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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $380,111,147,460
Number of Records: 7,452
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,232,669,824317
JPMorgan Chase$38,995,648,319267
UBS$31,045,549,125177
Wells Fargo$27,517,918,911260
Citigroup$26,917,736,792179
Deutsche Bank$19,968,467,56396
Goldman Sachs$17,475,327,552105
NatWest Group PLC$14,349,701,61842
Morgan Stanley$10,535,931,900197
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
Bannockburn Global Forex, LLCFirst Financial Bancorp.consumer protection violation2016TX-FIN$23,608
Mutual of Omaha BankFirst Citizens BancSharesbanking violation2013OCC$51,765
CIT Group Inc.First Citizens BancSharesexport control violation2005BIS$74,800
CIT Group Inc.First Citizens BancSharesmortgage abuses2018FED$5,200,000
CIT Group, Inc., and CIT Bank, N.A., dba OneWest BankFirst Citizens BancSharesdiscriminatory practices (non-employment)2019HUD$7,300,000
CIT Group/Equipment Financing, Inc.First Citizens BancSharesconsumer protection violation2005MULTI-AG$10,000,000
CIT Technology Financing Services, Inc.First Citizens BancSharesconsumer protection violation2005NJ-AG$4,360,000
CIT Technology Financing Services, Inc.First Citizens BancSharesconsumer protection violation2004NY-AG$4,200,000
Student Loan Xpress, Inc.First Citizens BancSharesconsumer protection violation2009MULTI-AG$112,825,000
Student Loan Xpress, Inc.First Citizens BancSharesconsumer protection violation2010KY-AG$3,600,000
Student Loan Xpress, Inc.First Citizens BancSharesconsumer protection violation2007NY-AG$3,000,000
Mutual of Omaha BankFirst Citizens BancSharesbanking violation2019OCC$98,415
CIT GroupFirst Citizens BancSharesconsumer protection violation2009NE-DBF$52,000
CIT Bank, National AssociationFirst Citizens BancSharesbanking violation2020OCC$82,500
BUSEY BANKFirst Busey Corp.banking violation2006FDIC$5,200
BUSEY BANKFirst Busey Corp.banking violation2010FDIC$7,445
First BanCorpFirst Bancorp (Puerto Rico)accounting fraud or deficiencies2007SEC$8,500,000
FirstBank Puerto RicoFirst Bancorp (Puerto Rico)banking violation2019FDIC$17,700
First BancorpFirst Bancorp (North Carolina)accounting fraud or deficiencies2015SEC$275,000
FIRST BANKFirst Bancorp (North Carolina)banking violation2004FDIC$12,000
FIRST BANKFirst Bancorp (North Carolina)banking violation2004FDIC$12,000
First American Title Insurance CompanyFirst American Financialkickbacks and bribery2007HUD$5,000,000
First American Title Insurance CompanyFirst American Financialkickbacks and bribery2005HUD$680,000
The First American Title CompanyFirst American Financialwage and hour violation2006WHD$72,363
The First American Title Insurance, Co.First American Financialwage and hour violation2005WHD$24,067
First American Title Insurance CompanyFirst American Financialconsumer protection violation2002CA-AG$7,000,000
First American Title Insurance Co.First American Financialinsurance violation2013CO-INS$177,500
First American Title Insurance Co.First American Financialinsurance violation2019DE-INS$36,000
First American TitleFirst American Financialinsurance violation2014IN-INS$12,500
First American Title Insurance Co.First American Financialinsurance violation2011MD-INS$15,000
First American Title Insurance Co.First American Financialinsurance violation2020MD-INS$52,000
First American Title Insurance Co.First American Financialinsurance violation2007MN-FIN$500,000
First American Title Insurance Co.First American Financialinsurance violation2010MN-FIN$21,750
First American Title Insurance Co.First American Financialinsurance violation2007MO-INS$150,344
First American Title Insurance Co.First American Financialinsurance violation2012MO-INS$34,500
First American Title Insurance Co.First American Financialinsurance violation2012MO-INS$165,000
First American Title Insurance Company of OregonFirst American Financialinsurance violation2008OR-FIN$6,000
First American Title Insurance CompanyFirst American Financialinsurance violation2009OR-FIN$61,000
First American Title Insurance Company of OregonFirst American Financialinsurance violation2009OR-FIN$18,000
First American Title Insurance Company:First American Financialinsurance violation2014UT-INS$73,000
First American Title Insurance CompanyFirst American Financialinsurance violation2016UT-INS$6,500
First American Title insurance Co.First American Financialinsurance violation2020CT-INS$40,000
First American Title Co.First American Financialinsurance violation2021CA-INS$50,000
First American Title Co.First American Financialinsurance violation2021CA-INS$1,185,000
First American Title Co.First American Financialinsurance violation2021CA-INS$55,000
