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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,660,984,318
Number of Records: 7,055
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,124,221,356268
JPMorgan Chase$36,129,269,434222
Wells Fargo$22,081,446,244228
Deutsche Bank$18,341,457,30276
Goldman Sachs$16,399,475,84887
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,154,369,73321
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
CareFirst BlueChoice, Inc.CareFirst of Marylandinsurance violation2013MD-INS$6,000
Carefirst of Maryland, Inc.CareFirst of Marylandinsurance violation2014MD-INS$6,000
United of Omaha Life Insurance Co.Mutual of Omahainsurance violation2000ME-INS$6,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2001MN-FIN$6,000
United Services Automobile Association et al.USAAinsurance violation2007MO-INS$6,000
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$6,000
Investment Centers of America Inc.LPL Financialinvestor protection violation2006ND-SEC$6,000
MoneyGram Payment Systems, Inc.MoneyGram Internationalconsumer protection violation2008NE-DBF$6,000
Home Loan Center Inc., d/b/a LendingTree LoansLendingTreeconsumer protection violation2012NE-DBF$6,000
Ticor Title Insurance CompanyFidelity National Financialinsurance violation2007OR-FIN$6,000
First American Title Insurance Company of OregonFirst American Financialinsurance violation2008OR-FIN$6,000
Progressive Classic Insurance CompanyProgressiveinsurance violation2013OR-FIN$6,000
Conseco Life Insurance CompanyCNO Financialinsurance violation2004SC-INS$6,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2008TX-INS$6,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Federal Insurance CompanyChubb Limitedinsurance violation2013TX-INS$6,000
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$6,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$6,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$6,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$6,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$6,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$6,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2017TX-INS$6,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2019TX-INS$6,000
The Phoenix Insurance CompanyTravelersinsurance violation2019TX-INS$6,000
Lincoln National life Insurance CompanyLincoln Nationalinsurance violation2011UT-INS$6,000
Genworth Life and Annuity Insurance CompanyGenworth Financialinsurance violation2011UT-INS$6,000
Sentry Insurance A Mutual CompanySentry Insuranceinsurance violation2011UT-INS$6,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2007VA-INS$6,000
United Services Automobile AssociationUSAAinsurance violation2007VA-INS$6,000
LIBERTY INSURANCE CORP., ET ALLiberty Mutual Insuranceinsurance violation2009VA-INS$6,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
FOREMOST INSURANCE CO.Zurich Insuranceinsurance violation2010VA-INS$6,000
Ticor Title CompanyFidelity National Financialinsurance violation2017WA-INS$6,000
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2020TX-INS$6,000
Solium Financial Services LLCMorgan Stanleyinvestor protection violation2020MS-SEC$6,000
AMERICAN ECONOMY INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2020WA-INS$6,000
Buckeye TerminalsIFM Investorsenvironmental violation2019CA-ARB$6,000
Imperial-Savannah, L.P.Louis Dreyfusenvironmental violation2012GA-ENV$6,000
WHEELABRATOR GLOUCESTER COMPANY L PMacquarieenvironmental violation2017NJ-ENV$6,000
CITIGROUPCitigroupenvironmental violation2010NJ-ENV$6,000
Buckeye Texas HUB LLCIFM Investorsenvironmental violation2018TX-RRC$6,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2021MN-FIN$6,000
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$6,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,000
Great American Life Insurance CompanyMassachusetts Mutual Life Insuranceinsurance violation2021CT-INS$6,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$6,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2015TX-PUC$6,000
GARNER PRINTINGChatham Asset Managementworkplace safety or health violation2001OSHA$6,000
EL PASO ELECTRICJPMorgan Chaseworkplace safety or health violation2010OSHA$6,000
INTERNATIONAL AUTOMOTIVE COMPONENTSInvescoworkplace safety or health violation2009OSHA$6,000
IFCO SYSTEMS, NORTH AMERICA #409Triton Investments Advisersworkplace safety or health violation2014OSHA$6,000
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2016OSHA$6,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$6,062
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2015NE-DBF$6,100
Virginia Surety Company, Inc.Assurantinsurance violation2007OR-FIN$6,100
National City Mortgage, Co.PNC Financial Serviceswage and hour violation2004WHD$6,150
ELEPHANT INSURANCE COMPANYAdmiral Groupinsurance violation2013VA-INS$6,154
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2020MSHA$6,159
United Services Automobile AssociationUSAAinsurance violation2018OR-FIN$6,200
ERIE INSURANCE EXCHANGEErie Indemnityinsurance violation2003VA-INS$6,200
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,200
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$6,200
Bank of AmericaBank of Americawage and hour violation2008WHD$6,209
UBS Financial Services Inc.UBSwage and hour violation2018WHD$6,246
Trustmark National BankTrustmarkbanking violation2012OCC$6,250
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$6,250
FEDERAL INSURANCE COMPANYChubb Limitedinsurance violation2017VA-INS$6,261
Transamerica Life Insurance Co.Aegoninsurance violation2012CO-INS$6,270
Reliance Standard Life Insurance Co.Tokio Marineinsurance violation2009KS-INS$6,300
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$6,300
Arthur J. Gallagher Risk Management Services, Inc.Arthur J. Gallagher & violation2018TX-INS$6,300
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLCInvescoworkplace safety or health violation2014OSHA$6,300
BOYD CORPORATIONGoldman Sachsworkplace safety or health violation2019OSHA$6,300
CITIZENS FINANCIAL GROUP, INC.Citizens Financial Groupworkplace safety or health violation2017OSHA$6,338
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2020TX-INS$6,350
IAC SPRINGFIELD LLCInvescoworkplace safety or health violation2014OSHA$6,350
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2013MSHA$6,351
RR DONNELLEY ATLANTAChatham Asset Managementworkplace safety or health violation2014OSHA$6,352
TMX Finance, LLCTMX Financewage and hour violation2016WHD$6,353
Sun Life Assurance Company of Canada (U.S.)Sun Life Financialwage and hour violation2009WHD$6,366
Metropolitan Life Insurance CompanyMetLifeFamily and Medical Leave Act2009WHD$6,375
Accident Fund General Insurance CompanyAF Groupinsurance violation2018TX-INS$6,400
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2011OSHA$6,400
Bank of AmericaBank of AmericaFamily and Medical Leave Act2008WHD$6,500
Noble Americas CorporationVitolrailroad safety violation2017FRA$6,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$6,500
Principal Life Insurance Co.Principal Financialinsurance violation2002FL-OFR$6,500
United Insurance Co. of AmericaKemperinsurance violation2007IN-INS$6,500
National Casualty CompanyNationwideinsurance violation2000MA-INS$6,500
Carefirst of Maryland, Inc.CareFirst of Marylandinsurance violation2011MD-INS$6,500
Group Hospitalization & Medical Services, Inc.CareFirst of Marylandinsurance violation2012MD-INS$6,500
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2008OR-FIN$6,500
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2014TX-INS$6,500
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$6,500
Marsh USA, Inc.Marsh & McLennaninsurance violation2016TX-INS$6,500
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2019TX-INS$6,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2019TX-INS$6,500
First American Title Insurance CompanyFirst American Financialinsurance violation2016UT-INS$6,500
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2010WA-INS$6,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.