Metropolitan Life Insurance Company | MetLife | insurance violation | 2019 | RI-FIN | $15,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2015 | TX-INS | $20,000 |
GENERAL AMERICAN LIFE INSURANCE | MetLife | insurance violation | 2006 | VA-INS | $10,000 |
METROPOLITAN LIFE INSURANCE | MetLife | insurance violation | 2010 | VA-INS | $8,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2011 | WA-INS | $10,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2016 | WA-INS | $100,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2018 | WA-INS | $7,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2005 | WI-INS | $5,000 |
MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2016 | FINRA | $25,000,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2015 | FINRA | $649,748 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2009 | FINRA | $1,200,000 |
New England Securities | MetLife | investor protection violation | 2009 | FINRA | $500,000 |
MetLife Securities, Inc | MetLife | investor protection violation | 2006 | FINRA | $500,000 |
MetLife, Inc. | MetLife | investor protection violation | 2006 | FINRA | $5,000,000 |
Metropolitan Life Insurance Co. | MetLife | investor protection violation | 2004 | FINRA | $375,000 |
New England Securities | MetLife | investor protection violation | 2004 | FINRA | $200,000 |
Metlife Pet Insurance Services LLC fka Petfirst Healthcare LLC | MetLife | insurance violation | 2023 | NY-DFS | $129,000 |
Metropolitan Life Insurance Co. | MetLife | consumer protection violation | 2010 | private lawsuit-federal | $50,000,000 |
Metlife Human Resources | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
Metlife Securities | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2022 | NJ-DBI | $142,800 |
Mortgage Guaranty Insurance Corporation (MGIC) | MGIC Investment Corp. | mortgage abuses | 2012 | DOJ_RIGHTS | $550,000 |
Midfirst Bank | MidFirst Bank | banking violation | 2019 | OCC | $35,000 |
MidFirst Bank | MidFirst Bank | consumer protection violation | 2014 | private lawsuit-federal | $2,600,000 |
MIDFIRST BANK | MidFirst Bank | workplace safety or health violation | 2023 | OSHA | $5,581 |
Midland States Bank | Midland States Bancorp | banking violation | 2013 | FED | $5,645 |
Midland States Bancorp | Midland States Bancorp | discriminatory practices (non-employment) | 2014 | HUD | $15,950,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | investor protection violation | 2017 | CFTC | $600,000 |
Mitsubishi UFJ Securities (USA), Inc. | Mitsubishi UFJ Financial Group | investor protection violation | 2016 | SEC | $20,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | economic sanction violation | 2012 | OFAC | $8,571,634 |
Bank of Tokyo Mitsubishi-UFJ, Ltd | Mitsubishi UFJ Financial Group | economic sanction violation | 2013 | NY-DFS | $250,000,000 |
Bank of Tokyo Mitsubishi UFJ | Mitsubishi UFJ Financial Group | economic sanction violation | 2014 | NY-DFS | $315,000,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $10,500,000 |
Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
Mizuho Financial Group | Mizuho Financial | investor protection violation | 2012 | SEC | $127,500,000 |
Mizuho Securities USA Inc. | Mizuho Financial | data submission deficiencies | 2013 | CFTC | $175,000 |
Mizuho Securities USA LLC | Mizuho Financial | investor protection violation | 2018 | SEC | $1,250,000 |
Mizuho Bank, Ltd. | Mizuho Financial | investor protection violation | 2018 | CFTC | $250,000 |
Mizuho Capital Markets LLC | Mizuho Financial | investor protection violation | 2021 | CFTC | $1,500,000 |
Mizuho Bank Ltd | Mizuho Financial | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $13,083,333 |
Mizuho Capital Markets LLC | Mizuho Financial | investor protection violation | 2023 | CFTC | $6,847,182 |
Mizuho Securities USA LLC | Mizuho Financial | investor protection violation | 2023 | SEC | $25,000,000 |
MLD Mortgage, Inc. dba The Money Store dba Mortgage Lending Direct | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2017 | CA-DFPI | $30,000 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2009 | PA-BKG | $5,000 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2010 | PA-BKG | $5,000 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2011 | PA-BKG | $27,500 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2016 | PA-BKG | $55,000 |
MLD Mortgage, Inc. d/b/a The Money Store and Mortgage Loan Direct | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2016 | WA-FIN | $407,103 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2018 | MULTI-FIN | $720,000 |
