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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Bank of AmericaBank of Americawage and hour violation2007private lawsuit-state$2,500,000
Bank of AmericaBank of Americawage and hour violation2006private lawsuit-federal$9,000,000
Bank of AmericaBank of Americawage and hour violation2003private lawsuit-state$4,100,000
Bank of AmericaBank of Americawage and hour violation2001private lawsuit-state$22,000,000
Bank of AmericaBank of Americainvestor protection violation2012MULTI-AG$2,430,000,000
Bank of AmericaBank of Americainvestor protection violation2013MULTI-AG$500,000,000
Bank of AmericaBank of Americamortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,382,415,075
Bank of AmericaBank of Americaprice-fixing or anti-competitive practices2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,000,000
Bank of AmericaBank of AmericaFalse Claims Act and related2001AK-AG$35,600,000
Bank of AmericaBank of Americaprivacy violation2009CT-AG$350,000
Bank of AmericaBank of Americafraud2016DC-AG$13,000,000
Bank of AmericaBank of Americafraud2010DC-AG$13,502,852
Bank of AmericaBank of Americaconsumer protection violation2014HI-AG$2,825,000
Bank of AmericaBank of Americamortgage abuses2015MA-AG$675,000
Bank of AmericaBank of Americadiscriminatory practices (non-employment)2006MA-AG$50,000
Bank of AmericaBank of Americaemployment discrimination2019OFCCP$4,200,000
Bank of AmericaBank of Americainvestor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
Bank of AmericaBank of Americaenvironmental violation2007CA-SCAQMD$46,000
Bank of AmericaBank of Americaconsumer protection violation2022CFPB$10,000,000
Bank of AmericaBank of Americabanking violation2022CFPB$100,000,000
Bank of AmericaBank of Americainvestor protection violation2022CFTC$100,000,000
Bank of AmericaBank of Americaprice-fixing or anti-competitive practices2022private lawsuit-federal$26,420,000
Bank of AmericaBank of Americaconsumer protection violation2013private lawsuit-federal$20,000,000
Bank of AmericaBank of Americaconsumer protection violation2023CFPB$90,000,000
Bank Of AmericaBank of Americawage and hour violation2016MI-LEO$23,500
Bank Of AmericaBank of Americawage and hour violation2016MI-LEO$23,500
Bank Of AmericaBank of Americawage and hour violation2011MI-LEO$5,000
Bank Of AmericaBank of Americawage and hour violation2010MI-LEO$15,406
Bank Of AmericaBank of Americawage and hour violation2010MI-LEO$14,000
Bank of AmericaBank of Americaconsumer protection violation2023CFPB$12,000,000
Bank of AmericaBank of Americawage and hour violation2024private lawsuit-federal$1,890,000
BANK OF AMERICABank of Americaworkplace safety or health violation2003OSHA$5,000
BANK OF AMERICABank of Americaworkplace safety or health violation2011OSHA$6,600
Bank of America CorpBank of Americaemployment discrimination2013OFCCP$2,181,593
Bank of America CorpBank of Americabenefit plan administrator violation2011private lawsuit-federal$21,000,000
BANK OF AMERICA CORPBank of Americawage and hour violation2022IL-DOL$9,660
Bank of America Corp.Bank of Americaprivacy violation2010MO-AG$195,000
Bank of America Corp.Bank of Americaconsumer protection violation2013WV-AG$1,950,000
Bank of America Corp.Bank of Americaanti-money-laundering deficiencies2006NY-MANDA$7,500,000
Bank of America Corp.Bank of Americaworkplace whistleblower retaliation2011OSHA$930,000
BANK OF AMERICA CORPORATIONBank of Americabanking violation2015FED$205,000,000
Bank of America CorporationBank of Americabanking violation2012FED$175,500,000
Bank of America CorporationBank of Americamortgage abuses2014DOJ$16,650,000,000
Bank of America CorporationBank of Americamortgage abuses2012DOJ$10,956,600,000
Bank of America CorporationBank of Americainvestor protection violation2014SEC$7,650,000
Bank of America CorporationBank of Americatoxic securities abuses2014FHFA$9,300,000,000
Bank of America CorporationBank of Americainvestor protection violation2009SEC$33,000,000
Bank of America CorporationBank of Americawage and hour violation2006WHD$265,774
Bank of America CorporationBank of Americawage and hour violation2004WHD$5,972
Bank of America CorporationBank of Americainvestor protection violation2014SEC$20,000,000
