| John Hancock Life Insurance Company | Manulife Financial | consumer protection violation | 2019 | private lawsuit-federal | $91,250,000 |
| Sallie Mae Bank | SLM Corp. | banking violation | 2014 | FDIC | $93,300,000 |
| Western Union Financial Services, Inc. | Western Union | anti-money-laundering deficiencies | 2010 | MULTI-AG | $94,000,000 |
| Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $94,000,000 |
| Deutsche Bank | Deutsche Bank | tax violations | 2017 | USAO | $95,000,000 |
| Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | MD-AG | $95,000,000 |
| Capital One Bank | Capital One Financial | privacy violation | 2022 | private lawsuit-federal | $95,000,000 |
| Morgan Stanley & Co. | Morgan Stanley | consumer protection violation | 2014 | private lawsuit-federal | $95,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
| Vitol Inc. | Vitol | fraud | 2020 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000 |
| American Express | American Express | consumer protection violation | 2017 | CFPB | $96,000,000 |
| TIAA-CREF Individual & Institutional Services, LLC | TIAA | benefit plan administrator violation | 2021 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $97,000,000 |
| TIAA-CREF Individual & Institutional Services LLC | TIAA | accounting fraud or deficiencies | 2021 | SEC | $97,000,000 |
| Barclays Capital | Barclays | investor protection violation | 2017 | SEC | $97,037,659 |
| Banamex USA | Citigroup | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| AEGON USA Investment Management LLC et al. | Aegon | investor protection violation | 2018 | SEC | $97,600,000 |
| Ally Financial Inc. and Ally Bank | Ally Financial | consumer protection violation | 2013 | CFPB | $98,000,000 |
| Citigroup | Citigroup | wage and hour violation | 2008 | private lawsuit-federal | $98,000,000 |
| Credit Suisse Group AG | UBS | Foreign Corrupt Practices Act | 2021 | SEC | $99,000,000 |
| American Express | American Express | consumer protection violation | 2012 | CFPB | $99,100,000 |
| Credit Agricole (Suisse) SA | Credit Agricole | tax violations | 2015 | DOJ_TAX | $99,211,000 |
| RBS Securities Inc. | NatWest Group PLC | toxic securities abuses | 2014 | FHFA | $99,500,000 |
| Credit Suisse AG | UBS | banking violation | 2014 | FED | $100,000,000 |
| STANDARD CHARTERED PLC | Standard Chartered | banking violation | 2012 | FED | $100,000,000 |
| JPMorgan Chase Bank | JPMorgan Chase | data submission deficiencies | 2015 | CFTC | $100,000,000 |
| JPMorgan Chase | JPMorgan Chase | investor protection violation | 2013 | CFTC | $100,000,000 |
| Wells Fargo Bank | Wells Fargo | banking violation | 2016 | CFPB | $100,000,000 |
| UBS AG | UBS | economic sanction violation | 2004 | FED | $100,000,000 |
| Janus Capital Management LLC | Janus Henderson | investor protection violation | 2004 | SEC | $100,000,000 |
| Credit Suisse First Boston Corporation | UBS | investor protection violation | 2002 | SEC | $100,000,000 |
| Credit Lyonnais | Credit Agricole | fraud | 2003 | USAO | $100,000,000 |
| HSBC Holdings plc | HSBC | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
| Capital One Bank (USA), National Association | Capital One Financial | anti-money-laundering deficiencies | 2018 | OCC | $100,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $100,000,000 |
| Citibank | Citigroup | price-fixing or anti-competitive practices | 2018 | MULTI-AG | $100,000,000 |
| Federated Investors, Inc. | Federated Hermes | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Merrill Lynch | Bank of America | investor protection violation | 2002 | NY-AG | $100,000,000 |
| Merrill Lynch & Co. Inc. | Bank of America | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2010 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Morgan Keegan & Company | Raymond James Financial | toxic securities abuses | 2013 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
| Bank of America | Bank of America | banking violation | 2022 | CFPB | $100,000,000 |
| Bank of America | Bank of America | investor protection violation | 2022 | CFTC | $100,000,000 |
| Coinbase Inc. | Coinbase Global Inc. | anti-money-laundering deficiencies | 2023 | NY-DFS | $100,000,000 |
| HSBC Bank PLC | HSBC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $100,000,000 |
| Visa USA | Visa | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $100,000,000 |
| Bank of America N.A. | Bank of America | consumer protection violation | 2013 | private lawsuit-federal | $100,000,000 |
| Chase Bank NA | JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $100,000,000 |
| State Farm Fire and Casualty Co. | State Farm Insurance | False Claims Act and related | 2022 | private lawsuit-federal | $100,000,000 |
| Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | SEC | $101,000,000 |
| Ambac Financial Group et al. | Ambac Financial | toxic securities abuses | 2013 | USAO | $101,900,000 |
