JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $388,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $280,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $505,000,000 |
Washington Mutual | JPMorgan Chase | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
M&T Bank | M&T Bank | consumer protection violation | 2015 | private lawsuit-federal | $4,000,000 |
Nationstar Mortgage, LLC | Mr. Cooper Group | consumer protection violation | 2015 | private lawsuit-federal | $76,000,000 |
RBS Securities Inc. | NatWest Group PLC | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Ocwen Loan Servicing LLC | Ocwen Financial | consumer protection violation | 2015 | private lawsuit-federal | $70,000,000 |
Synovus Financial Corp. | Synovus Financial | consumer protection violation | 2015 | private lawsuit-federal | $3,900,000 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $44,500,000 |
U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
U.S. Bank National Association | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $6,000,000 |
UBS Securities LLC | UBS | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Allstate Insurance | Allstate | wage and hour violation | 2015 | MI-LEO | $6,350 |
Quicken Loans | Rocket Companies Inc. | wage and hour violation | 2015 | MI-LEO | $8,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | workplace safety or health violation | 2015 | OSHA | $7,000 |
RR DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2015 | OSHA | $5,000 |
U.S. BANCORP DBA US BANK MT. VERNON IL OFFICE | U.S. Bancorp | workplace safety or health violation | 2015 | OSHA | $8,775 |
FIDELITY NATIONAL FINANCIAL, INC. | Fidelity National Financial | workplace safety or health violation | 2015 | OSHA | $5,605 |
GE ENERGY MANAGEMENT GRID SOLUTIONS, LLC | Synchrony Financial | workplace safety or health violation | 2015 | OSHA | $22,300 |
R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2015 | OSHA | $7,000 |
THE MCCLATCHY COMPANY | Chatham Asset Management | workplace safety or health violation | 2015 | OSHA | $13,500 |
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA INC | Invesco | workplace safety or health violation | 2015 | OSHA | $6,600 |
RR DONNELLEY AND SONS INC. | Chatham Asset Management | workplace safety or health violation | 2015 | OSHA | $10,500 |
RR DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2015 | OSHA | $5,500 |
WESTERN UNION | Western Union | workplace safety or health violation | 2015 | OSHA | $11,000 |
GEORGIA CASH AMERICA, INC. | FirstCash | workplace safety or health violation | 2015 | OSHA | $10,920 |
BUCKEYE PIPELINE COMPANY LP | IFM Investors | environmental violation | 2015 | EPA | $78,780 |
TOPS PRODUCTS, A DIVISION OF R.R. DONNELLEY & SONS | Chatham Asset Management | environmental violation | 2015 | EPA | $318,000 |
Trafigura AG | Trafigura | environmental violation | 2015 | EPA | $21,450 |
Vitol, Inc. | Vitol | environmental violation | 2015 | EPA | $14,047 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,080 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,645 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,961 |
Citibank | Citigroup | consumer protection violation | 2016 | CFPB | $7,890,000 |
Citibank | Citigroup | consumer protection violation | 2016 | CFPB | $45,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | FDIC | $62,950,000 |
TCF National Bank | Huntington Bancshares | banking violation | 2016 | OCC | $56,500 |
HSBC Bank USA, National Association | HSBC | banking violation | 2016 | OCC | $35,000,000 |
Santander Bank, National Association | Banco Santander | banking violation | 2016 | OCC | $3,400,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2016 | OCC | $10,000,000 |
Sun National Bank | OceanFirst Financial | banking violation | 2016 | OCC | $25,000 |
Everbank | TIAA | banking violation | 2016 | OCC | $1,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2016 | OCC | $48,000,000 |
HSBC North America Holdings, Inc. | HSBC | banking violation | 2016 | FED | $131,000,000 |
M&T Bank Corp. | M&T Bank | False Claims Act and related | 2016 | DOJ_CIVIL | $64,000,000 |
Freedom Mortgage Corporation | Freedom Mortgage | False Claims Act and related | 2016 | DOJ_CIVIL | $113,000,000 |
Goldman Sachs | Goldman Sachs | toxic securities abuses | 2016 | DOJ | $5,060,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | DOJ | $2,600,000,000 |
