Wells Fargo Bank, National Association | Wells Fargo | wage and hour violation | 2004 | WHD | $228,209 |
Wachovia Bank | Wells Fargo | wage and hour violation | 2004 | WHD | $5,798,744 |
First Union Bank | Wells Fargo | labor relations violation | 2000 | NLRB | $9,116 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services | Wells Fargo | consumer protection violation | 2017 | DOJ_RIGHTS | $5,400,000 |
Wachovia Bank N.A. | Wells Fargo | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
Wells Fargo Advisors, LLC | Wells Fargo | anti-money-laundering deficiencies | 2017 | SEC | $3,500,000 |
Wells Fargo Bank N.A. Municipal Products Group | Wells Fargo | investor protection violation | 2016 | SEC | $440,000 |
Wells Fargo Bank, National Association | Wells Fargo | consumer protection violation | 2016 | OCC | $20,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | OCC | $500,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2018 | CFPB | $500,000,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2018 | private lawsuit-state | $27,500,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-state | $13,000,000 |
Wells Fargo Advisors | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,500,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $685,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,900,000 |
Wells Fargo Insurance Services | Wells Fargo | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
Wells Fargo Bank | Wells Fargo | wage and hour violation | 2015 | private lawsuit-federal | $1,850,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2014 | private lawsuit-federal | $15,000,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2014 | private lawsuit-state | $3,000,000 |
Wells Fargo Advisors | Wells Fargo | wage and hour violation | 2013 | private lawsuit-federal | $4,000,000 |
Wells Fargo Bank | Wells Fargo | wage and hour violation | 2012 | private lawsuit-federal | $280,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
Wells Fargo Bank | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
Wachovia Financial Services | Wells Fargo | wage and hour violation | 2010 | private lawsuit-federal | $450,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2010 | private lawsuit-federal | $20,000,000 |
Wachovia Securities | Wells Fargo | wage and hour violation | 2009 | private lawsuit-federal | $39,000,000 |
A.G. Edwards | Wells Fargo | wage and hour violation | 2009 | private lawsuit-federal | $12,000,000 |
A.G. Edwards | Wells Fargo | wage and hour violation | 2007 | private lawsuit-federal | $20,000,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2007 | private lawsuit-federal | $12,800,000 |
Wells Fargo Bank, N.A. | Wells Fargo | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Wells Fargo Advisors LLC | Wells Fargo | investor protection violation | 2018 | SEC | $5,108,441 |
Wachovia National Bank, N.A. | Wells Fargo | benefit plan administrator violation | 2000 | EBSA | $30,000,000 |
Strong Capital Management, Inc. | Wells Fargo | investor protection violation | 2006 | SEC | $2,185,927 |
Wells Fargo Advisors | Wells Fargo | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
Wells Fargo Advisors | Wells Fargo | employment discrimination | 2017 | private lawsuit-federal | $35,500,000 |
Norwest Investment Services, Inc. | Wells Fargo | investor protection violation | 2002 | SEC | $153,245 |
Prudential Securities Incorporated | Wells Fargo | investor protection violation | 2001 | SEC | $800,000 |
First Union Securities, Inc. | Wells Fargo | investor protection violation | 2000 | SEC | $408,931 |
Wells Fargo Advisors, LLC | Wells Fargo | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
Wells Fargo Bank N.A. | Wells Fargo | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
Wells Fargo & Company | Wells Fargo | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
Wells Fargo & Company | Wells Fargo | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
Wachovia Corporation | Wells Fargo | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
Wachovia Securities | Wells Fargo | benefit plan administrator violation | 2009 | private lawsuit-federal | $1,005,000 |
Wells Fargo Bank N.A. | Wells Fargo | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Wells Fargo Securities | Wells Fargo | investor protection violation | 2019 | SEC | $812,500 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | Wells Fargo | investor protection violation | 2019 | SEC | $17,363,847 |
Wells Fargo Bank | Wells Fargo | employment screening violation | 2016 | private lawsuit-federal | $12,000,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2008 | NJ-AG | $387,000 |
