Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
First American Title Co.First American Financialinsurance violation2021CA-INS$1,185,000
First American Title Co.First American Financialinsurance violation2021CA-INS$55,000
First American Financial CorporationFirst American Financialprivacy violation2021SEC$487,616
First American Title Insurance Company of LouisianaFirst American Financialinsurance violation2021LA-INS$5,000
First American TitleFirst American Financialenvironmental violation2006CA-SCAQMD$38,211
First American Financial Corp.First American Financialenvironmental violation2002CA-SCAQMD$6,500
First American Financial CorporationFirst American Financialprice-fixing or anti-competitive practices2023NY-AG$4,500,000
First American Title Insurance CompanyFirst American Financialprivacy violation2023NY-DFS$1,000,000
Scott Danahy Naylon Co. Inc.Financial Institutions Inc.wage and hour violation2005WHD$5,495
Five Star BankFinancial Institutions Inc.discriminatory practices (non-employment)2015NY-AG$150,000
Fifth Third BankFifth Third Bancorpconsumer protection violation2015CFPB$21,500,000
Cole Taylor BankFifth Third Bancorpbanking violation2014FED$3,510,000
Fifth Third BancorpFifth Third Bancorpaccounting fraud or deficiencies2013SEC$6,500,000
Fifth Third BancorpFifth Third Bancorptoxic securities abuses2015USAO$85,000,000
Fifth Third BankFifth Third Bancorpdiscriminatory practices (non-employment)2006HUD$125,000
Fifth Third BancorpFifth Third Bancorpwage and hour violation2007WHD$9,038
Fifth Third BankFifth Third Bancorpemployment discrimination2000OFCCP$440,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2015SEC$20,000
Fifth Third BankFifth Third Bancorpwage and hour violation2017private lawsuit-federal$1,111,388
MB FinancialFifth Third Bancorpwage and hour violation2015private lawsuit-federal$800,000
Fifth Third BankFifth Third Bancorpwage and hour violation2015private lawsuit-federal$3,250,000
Fifth Third BankFifth Third Bancorpwage and hour violation2014private lawsuit-federal$4,000,000
Fifth Third BancorpFifth Third Bancorpbenefit plan administrator violation2016private lawsuit-federal$6,000,000
Fifth Third BankFifth Third Bancorpemployment discrimination2004EEOC$225,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2013IN-SEC$8,500
Fifth Third Mortgage Co.Fifth Third Bancorpconsumer protection violation2014WA-FIN$228,626
THE FIFTH THIRD BANKFifth Third Bancorpenvironmental violation2006FL-DEP$16,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2018FINRA$6,000,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2015FINRA$963,534
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2009FINRA$150,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2009FINRA$1,750,000
Fifth Third BankFifth Third Bancorpprivacy violation2022private lawsuit-federal$50,000,000
Fifth Third BancorpFifth Third Bancorpconsumer protection violation2015private lawsuit-federal$1,801,384
Fifth Third BankFifth Third Bancorpconsumer protection violation2021private lawsuit-federal$5,200,000
Fifth Third BankFifth Third Bancorpconsumer protection violation2011private lawsuit-federal$9,500,000
Fifth Third Securities, Inc.Fifth Third Bancorpinvestor protection violation2023SEC$709,971
Fifth Third Securities Inc.Fifth Third Bancorpinvestor protection violation2023SEC$8,000,000
Fifth Third BankFifth Third Bancorpwage and hour violation2014MI-LEO$5,535
Fifth Third Financial CorporationFifth Third Bancorpwage and hour violation2014MI-LEO$5,535
FIFTH THIRD SECURITIES INCFifth Third Bancorpwage and hour violation2021IL-DOL$12,000
FIFTH THIRD BANK, NATIONAL ASSOCIATIONFifth Third Bancorpworkplace safety or health violation2023OSHA$8,500
Fidelity National Financial, Inc.Fidelity National Financialkickbacks and bribery2011HUD$4,500,000
Fidelity National Title Insurance CompanyFidelity National Financialkickbacks and bribery2007HUD$68,635
Chicago Title Insurance CompanyFidelity National Financialmortgage abuses2005HUD$5,000,000
ServiceLink Holdings, LLCFidelity National Financialbanking violation2017FED$65,000,000
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$27,858
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$17,845
Fidelity National Financial, Inc.Fidelity National Financialwage and hour violation2005WHD$778,391
Fidelity National Financial, IncFidelity National Financialwage and hour violation2004WHD$7,945
Fidelity National Title Insurance CompanyFidelity National Financialconsumer protection violation2002CA-AG$31,148,320
Fidelity National Financial, Inc.Fidelity National Financialconsumer protection violation2013CA-MULTI$873,588
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2017AR-INS$50,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2010AZ-DIFI$10,000
American Title Co. dba Ticor Title Company of AmericaFidelity National Financialinsurance violation2005CA-INS$1,200,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2005CA-INS$13,300,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2006CA-INS$4,499,997
Fidelity National Title Co.Fidelity National Financialinsurance violation2009CA-INS$365,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2013CA-INS$1,425,000
Ticor Title Company of CaliforniaFidelity National Financialinsurance violation2018CA-INS$6,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2000CO-INS$20,750
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2001CO-INS$17,250
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2014CO-INS$48,400
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2015CO-INS$66,000
Chicago Title Insurance Company,Fidelity National Financialinsurance violation2010CT-INS$62,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2019DE-INS$8,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2019DE-INS$20,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2005FL-OFR$50,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2005FL-OFR$50,000
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2005FL-OFR$50,000
Lawyers Title Insurance Corp.Fidelity National Financialinsurance violation2007IN-INS$9,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$24,150
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$10,850
Fidelity National Title Company, LLCFidelity National Financialinsurance violation2014IN-INS$30,000
ServiceLink LLCFidelity National Financialinsurance violation2019IN-INS$7,500
Fidelity & Guaranty Insurance CompanyFidelity National Financialinsurance violation2001MA-INS$21,037
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Fidelity & Guaranty Life Insurance Co.Fidelity National Financialinsurance violation2014MD-INS$8,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2015MD-INS$10,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2016MD-INS$5,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2018MD-INS$10,000
ServiceLink, LLCFidelity National Financialinsurance violation2014MN-FIN$20,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2015MN-FIN$10,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009MO-INS$55,496
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2009MO-INS$20,725
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$188,976
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2010MO-INS$73,113
Lawyers Title Insurance Corp.Fidelity National Financialinsurance violation2010MO-INS$190,000
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2012MO-INS$237,500
Fidelity and Guaranty Insurance Co.Fidelity National Financialinsurance violation2016MO-INS$115,250
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2018MO-INS$22,500
ServiceLink, LLCFidelity National Financialinsurance violation2019MO-INS$24,450
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2007MT-FIN$7,500
Chicago Title Insurance CompanyFidelity National Financialinsurance violation2008NJ-DBI$20,000
Fidelity National Title Company of OregonFidelity National Financialinsurance violation2006OR-FIN$6,000
Fidelity National Title Insurance CompanyFidelity National Financialinsurance violation2007OR-FIN$10,000
Ticor Title Insurance CompanyFidelity National Financialinsurance violation2007OR-FIN$6,000
Fidelity and Guaranty Insurance CompanyFidelity National Financialinsurance violation2009TX-INS$9,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.