| Morgan Stanley & Co. | Morgan Stanley | toxic securities abuses | 2010 | MA-AG | $102,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $104,500,000 |
| Lloyds Banking Group plc | Lloyds Banking Group | price-fixing or anti-competitive practices | 2014 | CFTC | $105,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2017 | FERC | $105,000,000 |
| Providian Financial Corp. | JPMorgan Chase | consumer protection violation | 2000 | private lawsuit-federal | $105,000,000 |
| Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $105,000,000 |
| Chase Bank USA N.A. | JPMorgan Chase | consumer protection violation | 2015 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000 |
| ConvergEx Group | Toronto-Dominion Bank | investor protection violation | 2013 | SEC | $107,424,429 |
| Countrywide Home Loans, Inc. and BAC Home Loans Servicing LP | Bank of America | consumer protection violation | 2010 | FTC | $108,000,000 |
| Ally Financial | Ally Financial | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $109,628,425 |
| Lincoln National Corp. | Lincoln National | consumer protection violation | 2023 | private lawsuit-federal | $109,957,440 |
| Wachovia Bank | Wells Fargo | anti-money-laundering deficiencies | 2010 | FINCEN | $110,000,000 |
| First Horizon National Corporation | First Horizon National | toxic securities abuses | 2014 | FHFA | $110,000,000 |
| Goldman, Sachs & Co. | Goldman Sachs | investor protection violation | 2003 | SEC | $110,000,000 |
| Goldman Sachs | Goldman Sachs | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000 |
| Citibank N.A. | Citigroup | consumer protection violation | 2014 | private lawsuit-federal | $110,000,000 |
| Credit Suisse | UBS | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
| JPMorgan Chase Bank | JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $110,000,000 |
| U.S. Pension Trust Corp. and U.S. College Trust Corp. | U.S. Pension Trust Corp. | investor protection violation | 2010 | SEC | $112,600,000 |
| Student Loan Xpress, Inc. | First Citizens BancShares | consumer protection violation | 2009 | MULTI-AG | $112,825,000 |
| Freedom Mortgage Corporation | Freedom Mortgage | False Claims Act and related | 2016 | DOJ_CIVIL | $113,000,000 |
| Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
| CompuCredit Corporation | Atlanticus Holdings | consumer protection violation | 2008 | FTC | $114,000,000 |
| Barclays | Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $115,000,000 |
| PNC ICLC Corp. | PNC Financial Services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
| Hartford Financial Services Group, Inc. | Hartford Financial Services | price-fixing or anti-competitive practices | 2007 | MULTI-AG | $115,000,000 |
| Strong Capital Management Co. | Wells Fargo | investor protection violation | 2004 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000 |
| State Street Corporation | State Street Corp. | fraud | 2021 | USAO | $115,000,000 |
| BNP Paribas Group | BNP Paribas | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $115,000,000 |
| CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $116,400,000 |
| UBS | UBS | investor protection violation | 2010 | MI-AG | $117,000,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2016 | TX-INS | $117,500,000 |
| Charles Schwab Investment Management and Charles Schwab & Co., Inc. | Charles Schwab Corp. | investor protection violation | 2011 | SEC | $118,000,000 |
| Credit Suisse Securities (USA) | UBS | toxic securities abuses | 2012 | SEC | $120,000,000 |
| Goldman Sachs | Goldman Sachs | price-fixing or anti-competitive practices | 2016 | CFTC | $120,000,000 |
| Allstate Insurance | Allstate | wage and hour violation | 2005 | private lawsuit-state | $120,000,000 |
| RBS Securities, Inc. | NatWest Group PLC | toxic securities abuses | 2016 | CT-AG | $120,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $120,000,000 |
| Societe Generale | Societe Generale | toxic securities abuses | 2014 | FHFA | $122,000,000 |
| TD Bank, N.A. | Toronto-Dominion Bank | consumer protection violation | 2020 | CFPB | $122,000,000 |
| John Hancock Life Insurance Company | Manulife Financial | consumer protection violation | 2022 | private lawsuit-federal | $123,074,128 |
| MetLife Home Loans LLC | MetLife | False Claims Act and related | 2015 | DOJ_CIVIL | $123,500,000 |
| Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | investor protection violation | 2005 | SEC | $125,000,000 |
| Morgan Stanley & Co. Incorporated | Morgan Stanley | investor protection violation | 2003 | SEC | $125,000,000 |
| AIM Advisors | Invesco | investor protection violation | 2004 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| H&R Block, Inc. | H&R Block | discriminatory practices (non-employment) | 2011 | MA-AG | $125,000,000 |
| Morgan Stanley | Morgan Stanley | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | toxic securities abuses | 2017 | CA-AG | $125,000,000 |
| Merrill Lynch | Bank of America | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2021 | SEC | $125,000,000 |
