State Farm | State Farm Insurance | consumer protection violation | 2000 | TX-AG | $3,100,000 |
State Farm | State Farm Insurance | insurance violation | 2017 | CA-INS | $13,335,701 |
Standard Insurance Company | Meiji Yasuda Life Insurance | employment discrimination | 2011 | OFCCP | $18,505 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2016 | MULTI-AG | $277,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2011 | OR-FIN | $15,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2020 | CT-INS | $10,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | insurance violation | 2022 | WA-INS | $25,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | insurance violation | 2024 | WA-INS | $5,000 |
Standard Insurance Co. | Meiji Yasuda Life Insurance | insurance violation | 2007 | MO-INS | $9,300 |
STANDARD GUARANTY INSURANCE COMPANY | Assurant | insurance violation | 2001 | FL-OFR | $6,000 |
STANDARD GUARANTY INSURANCE CO | Assurant | insurance violation | 2006 | VA-INS | $45,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2018 | OR-FIN | $71,200 |
Standard Fire Insurance Company | Travelers | insurance violation | 2000 | SC-INS | $10,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2010 | TX-INS | $8,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2013 | TX-INS | $5,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2019 | TX-INS | $20,000 |
STANDARD FIRE INSURANCE COMPANY | Travelers | insurance violation | 2021 | WA-INS | $5,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2022 | TX-INS | $5,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2022 | TX-INS | $8,000 |
STANDARD FIRE INSURANCE COMPANY | Travelers | insurance violation | 2022 | WA-INS | $15,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $7,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $25,000 |
Standard Fire Insurance Co. et al. | Travelers | insurance violation | 2016 | MD-INS | $7,500 |
Standard Fire Insurance Co. | Travelers | insurance violation | 2018 | KS-INS | $7,500 |
Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MO-INS | $89,000 |
Standard Fire Insurance Co. | Travelers | insurance violation | 2021 | TX-INS | $7,500 |
STANDARD CHARTERED PLC | Standard Chartered | banking violation | 2012 | FED | $100,000,000 |
Standard Chartered plc | Standard Chartered | banking violation | 2019 | FED | $164,000,000 |
Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | tax violations | 2015 | DOJ_TAX | $6,337,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2012 | NY-DFS | $340,000,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2014 | NY-DFS | $300,000,000 |
Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2019 | NY-DFS | $40,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | NY-DFS | $180,000,000 |
Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $17,200,000 |
Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,720,000 |
St. Paul Travelers Companies Inc. | Travelers | investor protection violation | 2005 | NM-AG | $67,500,000 |
St. Paul Travelers | Travelers | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $77,000,000 |
St. Paul Fire & Marine Insurance Co. | Travelers | insurance violation | 2007 | FL-OFR | $23,750 |
St. Paul Fire & Marine Insurance Co. | Travelers | insurance violation | 2006 | KS-INS | $5,000 |
St. Paul Fire & Marine Insurance Co. | Travelers | insurance violation | 2005 | WI-INS | $20,000 |
St Paul Travelers Companies Inc. | Travelers | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,450,000 |
Springstone Financial, LLC | LendingClub Corp. | consumer protection violation | 2015 | CFPB | $700,000 |
SPENCER PRESS OF MAINE, INC. | Chatham Asset Management | workplace safety or health violation | 2001 | OSHA | $10,500 |
SPENCER PRESS OF MAINE INC. | Chatham Asset Management | workplace safety or health violation | 2005 | OSHA | $35,000 |
Spencer Press of Maine | Chatham Asset Management | employment discrimination | 2004 | private lawsuit-federal | $480,552 |
Spear, Leeds & Kellogg, L.P. | Goldman Sachs | investor protection violation | 2003 | SEC | $450,000 |
Spear, Leeds & Kellogg, L.P. | Goldman Sachs | investor protection violation | 2004 | FINRA | $75,000 |
Spear, Leeds & Kellogg, L.P | Goldman Sachs | investor protection violation | 2005 | FINRA | $1,000,000 |
Spear, Leeds & Kellogg Specialists LLC | Goldman Sachs | investor protection violation | 2004 | SEC | $45,272,478 |
Spear, Leeds & Kellogg | Goldman Sachs | investor protection violation | 2001 | FINRA | $10,000 |
Sovereign Bank N.A. | Banco Santander | banking violation | 2013 | OCC | $16,086,180 |
Southwest Securities, Inc. | Hilltop Holdings | investor protection violation | 2005 | SEC | $10,000,000 |
Southwest Securities, Inc. | Hilltop Holdings | investor protection violation | 2010 | SEC | $470,147 |
Southwest Securities, Inc. | Hilltop Holdings | investor protection violation | 2012 | IL-SEC | $7,500 |
Southwest Securities, Inc. | Hilltop Holdings | investor protection violation | 2011 | FINRA | $650,000 |
Southwest Securities, Inc. | Hilltop Holdings | investor protection violation | 2011 | FINRA | $500,000 |
Southwest Securities, Inc. | Hilltop Holdings | investor protection violation | 2004 | FINRA | $36,971 |
Southwest Securities Inc. | Hilltop Holdings | investor protection violation | 2000 | FINRA | $500,000 |
Sorrento Pacific Financial, LLC | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $49,162 |
Solium Financial Services, LLC | Morgan Stanley | investor protection violation | 2020 | IA-INS | $10,147 |
Solium Financial Services, LLC | Morgan Stanley | investor protection violation | 2020 | ME-SEC | $5,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | AK-DBS | $10,527 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | AL-SEC | $18,874 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2019 | AR-SEC | $5,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | CA-DFPI | $52,047 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | CT-SEC | $51,136 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | GA-SEC | $22,104 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | IN-SEC | $15,575 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | MO-SEC | $9,130 |
Solium Financial Services LLC | Morgan Stanley | consumer protection violation | 2019 | NE-DBF | $14,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | NH-BSR | $90,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | OK-SEC | $9,968 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | OR-FIN | $10,599 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | TN-SEC | $12,994 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2019 | VA-SEC | $10,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | VT-FIN | $6,900 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | WA-FIN | $33,753 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | FL-OFR | $79,045 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | PA-BKG | $52,372 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | SD-SEC | $5,750 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | TX-SEC | $46,073 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | CO-SEC | $69,338 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | IL-SEC | $11,385 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | KY-FIN | $5,465 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | MS-SEC | $6,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | MT-FIN | $14,700 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | NM-SEC | $6,500 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | RI-FIN | $6,500 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | SC-SEC | $28,007 |
Solium Financial Services | Morgan Stanley | investor protection violation | 2021 | DC-DISB | $9,879 |
Societe Generale, S.A. | Societe Generale | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $25,412,500 |
Societe Generale SA | Societe Generale | economic sanction violation | 2018 | NY-DFS | $420,000,000 |
Societe Generale S.A. | Societe Generale | toxic securities abuses | 2017 | USAO | $50,000,000 |
Societe Generale S.A. | Societe Generale | price-fixing or anti-competitive practices | 2018 | CFTC | $475,000,000 |