UBS Group AG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
UBS Securities LLC | UBS | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
UBS | UBS | banking violation | 2023 | TX-AG | $850,000 |
Credit Suisse | UBS | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
UBS Securities LLC | UBS | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Credit Suisse Group AG | UBS | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $550,000 |
UBS Group AG | UBS | banking violation | 2023 | FED | $268,500,000 |
UBS AG | UBS | toxic securities abuses | 2023 | DOJ_CIVIL | $1,435,000,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $13,750,000 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2023 | SEC | $10,000,000 |
Credit Suisse Group AG | UBS | price-fixing or anti-competitive practices | 2024 | private lawsuit-federal | $81,000,000 |
UBS | UBS | price-fixing or anti-competitive practices | 2024 | private lawsuit-federal | $125,000,000 |
U.S. Pension Trust Corp. and U.S. College Trust Corp. | U.S. Pension Trust Corp. | investor protection violation | 2010 | SEC | $112,600,000 |
U.S. Bank | U.S. Bancorp | consumer protection violation | 2014 | CFPB | $53,000,000 |
U.S. Bank | U.S. Bancorp | banking violation | 2013 | CFPB | $3,200,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2016 | OCC | $10,000,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2014 | OCC | $51,900,000 |
U.S. Bank | U.S. Bancorp | banking violation | 2013 | OCC | $208,156,501 |
U.S. Bank | U.S. Bancorp | False Claims Act and related | 2014 | DOJ_CIVIL | $200,000,000 |
U.S. Bank National Association | U.S. Bancorp | investor protection violation | 2015 | CFTC | $18,000,000 |
Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
Union Bank of California | U.S. Bancorp | economic sanction violation | 2005 | OFAC | $5,500 |
Union Bank of CA | U.S. Bancorp | economic sanction violation | 2003 | OFAC | $14,913 |
Union Bank of CA | U.S. Bancorp | economic sanction violation | 2003 | OFAC | $12,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2006 | OCC | $125,000 |
Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | FINCEN | $10,000,000 |
U.S. Bank National Association | U.S. Bancorp | discriminatory practices (non-employment) | 2014 | HUD | $11,489 |
U.S. Bank National Association | U.S. Bancorp | discriminatory practices (non-employment) | 2013 | HUD | $12,000 |
U.S. Bank, National Association | U.S. Bancorp | mortgage abuses | 2011 | HUD | $1,200,000 |
U.S. Bank | U.S. Bancorp | wage and hour violation | 2008 | WHD | $140,787 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2017 | OCC | $15,000,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2017 | OCC | $183,920 |
U.S. Bancorp | U.S. Bancorp | mortgage abuses | 2018 | FED | $4,400,000 |
U.S. Bank Municipal Securities Group | U.S. Bancorp | investor protection violation | 2015 | SEC | $60,000 |
US Bancorp | U.S. Bancorp | banking violation | 2018 | FED | $15,000,000 |
U.S. Bancorp | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | USAO | $453,000,000 |
U.S. Bank National Association | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | OCC | $75,000,000 |
U.S. Bank National Association | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | FINCEN | $70,000,000 |
US BANK | U.S. Bancorp | wage and hour violation | 2014 | IL-DOL | $131,922 |
U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $1,150,000 |
U.S. Bank | U.S. Bancorp | wage and hour violation | 2015 | private lawsuit-federal | $3,031,075 |
U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2014 | private lawsuit-federal | $6,450,000 |
Union Bank | U.S. Bancorp | wage and hour violation | 2012 | private lawsuit-federal | $3,500,000 |
U.S. Bank National Association | U.S. Bancorp | investor protection violation | 2005 | SEC | $500,000 |
U.S. Bank Pension Plan | U.S. Bancorp | benefit plan administrator violation | 2012 | private lawsuit-federal | $9,600,000 |
MUFG Securities Americas Inc. | U.S. Bancorp | investor protection violation | 2018 | SEC | $1,400,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2019 | OCC | $109,667 |
U.S. Bancorp | U.S. Bancorp | consumer protection violation | 2005 | CA-AG | $2,600,000 |
US Bank | U.S. Bancorp | privacy violation | 2000 | MULTI-AG | $2,000,000 |
US Bank NA | U.S. Bancorp | consumer protection violation | 2003 | NY-AG | $33,500 |