Morgan Stanley | Morgan Stanley | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $4,800,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | FDIC | $62,950,000 |
Morgan Stanley | Morgan Stanley | mortgage abuses | 2013 | FED | $227,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | DOJ | $2,600,000,000 |
Morgan Stanley Investment Management | Morgan Stanley | investor protection violation | 2015 | SEC | $8,800,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2014 | SEC | $4,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2014 | SEC | $275,000,000 |
Morgan Stanley Investment Management | Morgan Stanley | investor protection violation | 2011 | SEC | $3,300,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2014 | FHFA | $1,250,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2015 | NCUA | $225,000,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2015 | CFTC | $300,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2014 | CFTC | $280,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2014 | CFTC | $490,000 |
Morgan Stanley Capital Group | Morgan Stanley | investor protection violation | 2014 | CFTC | $200,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2012 | CFTC | $200,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2012 | CFTC | $5,000,000 |
Morgan Stanley Capital Group | Morgan Stanley | data submission deficiencies | 2010 | CFTC | $14,000,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2016 | SEC | $1,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2015 | SEC | $500,000 |
E*TRADE Securities | Morgan Stanley | investor protection violation | 2014 | SEC | $2,500,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2009 | SEC | $500,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | investor protection violation | 2007 | SEC | $7,957,200 |
Morgan Stanley & Co. | Morgan Stanley | investor protection violation | 2006 | SEC | $10,000,000 |
Morgan Stanley & Co. Incorporated/ Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2006 | SEC | $1,500,000 |
Morgan Stanley & Co. | Morgan Stanley | data submission deficiencies | 2006 | SEC | $10,000,000 |
Morgan Stanley & Co. | Morgan Stanley | investor protection violation | 2005 | SEC | $40,000,000 |
Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2003 | SEC | $50,000,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | investor protection violation | 2003 | SEC | $125,000,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | data submission deficiencies | 2002 | SEC | $1,650,000 |
Salomon Smith Barney Inc. | Morgan Stanley | data submission deficiencies | 2002 | SEC | $1,650,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | investor protection violation | 2000 | SEC | $2,500,000 |
Salomon Smith Barney Inc. | Morgan Stanley | investor protection violation | 2000 | SEC | $45,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2016 | SEC | $7,500,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2017 | SEC | $13,000,000 |
E*TRADE Securities LLC | Morgan Stanley | investor protection violation | 2017 | CFTC | $280,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2017 | SEC | $2,963,735 |
E*Trade Group, Inc. | Morgan Stanley | benefit plan administrator violation | 2008 | EBSA | $50,001 |
Morgan Stanley | Morgan Stanley | employment discrimination | 2004 | EEOC | $54,000,000 |
Salomon Smith Barney | Morgan Stanley | employment discrimination | 2001 | EEOC | $635,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2017 | SEC | $8,000,000 |
Morgan Stanley | Morgan Stanley | data submission deficiencies | 2017 | CFTC | $350,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2017 | CFTC | $500,000 |
Morgan Stanley | Morgan Stanley | mortgage abuses | 2018 | FED | $8,000,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2016 | private lawsuit-federal | $5,995,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2014 | private lawsuit-federal | $4,200,000 |
E-Trade | Morgan Stanley | wage and hour violation | 2012 | private lawsuit-federal | $1,500,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2009 | private lawsuit-federal | $50,000,000 |
E-Trade | Morgan Stanley | wage and hour violation | 2008 | private lawsuit-federal | $900,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2006 | private lawsuit-federal | $42,500,000 |
Morgan Stanley Smith Barney | Morgan Stanley | investor protection violation | 2018 | SEC | $3,600,000 |
E*Trade Clearing LLC | Morgan Stanley | investor protection violation | 2008 | SEC | $500,000 |