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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,816,534,046
Number of Records: 7,081
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,269,434222
Citigroup$25,740,655,365159
Wells Fargo$22,081,446,244228
Deutsche Bank$18,541,457,30278
UBS$17,082,743,334106
Goldman Sachs$16,599,475,84889
NatWest Group PLC$13,515,546,85731
Credit Suisse$10,932,400,12651
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
JPMorgan ChaseJPMorgan Chasewage and hour violation2018private lawsuit-federal$3,000,000
Wells FargoWells Fargowage and hour violation2018private lawsuit-state$27,500,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2018private lawsuit-federal$8,333,333
BB&TTruist Financialwage and hour violation2018private lawsuit-federal$72,336
Wells FargoWells Fargowage and hour violation2017private lawsuit-state$13,000,000
ProgressiveProgressivewage and hour violation2017private lawsuit-federal$46,000
Prudential FinancialPrudential Financialwage and hour violation2017private lawsuit-federal$12,500,000
Bank of AmericaBank of Americawage and hour violation2017private lawsuit-federal$6,000,000
Wells Fargo AdvisorsWells Fargowage and hour violation2017private lawsuit-federal$3,500,000
U.S. BancorpU.S. Bancorpwage and hour violation2017private lawsuit-federal$7,000,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2017private lawsuit-federal$16,666,667
Ditech Financial LLCDitech Holding Corporationwage and hour violation2017private lawsuit-federal$1,383,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2017private lawsuit-federal$775,000
CitigroupCitigroupwage and hour violation2017private lawsuit-federal$1,080,000
Regions FinancialRegions Financialwage and hour violation2017private lawsuit-federal$620,634
Fifth Third BankFifth Third Bancorpwage and hour violation2017private lawsuit-federal$1,111,388
Wells FargoWells Fargowage and hour violation2017private lawsuit-federal$685,000
PNC BankPNC Financial Serviceswage and hour violation2017private lawsuit-federal$16,000,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2017private lawsuit-federal$5,707,279
U.S. BancorpU.S. Bancorpwage and hour violation2017private lawsuit-federal$1,150,000
Allstate InsuranceAllstatewage and hour violation2017private lawsuit-state$2,000,000
Wells FargoWells Fargowage and hour violation2017private lawsuit-federal$3,900,000
Bank of AmericaBank of Americawage and hour violation2017private lawsuit-federal$7,000,000
Bank of AmericaBank of Americawage and hour violation2017private lawsuit-federal$1,900,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2017private lawsuit-federal$4,900,000
Bank of AmericaBank of Americawage and hour violation2017private lawsuit-federal$6,600,000
CitigroupCitigroupwage and hour violation2017private lawsuit-federal$325,000
PNC Financial ServicesPNC Financial Serviceswage and hour violation2016private lawsuit-federal$6,000,000
Hartford Fire InsuranceHartford Financial Serviceswage and hour violation2016private lawsuit-federal$2,650,000
Merrill LynchBank of Americawage and hour violation2016private lawsuit-state$2,645,000
Bank of AmericaBank of Americawage and hour violation2016private lawsuit-state$4,000,000
HSBCHSBCwage and hour violation2016private lawsuit-federal$6,982,000
BMO FinancialBank of Montrealwage and hour violation2016private lawsuit-federal$700,000
Bank of AmericaBank of Americawage and hour violation2016private lawsuit-federal$3,250,000
PNC BankPNC Financial Serviceswage and hour violation2016private lawsuit-federal$1,500,000
Morgan StanleyMorgan Stanleywage and hour violation2016private lawsuit-federal$5,995,000
AXA AdvisorsEquitable Holdingswage and hour violation2016private lawsuit-federal$2,300,000
Merrill LynchBank of Americawage and hour violation2016private lawsuit-federal$14,000,000
New York LifeNew York Life Insurancewage and hour violation2016private lawsuit-federal$94,818
JPMorgan ChaseJPMorgan Chasewage and hour violation2016private lawsuit-federal$950,000
Banco PopularPopular Inc.wage and hour violation2016private lawsuit-federal$50,243
Bank of AmericaBank of Americawage and hour violation2016private lawsuit-federal$36,000,000
Bank of AmericaBank of Americawage and hour violation2016private lawsuit-federal$2,250,000
Compass BankPNC Financial Serviceswage and hour violation2015private lawsuit-federal$500,000
CitigroupCitigroupwage and hour violation2015private lawsuit-federal$4,650,000
Wells Fargo Insurance ServicesWells Fargowage and hour violation2015private lawsuit-federal$2,000,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2015private lawsuit-federal$12,000,000
Capital OneCapital One Financialwage and hour violation2015private lawsuit-federal$3,000,000
