Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $34,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $60,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $24,750 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | UT-INS | $79,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | CT-INS | $72,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $38,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $8,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $9,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $5,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $13,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $22,250 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $17,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $17,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $6,200 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $6,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $5,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $7,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $7,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $11,850 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $26,700 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $11,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $11,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $5,500 |
ACE American Insurance Co. et al. | Chubb Limited | insurance violation | 2013 | ME-INS | $30,550 |
Ace American Insurance Co. and Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2021 | MD-INS | $7,000 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2003 | FL-OFR | $6,000 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2007 | FL-OFR | $56,000 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2016 | MO-INS | $47,500 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2009 | UT-INS | $141,500 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2020 | TX-INS | $19,500 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2021 | TX-INS | $5,000 |
ACE American Insurance Co. | Chubb Limited | insurance violation | 2022 | ID-INS | $156,000 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2022 | TX-INS | $6,500 |
Ace American Insurance | Chubb Limited | wage and hour violation | 2012 | MI-LEO | $6,000 |
Ace America's Cash Express, Inc. | ACE Cash Express | wage and hour violation | 2004 | WHD | $26,295 |
Ace America's Cash Express | ACE Cash Express | wage and hour violation | 2004 | CA-LCO | $75,000 |
Accident Fund National Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $19,100 |
Accident Fund National Insurance Company | AF Group | insurance violation | 2019 | TX-INS | $5,000 |
Accident Fund National Insurance Co. | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
Accident Fund National Insurance Co. | AF Group | insurance violation | 2021 | TX-INS | $7,500 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2012 | AZ-DIFI | $5,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2014 | TX-INS | $19,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2017 | TX-INS | $20,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | TX-INS | $13,500 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | TX-INS | $19,800 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2023 | TX-INS | $11,000 |
Accident Fund Insurance Co. of America | AF Group | insurance violation | 2011 | TX-INS | $8,000 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2014 | TX-INS | $28,000 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $75,000 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2018 | TX-INS | $6,400 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2022 | TX-INS | $12,000 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2023 | TX-INS | $12,000 |
Accident Fund General Insurance Company | AF Group | insurance violation | 2023 | TX-INS | $8,000 |
Accident Fund General Insurance Co. | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
Accident Fund General Insurance Co. | AF Group | insurance violation | 2021 | TX-INS | $6,500 |
Accident Fund General Insurance Co. | AF Group | insurance violation | 2021 | TX-INS | $5,000 |
Acadia Insurance Company et al. | W.R. Berkley | insurance violation | 2019 | VA-INS | $9,341 |
ACADIA INSURANCE COMPANY ET AL | W.R. Berkley | insurance violation | 2018 | VA-INS | $91,793 |
Acadia Insurance Company | W.R. Berkley | insurance violation | 2022 | VT-FIN | $100,000 |
Acadia Insurance Company | W.R. Berkley | insurance violation | 2024 | TX-INS | $5,000 |
Acadia Insurance Company | W.R. Berkley | insurance violation | 2024 | CT-INS | $40,000 |
Acadia Insurance Co. | W.R. Berkley | insurance violation | 2021 | TX-INS | $8,250 |
Academy Mortgage Corporation | Academy Mortgage Corp. | labor relations violation | 2018 | NLRB | $6,061 |
Academy Mortgage Corporation | Academy Mortgage Corp. | False Claims Act and related | 2022 | DOJ_CIVIL | $38,500,000 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2017 | AK-DBS | $6,500 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2011 | ID-FIN | $155,000 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2014 | WA-FIN | $17,760 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2021 | PA-BKG | $232,200 |
Absa Bank, Ltd. | Absa Group | investor protection violation | 2014 | CFTC | $150,000 |
ABN AMRO Mortgage Group | ABN AMRO | mortgage abuses | 2006 | HUD | $41,000,000 |
ABN AMRO Incorporated | ABN AMRO | investor protection violation | 2001 | SEC | $200,000 |
ABN AMRO Incorporated | ABN AMRO | investor protection violation | 2005 | FINRA | $220,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | investor protection violation | 2013 | CFTC | $1,000,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | investor protection violation | 2018 | CFTC | $160,000 |
ABN AMRO Clearing Chicago LLC | ABN AMRO | investor protection violation | 2020 | SEC | $586,000 |
ABN AMRO Bank, N.V. | ABN AMRO | economic sanction violation | 2006 | OFAC | $40,000,000 |
ABN AMRO Bank, N.V. | ABN AMRO | investor protection violation | 2013 | SEC | $5,547,408 |
ABN AMRO Bank, Inc | ABN AMRO | economic sanction violation | 2004 | OFAC | $25,847 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
ABN AMRO | ABN AMRO | economic sanction violation | 2005 | NY-DFS | $20,000,000 |
A.G. Edwards and Sons Inc. | Wells Fargo | economic sanction violation | 2008 | OFAC | $122,358 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2003 | CFTC | $45,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2007 | SEC | $3,860,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2006 | SEC | $125,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2008 | NJ-AG | $387,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2011 | MO-SEC | $765,993 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2017 | MO-SEC | $25,672 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2000 | FINRA | $5,890,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | investor protection violation | 2003 | NE-DBF | $20,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | investor protection violation | 2007 | SC-SEC | $575,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | investor protection violation | 2008 | TX-SEC | $5,000 |
A.G. Edwards | Wells Fargo | wage and hour violation | 2009 | private lawsuit-federal | $12,000,000 |
A.G. Edwards | Wells Fargo | wage and hour violation | 2007 | private lawsuit-federal | $20,000,000 |
21st Century National Insurance Company | Zurich Insurance | insurance violation | 2010 | NJ-DBI | $10,000 |
21st Century National Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $25,000 |
21st Century Insurance Co. and 21st Century Casualty Co. | Zurich Insurance | insurance violation | 2007 | CA-INS | $50,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2014 | NY-DFS | $9,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $36,500 |
21st Century Centennial Insurance Co. | Zurich Insurance | insurance violation | 2016 | DE-INS | $27,500 |
1st Financial Bank USA | 1st Financial Bank USA | banking violation | 2010 | FDIC | $10,140,000 |