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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $380,111,147,460
Number of Records: 7,452
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,232,669,824317
JPMorgan Chase$38,995,648,319267
UBS$31,045,549,125177
Wells Fargo$27,517,918,911260
Citigroup$26,917,736,792179
Deutsche Bank$19,968,467,56396
Goldman Sachs$17,475,327,552105
NatWest Group PLC$14,349,701,61842
Morgan Stanley$10,535,931,900197
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort icon . Current ParentPrimary Offense TypeYearAgencyPenalty Amount
Travelers Personal Insurance CompanyTravelersinsurance violation2022VA-INS$167,427
Travelers Personal Insurance CompanyTravelersinsurance violation2022KS-INS$5,980
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Travelers Insurance CompanyTravelersinsurance violation2002MA-INS$8,600
Travelers Indemnity Company of IllinoisTravelersinsurance violation2003FL-OFR$20,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2004PA-INS$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2023TX-INS$5,500
Travelers Indemnity Company of AmericaTravelersinsurance violation2016MO-INS$20,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2009RI-FIN$5,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$55,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$60,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Travelers Indemnity CompanyTravelersdiscriminatory practices (non-employment)2018private lawsuit-federal$450,000
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
Travelers Indemnity Co.Travelersinsurance violation2003FL-OFR$8,000
Travelers Indemnity Co.Travelersinsurance violation2002MN-FIN$5,000
Travelers Indemnity Co.Travelersinsurance violation2017PA-INS$100,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Travelers Home and Marine Insurance Company et al.Travelersinsurance violation2021MN-FIN$30,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2021WA-INS$10,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2022KS-INS$26,240
Travelers Home and Marine Insurance Co.Travelersinsurance violation2016MN-FIN$10,000
Travelers Home & Marine Insurance CompanyTravelersinsurance violation2014NY-DFS$100,000
Travelers Companies, Inc.Travelersconsumer protection violation2018CT-AG$5,000,000
Travelers Companies Inc.Travelersprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Travelers CompaniesTravelersinsurance violation2012CA-INS$10,500,000
Travelers Commercial Insurance Co. et al.Travelersinsurance violation2017MD-INS$10,000
Travelers Casualty Insurance Company of America et al.Travelersinsurance violation2016MO-INS$16,000
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2011MD-INS$5,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2021NY-DFS$75,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
Travelers Casualty and Surety Co. et al.Travelersinsurance violation2013MT-INS$5,000
Travelers Casualty and Surety Co.Travelersinsurance violation2018MD-INS$67,500
Travelers Casualty & Surety Company of America et al.Travelersinsurance violation2011IA-INS$5,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2016NJ-DBI$75,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2013WA-INS$150,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2021VT-FIN$84,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2018MA-AG$19,647
Transamerica Premier Life Insurance Co.Aegoninsurance violation2015MD-INS$11,800
Transamerica Premier Life Insurance Co.Aegoninsurance violation2015MN-FIN$5,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2018MN-FIN$40,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MO-INS$5,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MO-INS$36,000
Transamerica OccidentalAegonenvironmental violation2003CA-SCAQMD$5,438
Transamerica Life Insurance CompanyAegonwage and hour violation2015WHD$70,143
Transamerica Life Insurance CompanyAegoninsurance violation2019MD-INS$184,000
Transamerica Life Insurance CompanyAegoninsurance violation2019NJ-DBI$5,942,519
Transamerica Life Insurance CompanyAegoninsurance violation2009OR-FIN$25,000
Transamerica Life Insurance CompanyAegoninsurance violation2016SD-INS$15,000
Transamerica Life Insurance CompanyAegoninsurance violation2018SD-INS$10,000
Transamerica Life Insurance CompanyAegoninsurance violation2019SD-INS$30,000
Transamerica Life Insurance CompanyAegoninsurance violation2014UT-INS$45,000
Transamerica Life Insurance CompanyAegoninsurance violation2016WA-INS$5,000
Transamerica Life Insurance CompanyAegoninsurance violation2019WA-INS$15,000
Transamerica Life Insurance CompanyAegoninsurance violation2020CT-INS$10,000
TRANSAMERICA LIFE INSURANCE COMPANYAegoninsurance violation2021MO-INS$11,000
Transamerica Life Insurance CompanyAegoninsurance violation2022NE-DOI$25,000
Transamerica Life Insurance CompanyAegonconsumer protection violation2019private lawsuit-federal$195,000,000
Transamerica Life Insurance Co. et al.Aegoninsurance violation2012MN-FIN$50,000
Transamerica Life Insurance Co. et al.Aegoninsurance violation2014MN-FIN$2,500,000
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MN-FIN$100,000
Transamerica Life Insurance Co.Aegoninsurance violation2013MA-AG$1,330,000
Transamerica Life Insurance Co.Aegoninsurance violation2012CO-INS$6,270
Transamerica Life Insurance Co.Aegoninsurance violation2017ID-INS$5,000
Transamerica Life Insurance Co.Aegoninsurance violation2011MD-INS$5,000
Transamerica Life Insurance Co.Aegoninsurance violation2015MD-INS$16,300
Transamerica Life Insurance Co.Aegoninsurance violation2017MD-INS$8,300
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$6,000
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$5,000
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$26,000
Transamerica Life Insurance Co.Aegoninsurance violation2021WA-INS$30,000
Transamerica Life Insurance Co.Aegoninsurance violation2022MN-FIN$500,000
Transamerica Insurance Co.Aegoninsurance violation2013MULTI-AG$11,200,000
Transamerica Financial Life Insurance CompanyAegoninsurance violation2013NY-DFS$852,418
Transamerica Financial Life Insurance CompanyAegoninsurance violation2018NY-DFS$1,345,136
Transamerica Financial Life Insurance CompanyAegoninsurance violation2020NY-DFS$750,000
Transamerica Financial Advisors, Inc.Aegoninvestor protection violation2019SEC$6,023,072
Transamerica Financial Advisors, Inc.Aegoninvestor protection violation2020FINRA$8,800,000
Transamerica Financial AdvisorsAegoninvestor protection violation2014SEC$1,107,248
Transamerica CorporationAegonbenefit plan administrator violation2016private lawsuit-federal$3,800,000
Transamerica CorporationAegonbenefit plan administrator violation2021private lawsuit-federal$5,400,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2014WA-INS$20,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2015WA-INS$10,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2017MULTI-FIN$3,000,000
Transamerica Asset Management, Inc.Aegoninvestor protection violation2020SEC$5,946,782
Trafigura Beheer B.V. AmsterdamTrafiguraenvironmental violation2012CA-ARB$10,000
Trafigura AGTrafigurawage and hour violation2007WHD$11,839
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.