Bank of AmericaBank of Americawage and hour violation2015private lawsuit-federal$9,000,000
TD BankToronto-Dominion Bankwage and hour violation2015private lawsuit-federal$9,900,000
MB FinancialFifth Third Bancorpwage and hour violation2015private lawsuit-federal$800,000
UBSUBSwage and hour violation2015private lawsuit-federal$1,312,500
Freedom MortgageFreedom Mortgagewage and hour violation2015private lawsuit-federal$900,000
Flagstar BankFlagstar Bancorpwage and hour violation2015private lawsuit-federal$895,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2015private lawsuit-federal$2,400,000
Countrywide Home Loans Inc.Bank of Americawage and hour violation2015private lawsuit-federal$9,649,000
BMO FinancialBank of Montrealwage and hour violation2015private lawsuit-federal$3,900,000
Wells Fargo BankWells Fargowage and hour violation2015private lawsuit-federal$1,850,000
U.S. BankU.S. Bancorpwage and hour violation2015private lawsuit-federal$3,031,075
MetLifeMetLifewage and hour violation2015private lawsuit-federal$1,970,000
Fifth Third BankFifth Third Bancorpwage and hour violation2015private lawsuit-federal$3,250,000
Morgan StanleyMorgan Stanleywage and hour violation2014private lawsuit-federal$4,200,000
TD BankToronto-Dominion Bankwage and hour violation2014private lawsuit-federal$6,000,000
Charles SchwabCharles Schwab Corp.wage and hour violation2014private lawsuit-federal$3,800,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2014private lawsuit-federal$16,000,000
Merrill LynchBank of Americawage and hour violation2014private lawsuit-federal$6,900,000
Fifth Third BankFifth Third Bancorpwage and hour violation2014private lawsuit-federal$4,000,000
KeyBankKeyCorpwage and hour violation2014private lawsuit-federal$3,500,000
U.S. BancorpU.S. Bancorpwage and hour violation2014private lawsuit-federal$6,450,000
PNC BankPNC Financial Serviceswage and hour violation2014private lawsuit-federal$7,000,000
Citizens Financial GroupCitizens Financial Groupwage and hour violation2014private lawsuit-federal$11,501,500
GMAC MortgageAlly Financialwage and hour violation2014private lawsuit-federal$2,000,000
Wells FargoWells Fargowage and hour violation2014private lawsuit-federal$15,000,000
Wells FargoWells Fargowage and hour violation2014private lawsuit-state$3,000,000
Citizens BankCitizens Financial Groupwage and hour violation2014private lawsuit-federal$3,000,000
Old Republic TitleOld Republic Internationalwage and hour violation2014private lawsuit-federal$12,000,000
AllianceBernsteinEquitable Holdingswage and hour violation2013private lawsuit-federal$2,980,000
Bank of AmericaBank of Americawage and hour violation2013private lawsuit-federal$73,000,000
MetLifeMetLifewage and hour violation2013private lawsuit-federal$450,000
H&R BlockH&R Blockwage and hour violation2013private lawsuit-federal$221,400
Wells Fargo AdvisorsWells Fargowage and hour violation2013private lawsuit-federal$4,000,000
State FarmState Farm Insurancewage and hour violation2013private lawsuit-federal$5,000,000
Merrill LynchBank of Americawage and hour violation2013private lawsuit-federal$12,000,000
HSBC BankHSBCwage and hour violation2013private lawsuit-federal$15,625,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2013private lawsuit-federal$770,000
TD BankToronto-Dominion Bankwage and hour violation2013private lawsuit-federal$975,000
NationwideNationwidewage and hour violation2013private lawsuit-federal$850,000
Huntington BancsharesHuntington Bancshareswage and hour violation2013private lawsuit-federal$3,100,000
Franklin American MortgageCitizens Financial Groupwage and hour violation2013private lawsuit-federal$165,000
KeyBankKeyCorpwage and hour violation2013private lawsuit-federal$4,900,000
Merrill LynchBank of Americawage and hour violation2013private lawsuit-federal$21,000,000
First Niagara Financial GroupKeyCorpwage and hour violation2013private lawsuit-federal$404,000
MetLifeMetLifewage and hour violation2013private lawsuit-federal$3,003,000
Capital OneCapital One Financialwage and hour violation2012private lawsuit-federal$3,200,000
Union BankMitsubishi UFJ Financial Groupwage and hour violation2012private lawsuit-federal$3,500,000
H&R BlockH&R Blockwage and hour violation2012private lawsuit-state$7,500,000
KeyCorpKeyCorpwage and hour violation2012private lawsuit-federal$6,250,000
H&R BlockH&R Blockwage and hour violation2012private lawsuit-federal$35,000,000
Wells Fargo BankWells Fargowage and hour violation2012private lawsuit-federal$280,000
E-TradeMorgan Stanleywage and hour violation2012private lawsuit-federal$1,500,000
Freedom MortgageFreedom Mortgagewage and hour violation2012private lawsuit-federal$1,600,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.