HSBC Bank USA NA | HSBC | mortgage abuses | 2016 | DOJ | $470,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | SEC | $35,000,000 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2016 | SEC | $54,300,000 |
Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2016 | SEC | $15,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2016 | SEC | $4,000,000 |
UBS | UBS | toxic securities abuses | 2016 | NCUA | $69,800,000 |
Credit Suisse | UBS | toxic securities abuses | 2016 | NCUA | $50,300,000 |
Citigroup | Citigroup | price-fixing or anti-competitive practices | 2016 | CFTC | $175,000,000 |
Citibank | Citigroup | price-fixing or anti-competitive practices | 2016 | CFTC | $250,000,000 |
JPMorgan Chase | JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
Credit Suisse | UBS | investor protection violation | 2016 | CFTC | $665,000 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | tax violations | 2016 | DOJ_TAX | $547,000,000 |
Union Bancaire Privee | Union Bancaire Privee | tax violations | 2016 | DOJ_TAX | $187,000,000 |
Barclays Bank PLC | Barclays | economic sanction violation | 2016 | OFAC | $2,485,890 |
State Street Bank and Trust Company | State Street Corp. | investor protection violation | 2016 | SEC | $382,400,000 |
Citigroup Global Markets | Citigroup | data submission deficiencies | 2016 | SEC | $7,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2016 | SEC | $10,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2016 | SEC | $415,000,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2016 | SEC | $1,000,000 |
INTL FCStone | StoneX Group | accounting fraud or deficiencies | 2016 | SEC | $150,000 |
KeyBanc Capital Markets Inc. | KeyCorp | accounting fraud or deficiencies | 2016 | SEC | $175,000 |
Ocwen Financial Corp. | Ocwen Financial | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
State Street Bank and Trust Company | State Street Corp. | illicit political contributions | 2016 | SEC | $12,000,000 |
Santander Bank, N.A. | Banco Santander | consumer protection violation | 2016 | CFPB | $10,000,000 |
BancorpSouth Bank | Cadence Bank | mortgage abuses | 2016 | CFPB | $10,600,000 |
Wells Fargo Bank, N.A. | Wells Fargo | banking violation | 2016 | OCC | $70,000,000 |
Goldman Sachs Group | Goldman Sachs | banking violation | 2016 | FED | $36,300,000 |
HSBC Finance Corporation | HSBC | consumer protection violation | 2016 | DOJ_RIGHTS | $434,500 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | CFTC | $800,000 |
Barclays Bank PLC | Barclays | investor protection violation | 2016 | CFTC | $560,000 |
Wells Fargo Bank | Wells Fargo | consumer protection violation | 2016 | CFPB | $4,010,000 |
First National Bank of Omaha | First National of Nebraska | consumer protection violation | 2016 | CFPB | $32,250,000 |
Wells Fargo Bank | Wells Fargo | banking violation | 2016 | CFPB | $100,000,000 |
Wells Fargo Bank | Wells Fargo | banking violation | 2016 | OCC | $35,000,000 |
Barclays Bank PLC | Barclays | data submission deficiencies | 2016 | CFTC | $500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | data submission deficiencies | 2016 | CFTC | $400,000 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2016 | CFTC | $750,000 |
Societe Generale | Societe Generale | data submission deficiencies | 2016 | CFTC | $450,000 |
Goldman Sachs | Goldman Sachs | price-fixing or anti-competitive practices | 2016 | CFTC | $120,000,000 |
TMX Finance LLC | TMX Finance | consumer protection violation | 2016 | CFPB | $9,000,000 |
Navy Federal Credit Union | Navy Federal Credit Union | consumer protection violation | 2016 | CFPB | $28,500,000 |
Chemoil Corporation | Glencore | environmental violation | 2016 | EPA | $27,000,000 |
Louis Dreyfus Company LLC | Louis Dreyfus | railroad safety violation | 2016 | FRA | $6,000 |
JPMorgan Chase & Co. | JPMorgan Chase | banking violation | 2016 | FED | $61,900,000 |
Customers Bank | Customers Bancorp | banking violation | 2016 | FED | $960,000 |
Banco Bilbao Vizcaya Argentaria, S.A. | Banco Bilbao Vizcaya Argentaria | banking violation | 2016 | FED | $27,000,000 |
Regions Bank | Regions Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $52,400,000 |
Branch Banking & Trust Company (BB&T) | Truist Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $83,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
Union Savings Bank and Guardian Savings Bank | Union Savings Bank | discriminatory practices (non-employment) | 2016 | DOJ_RIGHTS | $9,000,000 |
Och-Ziff Capital Management Group LLC | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |