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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $380,332,458,107
Number of Records: 7,471
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,248,669,824319
JPMorgan Chase$39,032,648,319269
UBS$31,059,299,125178
Wells Fargo$27,517,918,911260
Citigroup$26,919,711,792180
Deutsche Bank$20,006,467,56398
Goldman Sachs$17,514,327,552108
NatWest Group PLC$14,349,701,61842
Morgan Stanley$10,535,931,900197
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . Current ParentPrimary Offense TypeYearAgencyPenalty Amount
AGCS Marine Insurance CompanyAllianzinsurance violation2016PA-INS$10,000
AGCS Marine Insurance CompanyAllianzinsurance violation2015WA-INS$300,000
AGCS Marine Insurance CompanyAllianzinsurance violation2016WA-INS$15,000
AGCS Marine Insurance CompanyAllianzinsurance violation2017WA-INS$5,000
AGCS Marine Insurance Co.Allianzinsurance violation2017KS-INS$63,483
Aflac Inc.Aflacinsurance violation2017MULTI-AG$350,000
Affinity Insurance Services, Inc.Aoninsurance violation2021AK-INS$35,000
Affinity Insurance Services Inc.Aoninsurance violation2004PA-INS$5,000
Affinity Insurance Services Inc.Aoninsurance violation2006PA-INS$40,000
Affinion Group, Inc.JPMorgan Chaseconsumer protection violation2010NY-AG$8,000,000
Affinion Group Holdings, Inc.JPMorgan Chaseconsumer protection violation2015CFPB$8,700,000
AffinionJPMorgan Chaseconsumer protection violation2013MULTI-AG$30,000,000
AFB&TSynovus Financialbanking violation2009FDIC$7,040
AEGON USA Investment Management LLC et al.Aegoninvestor protection violation2018SEC$97,600,000
Admiral Risk Insurance Services, Inc.W.R. Berkleyinsurance violation2017CA-INS$1,542,500
Admiral Insurance Co.W.R. Berkleyinsurance violation2017CA-INS$1,542,500
ACE, LtdChubb Limitedprice-fixing or anti-competitive practices2006MULTI-AG$80,000,000
Ace Property and Casualty Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace Limited Insurance GroupChubb Limitedinsurance violation2014CA-INS$100,000
ACE LimitedChubb Limitedprice-fixing or anti-competitive practices2007PA-AG$9,000,000
ACE LimitedChubb Limitedeconomic sanction violation2019OFAC$66,212
ACE Group Holdings, Inc.Chubb Limitedprice-fixing or anti-competitive practices2007MULTI-AG$4,500,000
ACE GroupChubb Limitedprice-fixing or anti-competitive practices2011OH-AG$1,970,000
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2010OR-FIN$7,900
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2014TX-INS$14,615
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2022TX-INS$6,250
Ace Fire Underwriters Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace Cash Express, Inc.,ACE Cash Expressconsumer protection violation2010NE-DBF$7,000
ACE Cash Express, Inc. dba ACE America's Cash ExpressACE Cash Expressconsumer protection violation2002FL-OFR$500,000
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2012WHD$18,852
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2005WHD$12,796
ACE Cash Express, Inc.ACE Cash Expressconsumer protection violation2002CO-AG$1,300,000
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2010CA-DFPI$118,400
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2015CA-DFPI$22,500
ACE Cash Express, Inc.ACE Cash Expressconsumer protection violation2016FL-OFR$28,000
ACE Cash Express, Inc.ACE Cash Expressconsumer protection violation2015MD-FIN$353,286
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2009NE-DBF$15,550
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2010NE-DBF$11,950
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2010NE-DBF$8,550
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2010NE-DBF$6,550
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2012NE-DBF$5,400
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2012NE-DBF$7,000
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2012NE-DBF$5,800
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2014NE-DBF$18,900
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2015NE-DBF$5,450
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2015NE-DBF$20,500
ACE CASH EXPRESS, INC.ACE Cash Expressconsumer protection violation2010VA-FIN$150,000
ACE CASH EXPRESS, INC.ACE Cash Expressconsumer protection violation2016VA-FIN$45,000
ACE Cash Express, Inc.ACE Cash Expressconsumer protection violation2016WA-FIN$76,421
Ace Cash Express Inc.ACE Cash Expressconsumer protection violation2002MD-FIN$164,000
ACE Cash Express Inc.ACE Cash Expressconsumer protection violation2017PA-BKG$80,000
ACE Cash ExpressACE Cash Expressconsumer protection violation2014CFPB$15,000,000
Ace Cash ExpressACE Cash Expressconsumer protection violation2009OH-BKG$7,050
ACE American Reinsurance CompanyChubb Limitedinsurance violation2006OR-FIN$8,300
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
Ace American Insurance Company et al.Chubb Limitedinsurance violation2008TX-INS$50,000
ACE AMERICAN INSURANCE COMPANY ET AL.Chubb Limitedinsurance violation2020WA-INS$50,000
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2021MN-FIN$15,400
ACE American Insurance CompanyChubb Limitedinsurance violation2007OR-FIN$15,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$14,875
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$37,500
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$147,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$48,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$40,000
Ace American Insurance CompanyChubb Limitedinsurance violation2012TX-INS$8,500
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$44,079
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$45,000
ACE American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$250,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$16,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$9,900
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$15,000
Ace American Insurance CompanyChubb Limitedinsurance violation2017TX-INS$5,255
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$22,000
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$9,000
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$18,000
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$5,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011WA-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2020WA-INS$750,000
Ace American Insurance CompanyChubb Limitedinsurance violation2021UT-INS$41,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$19,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$20,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$34,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$60,000
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$24,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023UT-INS$79,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023CT-INS$72,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$38,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$8,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-FIN$5,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-FIN$13,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-FIN$22,250
ACE American Insurance Co. et al.Chubb Limitedinsurance violation2013ME-INS$30,550
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021MD-INS$7,000
Ace American Insurance Co.Chubb Limitedinsurance violation2003FL-OFR$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.