Strong Capital Management Co. | Wells Fargo | investor protection violation | 2004 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000 |
Wachovia Bank N.A. | Wells Fargo | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
Wachovia Capital Markets LLC | Wells Fargo | investor protection violation | 2006 | MULTI-AG | $25,000,000 |
Wachovia Capital Markets, LLC | Wells Fargo | investor protection violation | 2007 | MD-AG | $402,386 |
Wachovia Securities | Wells Fargo | investor protection violation | 2008 | MULTI-AG | $60,000,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2009 | DE-AG | $309,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2011 | NJ-AG | $3,200,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2010 | MULTI-AG | $23,700,000 |
Wells Fargo | Wells Fargo | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
Wells Fargo | Wells Fargo | mortgage abuses | 2010 | CA-AG | $33,868,615 |
Wells Fargo | Wells Fargo | investor protection violation | 2009 | CA-AG | $1,400,000,000 |
Wells Fargo | Wells Fargo | toxic securities abuses | 2018 | IL-AG | $17,250,000 |
Wells Fargo | Wells Fargo | mortgage abuses | 2012 | MD-AG | $940,056 |
Wells Fargo | Wells Fargo | consumer protection violation | 2004 | NY-AG | $2,900,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2016 | WV-AG | $8,000,000 |
Wells Fargo & Company | Wells Fargo | investor protection violation | 2018 | NY-AG | $65,000,000 |
Wells Fargo Bank | Wells Fargo | consumer protection violation | 2011 | CT-AG | $741,465 |
Wells Fargo Bank | Wells Fargo | mortgage abuses | 2015 | MA-AG | $675,000 |
Wells Fargo Bank | Wells Fargo | mortgage abuses | 2015 | MD-AG | $13,800,000 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | MULTI-AG | $575,000,000 |
Wells Fargo Bank | Wells Fargo | privacy violation | 2016 | CA-AG | $8,500,000 |
Wells Fargo Financial Bank | Wells Fargo | consumer protection violation | 2003 | NY-AG | $33,500 |
Wells Fargo Financial Leasing, Inc. | Wells Fargo | consumer protection violation | 2005 | MULTI-AG | $10,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | investor protection violation | 2019 | CFTC | $14,475,000 |
Wells Fargo Bank, N.A. | Wells Fargo | economic sanction violation | 2013 | OFAC | $23,937 |
Wells Fargo Bank, N.A | Wells Fargo | economic sanction violation | 2010 | OFAC | $67,500 |
Wells Fargo Bank N.A. | Wells Fargo | employment discrimination | 2019 | OFCCP | $283,697 |
Wells Fargo | Wells Fargo | consumer protection violation | 2016 | CA-LACA | $50,000,000 |
Wells Fargo Home Mortgage, Inc. | Wells Fargo | consumer protection violation | 2003 | CA-SCCDA | $25,000 |
Wells Fargo Financial Texas, Inc. | Wells Fargo | employment discrimination | 2003 | EEOC | $110,000 |
Wells Fargo Bank | Wells Fargo | False Claims Act and related | 2008 | USAO | $4,046,786 |
Wells Fargo Bank N.A. | Wells Fargo | wage and hour violation | 2019 | WHD | $57,675 |
Wells Fargo Bank | Wells Fargo | wage and hour violation | 2016 | WHD | $38,230 |
Wells Fargo & Company | Wells Fargo | wage and hour violation | 2014 | WHD | $100,001 |
Wells Fargo & Company | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $35,000,000 |
Wells Fargo & Company | Wells Fargo | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network | Wells Fargo | investor protection violation | 2020 | SEC | $35,000,000 |
Wells Fargo & Co. | Wells Fargo | investor protection violation | 2020 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2010 | AK-DBS | $129,131 |
Wells Fargo Financial California, Inc. | Wells Fargo | consumer protection violation | 2005 | CA-DFPI | $1,621,010 |
Wells Fargo Fund Distributor, LLC | Wells Fargo | consumer protection violation | 2014 | CA-DFPI | $8,000 |
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc. | Wells Fargo | insurance violation | 2019 | CA-INS | $5,345,816 |
Wachovia Capital Markets, LLC | Wells Fargo | investor protection violation | 2007 | CT-SEC | $258,728 |
Wachovia Securities, LLC nka Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2010 | CT-SEC | $75,000 |
Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2017 | IL-SEC | $270,000 |
Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2010 | IN-SEC | $8,495 |
Wells Fargo Clearing Services, LLC | Wells Fargo | investor protection violation | 2019 | MA-SEC | $450,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2008 | MD-SEC | $50,000 |
Wells Fargo Advisors LLC | Wells Fargo | investor protection violation | 2012 | MD-SEC | $50,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2011 | MO-SEC | $765,993 |