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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$388,802,802,308
Number of Records: 7,734
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,650,890329
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Citigroup Global Markets Inc.Citigroupinvestor protection violation2022SEC$125,000,000
Citibank N.A.Citigroupprice-fixing or anti-competitive practices2020private lawsuit-federal$7,025,000
Citibank N.A.Citigroupprice-fixing or anti-competitive practices2020private lawsuit-federal$33,400,000
Citibank N.A.Citigroupprice-fixing or anti-competitive practices2018private lawsuit-federal$130,000,000
Citibank N.A.Citigroupprice-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
Citibank N.A.Citigroupprice-fixing or anti-competitive practices2022private lawsuit-federal$9,990,000
Citigroup Global Markets Inc.Citigroupprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Citigroup Inc.Citigroupprice-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
Citigroup Inc.Citigroupprice-fixing or anti-competitive practices2018private lawsuit-federal$402,000,000
Citigroup Inc.Citigroupprice-fixing or anti-competitive practices2018private lawsuit-federal$42,000,000
Citigroup Inc.Citigroupprice-fixing or anti-competitive practices2020private lawsuit-federal$9,950,000
CitigroupInc.Citigroupprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Citibank N.A.Citigroupconsumer protection violation2014private lawsuit-federal$110,000,000
Citibank N.A.Citigroupconsumer protection violation2013private lawsuit-federal$2,320,000
Citibank N.A.Citigroupconsumer protection violation2013private lawsuit-federal$7,500,000
Citigroup Global Markets Inc.Citigroupconsumer protection violation2015private lawsuit-federal$78,333,333
Citigroup Global Markets Inc.Citigroupconsumer protection violation2015private lawsuit-federal$10,571,428
Citigroup Inc.Citigroupconsumer protection violation2016private lawsuit-federal$13,500,000
Citigroup Mortgage Loan Trust Inc.Citigroupconsumer protection violation2012private lawsuit-federal$24,975,000
Citimortgage Inc.Citigroupconsumer protection violation2015private lawsuit-federal$2,200,000
Citigroup Global Markets Inc.Citigroupinvestor protection violation2023SEC$2,900,000
Citigroup Global Markets, Inc.Citigroupinvestor protection violation2023SEC$1,975,000
Citibank N.A.Citigroupdiscriminatory practices (non-employment)2023CFPB$25,900,000
CITIMORTGAGE, INC.Citigroupworkplace safety or health violation2007OSHA$5,097
CITIBANK, N.A.Citigroupworkplace safety or health violation2010OSHA$5,000
CITICORP CREDIT CARD SERVICES, INC. (USA)Citigroupworkplace safety or health violation2014OSHA$7,650
The Cincinnati Insurance CompaniesCincinnati FinancialFamily and Medical Leave Act2005WHD$15,000
Cincinnati Insurance CompanyCincinnati Financialemployment discrimination2006private lawsuit-federal$537,500
Cincinnati Insurance Co.Cincinnati Financialinsurance violation2007FL-OFR$65,000
Cincinnati Insurance CompanyCincinnati Financialinsurance violation2018TX-INS$30,000
THE CINCINNATI INSURANCE CO. ET AL.Cincinnati Financialinsurance violation2003VA-INS$30,000
CINCINNATI INSURANCE COMPANYCincinnati Financialinsurance violation2016VA-INS$54,475
Cincinnati Life Insurance CompanyCincinnati Financialinsurance violation2004MULTI-FIN$216,750
Cincinnati Insurance Co.Cincinnati Financialinsurance violation2020WA-INS$5,000
Cincinnati Life Insurance CompanyCincinnati Financialdiscriminatory practices (non-employment)2004private lawsuit-state$1,900,000
The Cincinnati Insurance CompanyCincinnati Financialinsurance violation2021MD-INS$96,980
Cincinnati Insurance Company et al.Cincinnati Financialinsurance violation2022WA-INS$5,000
Combined Insurance Company of AmericaChubb Limitedwage and hour violation2010private lawsuit-federal$6,000,000
Combined Insurance Company of AmericaChubb Limitedemployment discrimination2005private lawsuit-federal$8,500,000
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
ACE GroupChubb Limitedprice-fixing or anti-competitive practices2011OH-AG$1,970,000
ACE LimitedChubb Limitedprice-fixing or anti-competitive practices2007PA-AG$9,000,000
ACE Group Holdings, Inc.Chubb Limitedprice-fixing or anti-competitive practices2007MULTI-AG$4,500,000
ACE, LtdChubb Limitedprice-fixing or anti-competitive practices2006MULTI-AG$80,000,000
ChubbChubb Limitedprice-fixing or anti-competitive practices2006MULTI-AG$17,000,000
The Chubb Corp.Chubb Limitedconsumer protection violation2009MA-AG$239,011
ACE LimitedChubb Limitedeconomic sanction violation2019OFAC$66,212
Federal Insurance Co. et al.Chubb Limitedinsurance violation2003CA-INS$403,652
Ace Limited Insurance GroupChubb Limitedinsurance violation2014CA-INS$100,000
Federal Insurance Co.Chubb Limitedinsurance violation2005CO-INS$16,000
Bankers Standard Insurance Co. et al.Chubb Limitedinsurance violation2019DE-INS$16,000
Ace American Insurance Co.Chubb Limitedinsurance violation2003FL-OFR$6,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2006FL-OFR$9,750
Ace American Insurance Co.Chubb Limitedinsurance violation2007FL-OFR$56,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2011MD-INS$25,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2011MD-INS$15,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2015MD-INS$25,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2016MD-INS$12,000
ACE American Insurance Co. et al.Chubb Limitedinsurance violation2013ME-INS$30,550
Illinois Union Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2002MN-FIN$5,000
Federal Insurance Co.Chubb Limitedinsurance violation2008MO-INS$5,900
Chubb National Insurance Co.Chubb Limitedinsurance violation2012MO-INS$68,000
Federal Insurance Co.Chubb Limitedinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Federal Insurance Co.Chubb Limitedinsurance violation2018MT-FIN$20,000
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2015NY-DFS$50,000
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2017NY-DFS$23,740
Chubb Ltd.Chubb Limitedinsurance violation2018NY-DFS$1,300,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2004OR-FIN$10,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2006OR-FIN$9,000
ACE American Reinsurance CompanyChubb Limitedinsurance violation2006OR-FIN$8,300
ACE American Insurance CompanyChubb Limitedinsurance violation2007OR-FIN$15,000
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2010OR-FIN$7,900
Combined Insurance Company of AmericaChubb Limitedinsurance violation2005PA-INS$50,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016SD-INS$5,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$14,875
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$18,000
Ace American Insurance Company et al.Chubb Limitedinsurance violation2008TX-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$37,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$147,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$48,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$68,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$15,500
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$40,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2011TX-INS$24,000
Federal Insurance Co.Chubb Limitedinsurance violation2011TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2012TX-INS$8,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2012TX-INS$6,960
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$36,000
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$6,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2013TX-INS$15,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2013TX-INS$7,000
Pacific Indemnity CompanyChubb Limitedinsurance violation2013TX-INS$17,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.