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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $364,987,502,767
Number of Records: 7,424
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,860,718,022283
JPMorgan Chase$36,735,865,891239
Citigroup$26,665,437,031170
Wells Fargo$25,943,801,143236
Deutsche Bank$19,684,396,13592
UBS$17,479,735,000115
Goldman Sachs$17,054,777,59197
NatWest Group PLC$14,007,380,19038
Credit Suisse$11,673,430,79257
Morgan Stanley$10,440,931,900196

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
IFCO SYSTEMS, NORTH AMERICATriton Investments Advisersworkplace safety or health violation2012OSHA$6,720
IFCO SYSTEMS US, LLC SITE146Triton Investments Advisersworkplace safety or health violation2013OSHA$23,099
IFCO SYSTEMS N.A. INC.Triton Investments Advisersworkplace safety or health violation2013OSHA$5,082
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2014OSHA$13,500
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711Triton Investments Advisersworkplace safety or health violation2014OSHA$7,040
IFCO SYSTEMS US, LLCTriton Investments Advisersworkplace safety or health violation2014OSHA$13,073
IFCO SYSTEMS, NORTH AMERICA #409Triton Investments Advisersworkplace safety or health violation2014OSHA$6,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2014OSHA$18,400
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2022OSHA$6,215
The Travelers Indemnity CompanyTravelerswage and hour violation2009WHD$21,283
St Paul Travelers Companies Inc.Travelersbenefit plan administrator violation2007private lawsuit-federal$4,450,000
Premier Insurance Company of MassachusettsTravelersconsumer protection violation2011MA-AG$5,000,386
St. Paul TravelersTravelersprice-fixing or anti-competitive practices2006MULTI-AG$77,000,000
St. Paul Travelers Companies Inc.Travelersinvestor protection violation2005NM-AG$67,500,000
Travelers Companies, Inc.Travelersconsumer protection violation2018CT-AG$5,000,000
TravelersCompanies, Inc.Travelersprice-fixing or anti-competitive practices2007MULTI-AG$6,000,000
United States Fidelity & GuarantyTravelersFalse Claims Act and related2007CT-AG$17,500,000
United States Fidelity and Guaranty Co.TravelersFalse Claims Act and related2010MA-AG$2,925,000
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Travelers CompaniesTravelersinsurance violation2012CA-INS$10,500,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2020DE-INS$6,000
Travelers Indemnity Co.Travelersinsurance violation2003FL-OFR$8,000
Travelers Indemnity Company of IllinoisTravelersinsurance violation2003FL-OFR$20,500
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2007FL-OFR$23,750
Travelers Casualty & Surety Company of America et al.Travelersinsurance violation2011IA-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2006KS-INS$5,000
The Travelers Indemnity Co. et al.Travelersinsurance violation2010KS-INS$10,000
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
Travelers Insurance CompanyTravelersinsurance violation2002MA-INS$8,600
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2011MD-INS$5,000
Phoenix Insurance Co. and Travelers Property Casualty Company of AmericaTravelersinsurance violation2013MD-INS$50,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2014MD-INS$55,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2014MD-INS$20,400
The Standard Fire Insurance Co.Travelersinsurance violation2015MD-INS$8,000
The Standard Fire Insurance Co.Travelersinsurance violation2015MD-INS$10,000
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
Travelers Commercial Insurance Co. et al.Travelersinsurance violation2017MD-INS$10,000
Travelers Casualty and Surety Co.Travelersinsurance violation2018MD-INS$67,500
Travelers Indemnity Co.Travelersinsurance violation2002MN-FIN$5,000
Travelers Home and Marine Insurance Co.Travelersinsurance violation2016MN-FIN$10,000
The Travelers Home and Marine Insurance Co.Travelersinsurance violation2016MN-FIN$15,000
The Travelers Indemnity Co.Travelersinsurance violation2019MN-FIN$10,000
Standard Fire Insurance Co.Travelersinsurance violation2015MO-INS$89,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2016MO-INS$20,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2016MO-INS$19,000
Phoenix Insurance Co.Travelersinsurance violation2016MO-INS$21,000
Travelers Casualty Insurance Company of America et al.Travelersinsurance violation2016MO-INS$16,000
Travelers Casualty and Surety Co. et al.Travelersinsurance violation2013MT-INS$5,000
Travelers Home & Marine Insurance CompanyTravelersinsurance violation2014NY-DFS$100,000
Standard Fire Insurance CompanyTravelersinsurance violation2018OR-FIN$71,200
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2004PA-INS$7,500
Travelers Indemnity Co.Travelersinsurance violation2017PA-INS$100,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2009RI-FIN$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2000SC-INS$10,000
Standard Fire Insurance CompanyTravelersinsurance violation2010TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$55,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$60,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2010TX-INS$20,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2012TX-INS$25,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Standard Fire Insurance CompanyTravelersinsurance violation2013TX-INS$5,000
United States Fidelity and Guaranty CompanyTravelersinsurance violation2014TX-INS$13,307
The Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$10,628
The Standard Fire Insurance CompanyTravelersinsurance violation2014TX-INS$9,795
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$19,442
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2014TX-INS$17,012
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$11,500
Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$5,750
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
The Travelers Indemnity CompanyTravelersinsurance violation2016TX-INS$9,000
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2016TX-INS$7,000
The Standard Fire Insurance CompanyTravelersinsurance violation2016TX-INS$5,000
The Travelers Indemnity Co. of ConnecticutTravelersinsurance violation2016TX-INS$18,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2016TX-INS$62,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
The Standard Fire Insurance CompanyTravelersinsurance violation2018TX-INS$27,855
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2018TX-INS$14,500
The Travelers Indemnity CompanyTravelersinsurance violation2018TX-INS$7,500
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2018TX-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2019TX-INS$20,000
The Phoenix Insurance CompanyTravelersinsurance violation2019TX-INS$6,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
THE TRAVELERS INDEMNITY CO. et al.Travelersinsurance violation2009VA-INS$7,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
The Travelers Indemnity Company ofAmericaTravelersinsurance violation2020VA-INS$49,500
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2020TX-INS$10,000
Travelers Indemnity CompanyTravelersdiscriminatory practices (non-employment)2018private lawsuit-federal$450,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2021WA-INS$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.