-AG | $20,000 |
Liberty Mutual Insurance Co. | Liberty Mutual Insurance | consumer protection violation | 2010 | MA-AG | $3,100,000 |
Liberty Mutual Insurance Group Inc. | Liberty Mutual Insurance | consumer protection violation | 2018 | MA-AG | $50,000 |
Merrill Lynch | Bank of America | toxic securities abuses | 2009 | MA-AG | $300,000 |
Merrill Lynch | Bank of America | toxic securities abuses | 2008 | MA-AG | $13,700,000 |
Metropolitan Life Insurance Co. | MetLife | consumer protection violation | 2004 | MA-AG | $150,000 |
Metropolitan Life Insurance Co. | MetLife | consumer protection violation | 2000 | MA-AG | $1,200,000 |
Metropolitan Property & Casualty | Zurich Insurance | consumer protection violation | 2010 | MA-AG | $20,000 |
Metropolitan Property & Casualty Insurance Co. | Zurich Insurance | consumer protection violation | 2010 | MA-AG | $3,500,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | consumer protection violation | 2013 | MA-AG | $50,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | consumer protection violation | 2012 | MA-AG | $395,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | consumer protection violation | 2000 | MA-AG | $1,840,000 |
Morgan Stanley & Co. | Morgan Stanley | toxic securities abuses | 2010 | MA-AG | $102,000,000 |
Morgan Stanley & Co. | Morgan Stanley | toxic securities abuses | 2008 | MA-AG | $1,500,000 |
Mutual of Omaha Insurance Co. | Mutual of Omaha | consumer protection violation | 2019 | MA-AG | $25,000 |
Nationstar Mortgage LLC dba Mr. Cooper | Mr. Cooper Group | mortgage abuses | 2018 | MA-AG | $500,000 |
Nationwide Life Insurance | Nationwide | consumer protection violation | 2005 | MA-AG | $650,000 |
Ocwen Financial Corp. | Ocwen Financial | mortgage abuses | 2014 | MA-AG | $3,700,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | mortgage abuses | 2019 | MA-AG | $2,000,000 |
Oppenheimer Asset Management Inc. and Oppenheimer Alternative Investment Management, LLC | Oppenheimer Holdings | investor protection violation | 2013 | MA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,800,000 |
Peerless Insurance Co. | Liberty Mutual Insurance | consumer protection violation | 2010 | MA-AG | $20,000 |
Premier Insurance Company of Massachusetts | Travelers | consumer protection violation | 2011 | MA-AG | $5,000,386 |
Progressive Direct Insurance Co. | Progressive | consumer protection violation | 2009 | MA-AG | $120,000 |
QBE Insurance | QBE Insurance | consumer protection violation | 2018 | MA-AG | $2,400,000 |
QBE Insurance | QBE Insurance | consumer protection violation | 2016 | MA-AG | $375,000 |
RBS Financial Products Inc. | NatWest Group PLC | toxic securities abuses | 2011 | MA-AG | $52,000,000 |
Santander Consumer USA Holdings Inc. | Banco Santander | consumer protection violation | 2017 | MA-AG | $22,000,000 |
Santander Securities LLC | Banco Santander | consumer protection violation | 2019 | MA-AG | $100,000 |
Santander USA Holdings Inc. | Banco Santander | consumer protection violation | 2015 | MA-AG | $5,400,000 |
Sentry Insurance | Sentry Insurance | consumer protection violation | 2014 | MA-AG | $53,430 |
State Street Bank & Trust Co. | State Street Corp. | investor protection violation | 2010 | MA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $300,000,000 |
State Street Bank and Trust Co. | State Street Corp. | investor protection violation | 2016 | MA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,500,000 |
State Street Corp. | State Street Corp. | consumer protection violation | 2019 | MA-AG | $53,500,000 |
TD Ameritrade, Inc. | Charles Schwab Corp. | investor protection violation | 2015 | MA-AG | $160,000 |
TD Bank | Toronto-Dominion Bank | privacy violation | 2014 | MA-AG | $625,000 |
The Chubb Corp. | Chubb Limited | consumer protection violation | 2009 | MA-AG | $239,011 |
The Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2007 | MA-AG | $20,000 |
The Insurance Company of the State of Pennsylvania | American International Group | consumer protection violation | 2015 | MA-AG | $430,000 |
Time Insurance Company | Haven Holdings | consumer protection violation | 2007 | MA-AG | $16,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2013 | MA-AG | $1,330,000 |