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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$343,567,149,199
Number of Records: 7,165
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Citigroup$25,740,655,365159
Wells Fargo$22,081,458,643229
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
BB&TTruist Financialeconomic sanction violation2007OFAC$10,000
SunTrust BankTruist Financialeconomic sanction violation2005OFAC$40,423
SunTrust BankTruist Financialeconomic sanction violation2005OFAC$30,800
SunTrust Capital Markets Inc.Truist Financialinvestor protection violation2006SEC$125,000
Branch Banking & Trust Company (BB&T)Truist FinancialFalse Claims Act and related2016DOJ_CIVIL$83,000,000
SunTrust Mortgage, Inc.Truist Financialdiscriminatory practices (non-employment)2013HUD$36,000
Branch Banking and Trust (BB&T)Truist Financialemployment discrimination2010EEOC$24,000
SunTrust BankTruist Financialemployment discrimination2014EEOC$300,000
SunTrust Mortgage Inc.Truist Financialwage and hour violation2012WHD$51,518
Branch Banking and Trust CompanyTruist Financialwage and hour violation2011WHD$12,314
BB&TTruist Financialwage and hour violation2011WHD$43,662
SunTrust Bank, Inc.Truist Financialwage and hour violation2006WHD$350,875
Grandbridge Real Estate Capital, LLCTruist Financiallabor relations violation2015NLRB$70,000
SunTrust BankTruist Financialbanking violation2017FED$1,501,000
SunTrust BanksTruist Financialinvestor protection violation2017SEC$1,100,000
BB&T Securities, LLCTruist Financialinvestor protection violation2016SEC$200,000
BB&T Securities, LLCTruist Financialinvestor protection violation2015SEC$200,000
BB&TTruist Financialwage and hour violation2018private lawsuit-federal$72,336
SunTrust MortgageTruist Financialwage and hour violation2012private lawsuit-federal$2,400,000
BB&T Securities, LLCTruist Financialinvestor protection violation2018SEC$100,000
SunTrust Banks, Inc.Truist Financialbenefit plan administrator violation2018private lawsuit-federal$4,750,000
BB&T SecuritiesTruist Financialinvestor protection violation2019SEC$5,709,753
BB&T Securities, LLCTruist Financialinvestor protection violation2019SEC$376,059
BB&T CorporationTruist Financialbenefit plan administrator violation2019private lawsuit-federal$24,000,000
BB&T Leasing CompanyTruist Financialconsumer protection violation2005NY-AG$159,097
BB&T Leasing CorporationTruist Financialconsumer protection violation2006MULTI-AG$6,000,000
SunTrust BankTruist Financialbanking violation2005WI-AG$10,107
SunTrust Mortgage Inc.Truist Financialmortgage abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
Branch Banking & Trust Co.Truist Financialeconomic sanction violation2014OFAC$19,125
McGriff, Seibels & Williams of Texas, Inc.Truist Financialeconomic sanction violation2011OFAC$122,408
SunTrust Mortgage, Inc.Truist Financialconsumer protection violation2017AR-SEC$13,000
SunTrust Mortgage, Inc.Truist Financialmortgage abuses2016CA-DFPI$50,000
SunTrust Mortgage, Inc.Truist Financialconsumer protection violation2019CA-DFPI$349,015
Bank of LouisvilleTruist Financialinvestor protection violation2002KY-INS$27,000,000
Branch Banking and Trust CompanyTruist Financialinvestor protection violation2016SC-SEC$97,500
SunTrust Robinson Humphrey, Inc.Truist Financialinvestor protection violation2016FINRA$1,500,000
SunTrust Robinson Humphrey, Inc.Truist Financialinvestor protection violation2011FINRA$5,000,000
SunTrust Investment Services, Inc.Truist Financialinvestor protection violation2010FINRA$1,440,000
SunTrust Investment Services, Inc.Truist Financialinvestor protection violation2008FINRA$700,000
SunTrust Robinson Humphrey, Inc.Truist Financialinvestor protection violation2008FINRA$1,650,000
SunTrust Investment Services, Inc.Truist Financialinvestor protection violation2008FINRA$300,000
SunTrust Capital Markets, Inc.Truist Financialinvestor protection violation2005FINRA$100,000
BB&T Equipment Finance LLCTruist Financialconsumer protection violation2021CA-DFPI$75,000
Branch Banking & Trust CorporationTruist Financialcampaign finance violation2001FEC$22,000
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2009WHD$22,377
IFCO Systems of North America Inc.Triton Investments Adviserswage and hour violation2006WHD$82,085
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$1,712,712
