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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$389,040,962,184
Number of Records: 7,780
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,669,499330
JPMorgan Chase$39,888,888,209278
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,407,380112
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016SD-INS$5,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$14,875
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$18,000
Ace American Insurance Company et al.Chubb Limitedinsurance violation2008TX-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2008TX-INS$37,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$74,000
Ace American Insurance CompanyChubb Limitedinsurance violation2010TX-INS$147,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$48,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$68,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2011TX-INS$15,500
Ace American Insurance CompanyChubb Limitedinsurance violation2011TX-INS$40,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2011TX-INS$24,000
Federal Insurance Co.Chubb Limitedinsurance violation2011TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2012TX-INS$8,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2012TX-INS$6,960
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$36,000
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$6,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2013TX-INS$15,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2013TX-INS$7,000
Pacific Indemnity CompanyChubb Limitedinsurance violation2013TX-INS$17,500
Chubb Indemnity CompanyChubb Limitedinsurance violation2014TX-INS$5,725
Federal Insurance CompanyChubb Limitedinsurance violation2014TX-INS$37,597
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2014TX-INS$14,615
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2014TX-INS$30,599
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$44,079
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$45,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2014TX-INS$9,000
ACE American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$250,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$9,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$16,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$49,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$9,900
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$15,000
Federal Insurance CompanyChubb Limitedinsurance violation2016TX-INS$16,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2017TX-INS$8,750
Federal Insurance CompanyChubb Limitedinsurance violation2017TX-INS$22,500
Ace American Insurance CompanyChubb Limitedinsurance violation2017TX-INS$5,255
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$22,000
Federal Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,000
Chubb Lloyds Insurance Company of TexasChubb Limitedinsurance violation2018TX-INS$55,000
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$9,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2019TX-INS$8,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2019TX-INS$9,900
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2019TX-INS$9,500
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$18,000
Ace American Insurance CompanyChubb Limitedinsurance violation2019TX-INS$5,000
Ace American Insurance Co.Chubb Limitedinsurance violation2009UT-INS$141,500
Combined Insurance Company of AmericaChubb Limitedinsurance violation2002VA-INS$27,000
FEDERAL INSURANCE CO., ET AL.Chubb Limitedinsurance violation2004VA-INS$65,000
CHUBB INDEMNITY INSURANCE, ET AL.Chubb Limitedinsurance violation2007VA-INS$5,000
FEDERAL INSURANCE CO.,Chubb Limitedinsurance violation2015VA-INS$132,761
FEDERAL INSURANCE COMPANYChubb Limitedinsurance violation2017VA-INS$6,261
Chubb Group Of CompaniesChubb Limitedinsurance violation2011WA-INS$534,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011WA-INS$50,000
Combined Insurance Company Of AmericaChubb Limitedinsurance violation2014WA-INS$5,000
Bankers Standard Insurance CompanyChubb Limitedinsurance violation2015WA-INS$25,000
Federal Insurance CompanyChubb Limitedinsurance violation2017WA-INS$30,000
Illinois Union Ins CoChubb Limitedinsurance violation2019WA-INS$102,000
Bankers Standard Insurance Company et al.Chubb Limitedinsurance violation2019WA-INS$25,000
Ace American Insurance CompanyChubb Limitedinsurance violation2020WA-INS$750,000
Insurance Company of North AmericaChubb Limitedinsurance violation2003WA-INS$500,000
Pacific Indemnity Co.Chubb Limitedinsurance violation2020CT-INS$16,000
Federal Insurance Co.Chubb Limitedinsurance violation2020SD-INS$25,000
Ace American Insurance Co.Chubb Limitedinsurance violation2020TX-INS$19,500
ACE AMERICAN INSURANCE COMPANY ET AL.Chubb Limitedinsurance violation2020WA-INS$50,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2020TX-INS$8,500
Ace American Insurance CompanyChubb Limitedinsurance violation2021UT-INS$41,500
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021MD-INS$7,000
Federal Insurance Co.Chubb Limitedinsurance violation2021TX-INS$19,000
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2021MN-FIN$15,400
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$19,500
Combined Insurance Company of AmericaChubb Limitedinsurance violation2021WA-INS$10,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021WA-INS$20,000
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$19,500
Chubb Seguros Mexico, S.A.Chubb Limitedinsurance violation2022TX-INS$100,000
Pacific Indemnity CompanyChubb Limitedinsurance violation2021TX-INS$45,000
ACE American Insurance Co.Chubb Limitedinsurance violation2022ID-INS$156,000
Ace American Insurance Co.Chubb Limitedinsurance violation2022TX-INS$6,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$10,600
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$20,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$17,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$58,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$21,800
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$34,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$60,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.