Bank of America CorporationBank of Americamortgage abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $943,000,000
Bank of America CorporationBank of Americaprivacy violation2014private lawsuit-federal$32,083,905
Bank of America et al.Bank of Americaconsumer protection violation2020private lawsuit-federal$252,500,000
Bank of America Merrill LynchBank of Americainvestor protection violation2018NY-AG$42,000,000
Bank of America N.A.Bank of Americabanking violation2012DOJ_RIGHTS$370,000,000
Bank of America N.A.Bank of Americaeconomic sanction violation2014OFAC$16,562,700
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2018private lawsuit-federal$187,500,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2021private lawsuit-federal$17,000,000
Bank of America N.A.Bank of Americaprice-fixing or anti-competitive practices2014private lawsuit-federal$20,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2022private lawsuit-federal$1,200,000
Bank of America N.A.Bank of Americaconsumer protection violation2022private lawsuit-federal$75,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2021private lawsuit-federal$5,950,000
Bank of America N.A.Bank of Americaconsumer protection violation2020private lawsuit-federal$35,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2020private lawsuit-federal$4,950,000
Bank of America N.A.Bank of Americaconsumer protection violation2018private lawsuit-federal$1,266,600,000
Bank of America N.A.Bank of Americaconsumer protection violation2018private lawsuit-federal$41,920,374
Bank of America N.A.Bank of Americaconsumer protection violation2017private lawsuit-federal$29,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2016private lawsuit-federal$3,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2015private lawsuit-federal$34,500,000
Bank of America N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$228,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$31,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$8,250,000
Bank of America N.A.Bank of Americaconsumer protection violation2013private lawsuit-federal$100,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2013private lawsuit-federal$19,610,000
Bank of America N.A.Bank of Americaconsumer protection violation2011private lawsuit-federal$410,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2023OCC$60,000,000
Bank of America N.A.Bank of Americaconsumer protection violation2023private lawsuit-federal$8,000,000
Bank Of America NABank of Americaenvironmental violation2005TX-ENV$12,480
Bank of America NABank of Americabanking violation2022OCC$125,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2014CFPB$747,000,000
Bank of America, N.A.Bank of Americawage and hour violation2010WHD$18,654
Bank of America, N.A.Bank of Americaprice-fixing or anti-competitive practices2018CFTC$30,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2017CA-MULTI$1,940,000
Bank of America, N.A.Bank of AmericaAmericans with Disabilities Act2020DOJ_RIGHTS$300,000
Bank of America, N.A.Bank of Americadiscriminatory practices (non-employment)2022HUD$15,000
Bank of America, N.A.Bank of Americaprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2019private lawsuit-federal$22,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2018private lawsuit-federal$550,000
Bank of America, N.A.Bank of Americaconsumer protection violation2016private lawsuit-federal$27,500,000
Bank of America, N.A.Bank of Americaconsumer protection violation2014private lawsuit-federal$8,000,000
Bank of America, N.A.Bank of Americaconsumer protection violation2011private lawsuit-federal$9,950,000
Bank of America, N.A.Bank of Americainvestor protection violation2023CFTC$8,000,000
Bank of America, N.A. (USA)Bank of Americaconsumer protection violation2015private lawsuit-federal$10,000,000
Bank of America, NABank of Americawage and hour violation2010WHD$5,827
Bank of America, NABank of Americadiscriminatory practices (non-employment)2005private lawsuit-federal$3,670,000
Bank of America, National AssociationBank of Americabanking violation2015OCC$1,104,530
Bank of America, National AssociationBank of Americabanking violation2015OCC$30,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.