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$84,459
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$294,023
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$270,379
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$13,399
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$108,261
IFCO SYSTEMSTriton Investments Adviserslabor relations violation2013NLRB$91,866
IFCO SystemsTriton Investments Adviserswork visa violations2008USAO$20,700,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersenvironmental violation2008FL-DEP$15,000
IFCO SYSTEMS NORTH AMERICATriton Investments Advisersworkplace safety or health violation2004OSHA$5,250
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2006OSHA$20,000
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2008OSHA$5,400
IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC.Triton Investments Advisersworkplace safety or health violation2006OSHA$5,226
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2007OSHA$9,210
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2006OSHA$9,450
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2007OSHA$5,550
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2007OSHA$27,690
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2008OSHA$18,500
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2008OSHA$7,500
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2010OSHA$11,200
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2009OSHA$11,100
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2010OSHA$8,000
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2010OSHA$7,000
IFCO SYSTEMS NA INC DBA PALLET COMPANIES INCTriton Investments Advisersworkplace safety or health violation2010OSHA$44,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2011OSHA$5,950
IFCO SYSTEMS NORTH AMERICA INC.Triton Investments Advisersworkplace safety or health violation2011OSHA$73,950
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2011OSHA$8,000
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2011OSHA$5,000
IFCO SYSTEMS, NORTH AMERICATriton Investments Advisersworkplace safety or health violation2012OSHA$6,720
IFCO SYSTEMS US, LLC SITE146Triton Investments Advisersworkplace safety or health violation2013OSHA$23,099
IFCO SYSTEMS N.A. INC.Triton Investments Advisersworkplace safety or health violation2013OSHA$5,082
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2014OSHA$13,500
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711Triton Investments Advisersworkplace safety or health violation2014OSHA$7,040
IFCO SYSTEMS US, LLCTriton Investments Advisersworkplace safety or health violation2014OSHA$13,073
IFCO SYSTEMS, NORTH AMERICA #409Triton Investments Advisersworkplace safety or health violation2014OSHA$6,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2014OSHA$18,400
The Travelers Indemnity CompanyTravelerswage and hour violation2009WHD$21,283
St Paul Travelers Companies Inc.Travelersbenefit plan administrator violation2007private lawsuit-federal$4,450,000
Premier Insurance Company of MassachusettsTravelersconsumer protection violation2011MA-AG$5,000,386
St. Paul TravelersTravelersprice-fixing or anti-competitive practices2006MULTI-AG$77,000,000
St. Paul Travelers Companies Inc.Travelersinvestor protection violation2005NM-AG$67,500,000
Travelers Companies, Inc.Travelersconsumer protection violation2018CT-AG$5,000,000
TravelersCompanies, Inc.Travelersprice-fixing or anti-competitive practices2007MULTI-AG$6,000,000
United States Fidelity & GuarantyTravelersFalse Claims Act and related2007CT-AG$17,500,000
United States Fidelity and Guaranty Co.TravelersFalse Claims Act and related2010MA-AG$2,925,000
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Travelers CompaniesTravelersinsurance violation2012CA-INS$10,500,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2020DE-INS$6,000
Travelers Indemnity Co.Travelersinsurance violation2003FL-OFR$8,000
Travelers Indemnity Company of IllinoisTravelersinsurance violation2003FL-OFR$20,500
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2007FL-OFR$23,750
Travelers Casualty & Surety Company of America et al.Travelersinsurance violation2011IA-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2006KS-INS$5,000
The Travelers Indemnity Co. et al.Travelersinsurance violation2010KS-INS$10,000
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.