First American Financial CorporationFirst American Financialprivacy violation2021SEC$487,616
First American Title Insurance Company of LouisianaFirst American Financialinsurance violation2021LA-INS$5,000
First American TitleFirst American Financialenvironmental violation2006CA-SCAQMD$38,211
First American Financial Corp.First American Financialenvironmental violation2002CA-SCAQMD$6,500
Scott Danahy Naylon Co. Inc.Financial Institutions Inc.wage and hour violation2005WHD$5,495
Five Star BankFinancial Institutions Inc.discriminatory practices (non-employment)2015NY-AG$150,000
Fifth Third BankFifth Third Bancorpconsumer protection violation2015CFPB$21,500,000
Cole Taylor BankFifth Third Bancorpbanking violation2014FED$3,510,000
Fifth Third BancorpFifth Third Bancorpaccounting fraud or deficiencies2013SEC$6,500,000
Fifth Third BancorpFifth Third Bancorptoxic securities abuses2015USAO$85,000,000
Fifth Third BankFifth Third Bancorpdiscriminatory practices (non-employment)2006HUD$125,000
Fifth Third BancorpFifth Third Bancorpwage and hour violation2007WHD$9,038
Fifth Third BankFifth Third Bancorpemployment discrimination2000OFCCP$440,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2015SEC$20,000
Fifth Third BankFifth Third Bancorpwage and hour violation2017private lawsuit-federal$1,111,388
MB FinancialFifth Third Bancorpwage and hour violation2015private lawsuit-federal$800,000
Fifth Third BankFifth Third Bancorpwage and hour violation2015private lawsuit-federal$3,250,000
Fifth Third BankFifth Third Bancorpwage and hour violation2014private lawsuit-federal$4,000,000
Fifth Third BancorpFifth Third Bancorpbenefit plan administrator violation2016private lawsuit-federal$6,000,000
Fifth Third BankFifth Third Bancorpemployment discrimination2004EEOC$225,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2013IN-SEC$8,500
Fifth Third Mortgage Co.Fifth Third Bancorpconsumer protection violation2014WA-FIN$228,626
THE FIFTH THIRD BANKFifth Third Bancorpenvironmental violation2006FL-DEP$16,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2018FINRA$6,000,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2015FINRA$963,534
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2009FINRA$150,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2009FINRA$1,750,000
Fifth Third BankFifth Third Bancorpprivacy violation2022private lawsuit-federal$50,000,000
Fifth Third BancorpFifth Third Bancorpconsumer protection violation2015private lawsuit-federal$1,801,384
Fifth Third BankFifth Third Bancorpconsumer protection violation2021private lawsuit-federal$5,200,000
Fifth Third BankFifth Third Bancorpconsumer protection violation2011private lawsuit-federal$9,500,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2023SEC$709,971
Fidelity National Financial, Inc.Fidelity National Financialkickbacks and bribery2011HUD$4,500,000
Fidelity National Title Insurance CompanyFidelity National Financialkickbacks and bribery2007HUD$68,635
Chicago Title Insurance CompanyFidelity National Financialmortgage abuses2005HUD$5,000,000
ServiceLink Holdings, LLCFidelity National Financialbanking violation2017FED$65,000,000
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$27,858
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$17,845
Fidelity National Financial, Inc.Fidelity National Financialwage and hour violation2005WHD$778,391
Fidelity National Financial, IncFidelity National Financialwage and hour violation2004WHD$7,945
Fidelity National Title Insurance CompanyFidelity National Financialconsumer protection violation2002CA-AG$31,148,320
Fidelity National Financial, Inc.Fidelity National Financialconsumer protection violation2013CA-MULTI$873,588
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2017AR-INS$50,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2010AZ-DIFI$10,000
American Title Co. dba Ticor Title Company of AmericaFidelity National Financialinsurance violation2005CA-INS$1,200,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2005CA-INS$13,300,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2006CA-INS$4,499,997
Fidelity National Title Co.Fidelity National Financialinsurance violation2009CA-INS$365,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2013CA-INS$1,425,000
Ticor Title Company of CaliforniaFidelity National Financialinsurance violation2018CA-INS$6,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2000CO-INS$20,750
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2001CO-INS$17,250
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2014CO-INS$48,400
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2015CO-INS$66,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.