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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,002,583,076
Number of Records: 6,975
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,127,193,625218
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,879,318,334102
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
Hanover Insurance CompanyHanover Insuranceinsurance violation2001MA-INS$7,040
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711Triton Investments Advisersworkplace safety or health violation2014OSHA$7,040
Ace Cash ExpressACE Cash Expressconsumer protection violation2009OH-BKG$7,050
Merrill Lynch, Pierce, Fenner & Smith, Inc.Bank of Americawage and hour violation2006WHD$7,060
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2014NY-DFS$7,100
Hartford Insurance Company of IllinoisHartford Financial Servicesinsurance violation2014NY-DFS$7,100
WHEELABRATOR CONCORD INC.Macquarieworkplace safety or health violation2019OSHA$7,100
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2012MSHA$7,115
LITTON LOAN SERVICING LPOcwen Financialenvironmental violation2010OR-ENV$7,125
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$7,176
Sentry Insurance, A Mutual CompanySentry Insuranceinsurance violation2010TX-INS$7,200
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
LOUIS DREYFUS CITRUS, INC.Louis Dreyfusenvironmental violation2006FL-DEP$7,200
IMPERIAL SUGAR CO.Louis Dreyfusworkplace safety or health violation2010OSHA$7,200
Regions Financial CorporationRegions FinancialFamily and Medical Leave Act2021WHD$7,210
California United BankPacWest Bancorpeconomic sanction violation2004OFAC$7,250
IAC SPARTANBURGInvescoworkplace safety or health violation2011OSHA$7,277
GUARANTEED RATE INCGuaranteed Rate Inc.wage and hour violation2015IL-DOL$7,291
Auto-Owners Insurance CompanyAuto-Owners Insuranceinsurance violation2016SC-INS$7,356
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2006MO-INS$7,373
Citicorp Vendor Finance LtdCitigroupeconomic sanction violation2004OFAC$7,379
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2019MSHA$7,401
AON SERVICE CORPORATIONAonwage and hour violation2017WHD$7,406
Navy Federal Credit UnionNavy Federal Credit Unionenvironmental violation2017VA-ENV$7,426
BUSEY BANKFirst Busey Corp.banking violation2010FDIC$7,445
Asset Acceptance, LLCEncore Capital GroupFamily and Medical Leave Act2014WHD$7,450
Buckeye PartnersIFM Investorsrailroad safety violation2011FRA$7,500
Xstrata CopperGlencorerailroad safety violation2011FRA$7,500
BankAtlanticTruist Financialeconomic sanction violation2008OFAC$7,500
Old National BankOld National Bancorpbanking violation2004OCC$7,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2009PHMSA$7,500
Bank of AmericaBank of Americadiscriminatory practices (non-employment)2013HUD$7,500
TIAA-CREFTIAAaviation safety violation2015FAA$7,500
GMAC Mortgage, LLC dba DitechAlly Financialconsumer protection violation2011AZ-DIFI$7,500
GMAC Mortgage, LLCAlly Financialconsumer protection violation2011AZ-DIFI$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2006CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2006CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2008CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2012CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2013CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2013CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2014CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2015CA-MHC$7,500
Blue Shield of California Promise Health PlanCalifornia Physicians' Serviceinsurance violation2017CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2017CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2018CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$7,500
Unitrin Auto and Home Insurance Co.Kemperinsurance violation2006CO-INS$7,500
Berkshire Life Insurance Company of AmericaGuardian Life Insuranceinsurance violation2019CT-INS$7,500
Lincoln Life & Annuity Company of New YorkLincoln Nationalinsurance violation2019CT-INS$7,500
Allstate Indemnity Co.Allstateinsurance violation2020CT-INS$7,500
Sentry Insurance A Mutual CompanySentry Insuranceinsurance violation2005FL-OFR$7,500
CUNA Mutual Life Insurance Co.CUNA Mutualinsurance violation2007FL-OFR$7,500
Moneygram Payment Systems, Inc.MoneyGram Internationalconsumer protection violation2015FL-OFR$7,500
Janney Montgomery Scott LLCPenn Mutualinvestor protection violation2005IL-SEC$7,500
Allied Home Mortgage Corp.Americus Mortgageconsumer protection violation2012IL-BKG$7,500
Southwest Securities, Inc.Hilltop Holdingsinvestor protection violation2012IL-SEC$7,500
Fidelity Brokerage Services LLCFidelity Investmentsinvestor protection violation2011IN-SEC$7,500
ServiceLink LLCFidelity National Financialinsurance violation2019IN-INS$7,500
Nationwide Agribusiness Insurance Co.Nationwideinsurance violation2006KS-INS$7,500
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2011MD-INS$7,500
CareFirst BlueChoice, Inc.CareFirst of Marylandinsurance violation2011MD-INS$7,500
Encompass Home and Auto Insurance Co.Allstateinsurance violation2014MD-INS$7,500
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2014MD-INS$7,500
Amica Mutual Insurance Co.Amica Mutual Insuranceinsurance violation2016MD-INS$7,500
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2018MD-INS$7,500
Bankers Life & Casualty Co.CNO Financialinsurance violation2006ME-INS$7,500
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2011ME-INS$7,500
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2001MN-FIN$7,500
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2002MN-FIN$7,500
Fortis Insurance Co.Assurantinsurance violation2005MN-FIN$7,500
Time Insurance Co.Haven Holdingsinsurance violation2008MN-FIN$7,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2008MN-FIN$7,500
Sun Life Insurance Company of CanadaSun Life Financialinsurance violation2009MN-FIN$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2014MN-FIN$7,500
The Hanover Insurance Co.Hanover Insuranceinsurance violation2015MN-FIN$7,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2015MN-FIN$7,500
Genworth Life Insurance Co.Genworth Financialinsurance violation2016MN-FIN$7,500
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2007MT-INS$7,500
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2018NE-DOI$7,500
NYLIFE Securities LLCNew York Life Insuranceinvestor protection violation2017NH-BSR$7,500
AIG Casualty CompanyAmerican International Groupinsurance violation2007OR-FIN$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2004PA-INS$7,500
National General InsuranceAllstateinsurance violation2014RI-FIN$7,500
Bristol West Insurance CompanyZurich Insuranceinsurance violation2011SC-INS$7,500
Protective Insurance CompanyProgressiveinsurance violation2014SD-INS$7,500
Union Security Insurance CompanyAssurantinsurance violation2015SD-INS$7,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$7,500
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2009TX-INS$7,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2009TX-INS$7,500
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2009TX-INS$7,500
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$7,500
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$7,500
Old Republic National Title Insurance CompanyOld Republic Internationalinsurance violation2016TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,500
The Travelers Indemnity CompanyTravelersinsurance violation2018TX-INS$7,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2019TX-INS$7,500
AMERICAN FAMILY LIFE ASSURANCEAflacinsurance violation2003VA-INS$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.