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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,660,984,318
Number of Records: 7,055
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,124,221,356268
JPMorgan Chase$36,129,269,434222
Citigroup$25,540,655,365157
Wells Fargo$22,081,446,244228
Deutsche Bank$18,341,457,30276
UBS$16,880,243,334103
Goldman Sachs$16,399,475,84887
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,154,369,73321
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2007FL-OFR$240,000
American General Life Insurance Co.American International Groupinsurance violation2008FL-OFR$260,000
American General Life Insurance Co.American International Groupinsurance violation2018FL-OFR$210,000
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2009ID-INS$5,000
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2010ID-INS$15,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2010IN-INS$200,000
American General Life and Accident Insurance Co.American International Groupinsurance violation2000KS-INS$23,400
New Hampshire Insurance Co.American International Groupinsurance violation2000KS-INS$10,375
National Union Fire Insurance Company of Pittsburgh, PennsylvaniaAmerican International Groupinsurance violation2000KS-INS$10,375
American General Life Insurance Co.American International Groupinsurance violation2016KS-INS$15,000
AIG Claims, Inc.American International Groupinsurance violation2018LA-INS$11,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2002MA-INS$639,576
Insurance Company of the State of PAAmerican International Groupinsurance violation2002MA-INS$124,532
AIU Insurance CompanyAmerican International Groupinsurance violation2002MA-INS$365,615
American Home Assurance CompanyAmerican International Groupinsurance violation2002MA-INS$64,546
American Home Assurance CompanyAmerican International Groupinsurance violation2003MA-INS$12,500
American General Life and Accident Insurance Co.American International Groupinsurance violation2011MD-INS$7,000
United States Life Insurance Company In the City of New YorkAmerican International Groupinsurance violation2011MD-INS$5,000
The United States Life Insurance Company In the City of New YorkAmerican International Groupinsurance violation2012MD-INS$75,000
United States Life Insurance Company In the City of New YorkAmerican International Groupinsurance violation2014MD-INS$25,000
AIG Property Casualty Co.American International Groupinsurance violation2015MD-INS$22,500
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2015MD-INS$20,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2016MD-INS$18,000
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al.American International Groupinsurance violation2020MD-INS$20,000
AIU Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
American Home Assurance Co.American International Groupinsurance violation2010ME-INS$11,111
Commerce and Industry Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Granite State Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Illinois National Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2010ME-INS$11,111
National Union Fire Insurance Company of Pittsburg, Pa.American International Groupinsurance violation2010ME-INS$11,111
New Hampshire Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2001MN-FIN$7,500
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2010MN-FIN$100,000
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2012MN-FIN$2,731,385
American General Life Insurance Co.American International Groupinsurance violation2015MN-FIN$10,000
American Home Assurance Co. et al.American International Groupinsurance violation2015MO-INS$1,250,000
New Hampshire Insurance Co.American International Groupinsurance violation2018MO-INS$11,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2010NH-INS$100,000
American International Specialty Lines Insurance Co.American International Groupinsurance violation2005NJ-DBI$13,000
AIG Property Casualty CompanyAmerican International Groupinsurance violation2014NJ-DBI$25,000
AIGAmerican International Groupinsurance violation2014NY-DFS$35,000,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2014NY-DFS$48,500
Granite State Insurance CompanyAmerican International Groupinsurance violation2015NY-DFS$150,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2015NY-DFS$250,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015NY-DFS$100,000
United States Life Insurance Company in the City of New YorkAmerican International Groupinsurance violation2017NY-DFS$873,918
Variable Annuity Life Insurance CompanyAmerican International Groupinsurance violation2017NY-DFS$25,000
AIG Claims Inc.American International Groupinsurance violation2018NY-DFS$177,500
National Union Fire Insurance CompanyAmerican International Groupinsurance violation2019NY-DFS$5,200,000
The United States Life Insurance CompanyAmerican International Groupinsurance violation2019NY-DFS$171,902
AIU Insurance CompanyAmerican International Groupinsurance violation2002OR-FIN$10,000
AIG Life Insurance CompanyAmerican International Groupinsurance violation2006OR-FIN$10,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2006OR-FIN$30,000
United States Life Insurance Company in the City of New YorkAmerican International Groupinsurance violation2006OR-FIN$20,000
AIU Insurance Company et al.American International Groupinsurance violation2007OR-FIN$1,000,000
AIG Casualty CompanyAmerican International Groupinsurance violation2007OR-FIN$7,500
American Home Assurance CompanyAmerican International Groupinsurance violation2007OR-FIN$10,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2007OR-FIN$10,000
Granite State Insurance CompanyAmerican International Groupinsurance violation2007OR-FIN$5,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2007OR-FIN$10,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2009OR-FIN$65,000
American Home Assurance CompanyAmerican International Groupconsumer protection violation2012OR-FIN$20,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2012OR-FIN$20,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2012OR-FIN$30,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2012OR-FIN$10,000
American International Insurance Group Inc.American International Groupinsurance violation2008PA-INS$9,125,400
AIG National Insurance CompanyAmerican International Groupinsurance violation2008RI-FIN$10,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2020RI-FIN$25,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2016SC-INS$90,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2013SD-INS$5,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2014SD-INS$15,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014SD-INS$5,000
American Home Assurance CompanyAmerican International Groupinsurance violation2009TX-INS$22,500
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2009TX-INS$7,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2009TX-INS$7,500
American Home Assurance Company et al.American International Groupinsurance violation2010TX-INS$650,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2010TX-INS$175,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2010TX-INS$175,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2010TX-INS$60,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2010TX-INS$40,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2011TX-INS$5,000
Illinois National Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$8,900
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$16,000
American Home Assurance Co.American International Groupinsurance violation2012TX-INS$20,784
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$18,096
Illinois National Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$5,856
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$16,000
American Home Assurance CompanyAmerican International Groupinsurance violation2013TX-INS$5,500
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$5,800
Illinois National Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$12,774
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$29,981
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2014TX-INS$8,397
American Home Assurance CompanyAmerican International Groupinsurance violation2014TX-INS$7,848
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2014TX-INS$6,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$89,000
Illinois National Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$8,000
AIG Property Casualty CompanyAmerican International Groupinsurance violation2015TX-INS$8,500
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$34,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$19,500
American Home Assurance CompanyAmerican International Groupinsurance violation2015TX-INS$90,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.