US Bank | U.S. Bancorp | housing code violation | 2016 | CA-LACA | $13,500,000 |
U.S. Bancorp Investments, Inc. | U.S. Bancorp | investor protection violation | 2020 | SEC | $15,992,441 |
MUFG Bank Ltd. | U.S. Bancorp | banking violation | 2019 | NY-DFS | $33,000,000 |
U.S. Bank National Association | U.S. Bancorp | wage and hour violation | 2020 | private lawsuit-federal | $6,500,000 |
U.S. Bancorp | U.S. Bancorp | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $2,495,000 |
U.S. Bank National Association | U.S. Bancorp | mortgage abuses | 2020 | DOJ_UTP | $29,000,000 |
U.S. Bank | U.S. Bancorp | privacy violation | 2019 | private lawsuit-federal | $2,670,336 |
US Bancorp Investments, Inc. | U.S. Bancorp | investor protection violation | 2010 | FINRA | $275,000 |
U.S. Bank | U.S. Bancorp | consumer protection violation | 2021 | MA-AG | $230,000 |
U.S. Bank | U.S. Bancorp | banking violation | 2022 | CFPB | $37,500,000 |
MUFG Bank Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $985,000 |
MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2016 | private lawsuit-federal | $14,050,000 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $44,500,000 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
U.S. Bank National Association | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $6,000,000 |
Union Bank N.A. | U.S. Bancorp | consumer protection violation | 2012 | private lawsuit-federal | $35,000,000 |
US Bank N.A. | U.S. Bancorp | consumer protection violation | 2014 | private lawsuit-federal | $55,000,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $750,000 |
MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
U.S. Bank | U.S. Bancorp | consumer protection violation | 2023 | CFPB | $20,700,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
U.S. Bancorp Investments Inc. | U.S. Bancorp | investor protection violation | 2024 | SEC | $8,000,000 |
MUFG BANK, LTD. | U.S. Bancorp | banking violation | 2024 | CT-BKG | $10,000 |
U.S. Bank, N.A. | U.S. Bancorp | investor protection violation | 2024 | CFTC | $6,000,000 |
U.S. BANCORP DBA US BANK MT. VERNON IL OFFICE | U.S. Bancorp | workplace safety or health violation | 2015 | OSHA | $8,775 |
Trustmark National Bank | Trustmark | banking violation | 2012 | OCC | $6,250 |
Trustmark National Bank | Trustmark | discriminatory practices (non-employment) | 2021 | CFPB | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000 |
Trustmark National Bank | Trustmark | banking violation | 2021 | OCC | $4,000,000 |
SunTrust Mortgage, Inc. | Truist Financial | consumer protection violation | 2014 | CFPB | $550,000,000 |
SunTrust Banks, Inc. | Truist Financial | banking violation | 2014 | FED | $160,000,000 |
SunTrust Mortgage, Inc. | Truist Financial | toxic securities abuses | 2013 | FHFA | $65,000,000 |
SunTrust Mortgage Inc. | Truist Financial | banking violation | 2012 | DOJ_RIGHTS | $21,000,000 |
SunTrust Mortgage Inc. | Truist Financial | mortgage abuses | 2014 | DOJ_CIVIL | $320,000,000 |
SunTrust Mortgage Inc. | Truist Financial | False Claims Act and related | 2014 | DOJ_CIVIL | $418,000,000 |
BANK OF KENTUCKY, INC., THE | Truist Financial | banking violation | 2009 | FDIC | $30,415 |
BankAtlantic | Truist Financial | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
BankAtlantic | Truist Financial | economic sanction violation | 2008 | OFAC | $7,500 |
BB&T | Truist Financial | economic sanction violation | 2007 | OFAC | $10,000 |
SunTrust Bank | Truist Financial | economic sanction violation | 2005 | OFAC | $40,423 |
SunTrust Bank | Truist Financial | economic sanction violation | 2005 | OFAC | $30,800 |
SunTrust Capital Markets Inc. | Truist Financial | investor protection violation | 2006 | SEC | $125,000 |
Branch Banking & Trust Company (BB&T) | Truist Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $83,000,000 |
SunTrust Mortgage, Inc. | Truist Financial | discriminatory practices (non-employment) | 2013 | HUD | $36,000 |
Branch Banking and Trust (BB&T) | Truist Financial | employment discrimination | 2010 | EEOC | $24,000 |
SunTrust Bank | Truist Financial | employment discrimination | 2014 | EEOC | $300,000 |
SunTrust Mortgage Inc. | Truist Financial | wage and hour violation | 2012 | WHD | $51,518 |
Branch Banking and Trust Company | Truist Financial | wage and hour violation | 2011 | WHD | $12,314 |
BB&T | Truist Financial | wage and hour violation | 2011 | WHD | $43,662 |