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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,416,567,662
Number of Records: 7,172
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Allied Property & Casualty Insurance Company et al.Nationwideinsurance violation2020VA-INS$20,000
SYNAGRO CTL LLCGoldman Sachsenvironmental violation2004PA-ENV$20,000
VitolVitolenvironmental violation2005CA-ARB$20,000
PayPal, Inc. dba VenmoPayPal Holdingsconsumer protection violation2020MN-FIN$20,000
Prudential Securities IncorporatedWells Fargoinvestor protection violation2001FINRA$20,000
E-TRADE Securities, Inc.Morgan Stanleyinvestor protection violation2000FINRA$20,000
E-TRADE Securities, Inc.Morgan Stanleyinvestor protection violation2000FINRA$20,000
Ameritas Investment Corp.Ameritas Mutual Holding Companyinvestor protection violation2021SD-SEC$20,000
LIFEWISE HEALTH PLAN OF WASHINGTONPremera Blue Crossinsurance violation2021WA-INS$20,000
ALLIED PROPERTY AND CASUALTY INSURANCE COMPANY ET AL.Nationwideinsurance violation2021WA-INS$20,000
Sagamore Insurance Co.Progressiveinsurance violation2021TX-INS$20,000
American Bankers Insurance Company of FloridaAssurantinsurance violation2021OR-FIN$20,000
Farmers Insurance Company of Washington et al.Zurich Insuranceinsurance violation2021WA-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021WA-INS$20,000
American Memorial Life Insurance CompanyAssurantinsurance violation2021WA-INS$20,000
Union Security Life Insurance Company of New YorkAssurantinsurance violation2021NY-DFS$20,000
National Integrity Life Insurance CompanyWestern & Southern Financial Groupinsurance violation2020NY-DFS$20,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2018TX-PUC$20,000
National Casualty CompanyNationwideinsurance violation2022RI-FIN$20,000
Arch Insurance CompanyArch Capitalinsurance violation2022TX-INS$20,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$20,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022OR-FIN$20,000
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$20,000
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2006OSHA$20,000
ANDERSON LAChatham Asset Managementworkplace safety or health violation2014OSHA$19,875
Deutsche Bank Trust Company AmericasDeutsche Bankeconomic sanction violation2013OFAC$19,800
Progressive Casualty Insurance Co. et al.Progressiveinsurance violation2004KS-INS$19,800
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018TX-INS$19,800
United American Insurance CompanyGlobe Life Inc.wage and hour violation2012WHD$19,791
Transamerica Premier Life Insurance Co.Aegoninsurance violation2018MA-AG$19,647
GRANITE STATE INSURANCE CO.American International Groupinsurance violation2012VA-INS$19,560
Nationstar Mortgage LLCMr. Cooper Groupconsumer protection violation2010KY-FIN$19,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$19,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$19,500
Ace American Insurance Co.Chubb Limitedinsurance violation2020TX-INS$19,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$19,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$19,500
Equitable Life & Casualty Insurance CompanyEquitable Holdingswage and hour violation2008WHD$19,445
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$19,442
JPMorgan Chase BankJPMorgan Chasewage and hour violation2004WHD$19,373
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityinsurance violation2020VA-INS$19,371
Privilege Underwriters Reciprocal ExchangeTokio Marineinsurance violation2021VA-INS$19,295
Big Cajun 2 - Louisiana Generating LLCMacquarieenvironmental violation2005EPA$19,250
JP Morgan Chase Bank, NAJPMorgan Chaseexport control violation2010BIS$19,125
Branch Banking & Trust Co.Truist Financialeconomic sanction violation2014OFAC$19,125
Compass BankPNC Financial Serviceseconomic sanction violation2013OFAC$19,125
Accident Fund National Insurance CompanyAF Groupinsurance violation2018TX-INS$19,100
Homesite Indemnity Co.American Family Insuranceinsurance violation2011AZ-DIFI$19,000
Mercury Casualty Co.Mercury General Corporationinsurance violation2013AZ-DIFI$19,000
Aon Risk Services Inc. of PennsylvaniaAoninsurance violation2005MA-INS$19,000
Unum Life Insurance Company of AmericaUnuminsurance violation2012MD-INS$19,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2016MO-INS$19,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2014TX-INS$19,000
Arch Insurance CompanyArch Capitalinsurance violation2015TX-INS$19,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$19,000
CONSECO HEALTH INSURANCE COMPANYCNO Financialinsurance violation2001VA-INS$19,000
TIME INSURANCE COMPANYHaven Holdingsinsurance violation2014VA-INS$19,000
WHEELABRATOR RIDGE ENERGY, INC.Macquarieenvironmental violation2004FL-DEP$19,000
Federal Insurance Co.Chubb Limitedinsurance violation2021TX-INS$19,000
Erie Insurance Company of New York and Erie Insurance CompanyErie Indemnityinsurance violation2022NY-DFS$19,000
Arch Indemnity Insurance CompanyArch Capitalinsurance violation2022TX-INS$19,000
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2014NE-DBF$18,900
Solium Financial Services LLCMorgan Stanleyinvestor protection violation2020AL-SEC$18,874
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2012WHD$18,852
First Union BankWells Fargoeconomic sanction violation2004OFAC$18,740
Bank of America, N.A.Bank of Americawage and hour violation2010WHD$18,654
Bank of America, National AssociationBank of Americalabor relations violation2013NLRB$18,634
Standard Insurance CompanyMeiji Yasuda Life Insuranceemployment discrimination2011OFCCP$18,505
MetLife Financial ServicesMetLifelabor relations violation2002NLRB$18,500
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2008OSHA$18,500
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2014OSHA$18,400
American ExpressAmerican Expresseconomic sanction violation2004OFAC$18,391
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2010NE-DBF$18,350
EL PASO ELECTRIC COMPANYJPMorgan Chaseworkplace safety or health violation2011OSHA$18,300
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2010MSHA$18,271
BUCKEYE TEXAS PROCESSING LLCIFM Investorsenvironmental violation2017EPA$18,247
Old Republic Insurance Co.Old Republic Internationalinsurance violation2020TX-INS$18,150
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2012TX-INS$18,096
JP Morgan Chase BankJPMorgan Chaseeconomic sanction violation2004OFAC$18,094
Fleet National BankBank of Americaenvironmental violation2000RI-ENV$18,034
MANULIFE FINANCIALManulife Financialenvironmental violation2008MA-ENV$18,030
Northern Trust, IBCNorthern Trusteconomic sanction violation2003OFAC$18,027
Unitrin Direct Property & Casualty Co.Kemperinsurance violation2013AZ-DIFI$18,000
Horace Mann Property & Casualty Insurance Co.Horace Mann Educators Corp.insurance violation2019CT-INS$18,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2019DE-INS$18,000
Genworth Life and Annuity Insurance Co.Genworth Financialinsurance violation2010FL-OFR$18,000
New York Life Insurance Co.New York Life Insuranceinsurance violation2011FL-OFR$18,000
AmeriSave Mortgage Corp.AmeriSave Mortgageconsumer protection violation2009KY-FIN$18,000
Allstate Indemnity Co. et al.Allstateinsurance violation2013MD-INS$18,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2014MD-INS$18,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2016MD-INS$18,000
Progressive Select Insurance Co.Progressiveinsurance violation2016MD-INS$18,000
Allstate Insurance Co.Allstateinsurance violation2017MD-INS$18,000
First American Title Insurance Company of OregonFirst American Financialinsurance violation2009OR-FIN$18,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2008TX-INS$18,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2008TX-INS$18,000
Hartford Accident and Indemnity CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2010TX-INS$18,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.