American Alternative Insurance Corporation et al. | Munich Re | insurance violation | 2013 | WA-INS | $10,000 |
Hartford Fire Insurance Company And Twin City Fire Insurance Company | Hartford Financial Services | insurance violation | 2013 | WA-INS | $10,000 |
Fidelity & Guaranty Life Insurance Company | Fidelity National Financial | insurance violation | 2014 | WA-INS | $10,000 |
Time Insurance Company Ii | Haven Holdings | insurance violation | 2015 | WA-INS | $10,000 |
Transamerica Casualty Insurance Company | Aegon | insurance violation | 2015 | WA-INS | $10,000 |
Allstate Indemnity Company et al. | Allstate | insurance violation | 2015 | WA-INS | $10,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2015 | WA-INS | $10,000 |
Qbe Insurance Corporation | QBE Insurance | insurance violation | 2016 | WA-INS | $10,000 |
American Family Connect Property And Casualty Insurance Company | American Family Insurance | insurance violation | 2016 | WA-INS | $10,000 |
State Farm Fire & Casualty Company | State Farm Insurance | insurance violation | 2017 | WA-INS | $10,000 |
Farmers Insurance Company Of Washington | Zurich Insurance | insurance violation | 2017 | WA-INS | $10,000 |
Hartford Insurance Company The Midwest | Hartford Financial Services | insurance violation | 2017 | WA-INS | $10,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2017 | WA-INS | $10,000 |
Ameritas Life Insurance Corp | Ameritas Mutual Holding Company | insurance violation | 2017 | WA-INS | $10,000 |
Depositors Insurance Company | Nationwide | insurance violation | 2017 | WA-INS | $10,000 |
Berkley National Insurance Company | W.R. Berkley | insurance violation | 2018 | WA-INS | $10,000 |
Ticor Title Company | Fidelity National Financial | insurance violation | 2018 | WA-INS | $10,000 |
American Strategic Insurance Corp | Progressive | insurance violation | 2018 | WA-INS | $10,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2018 | WA-INS | $10,000 |
Horace Mann Insurance Company | Horace Mann Educators Corp. | insurance violation | 2018 | WA-INS | $10,000 |
State Farm Life Insurance Company | State Farm Insurance | insurance violation | 2018 | WA-INS | $10,000 |
American Automobile Insurance Company | Allianz | insurance violation | 2018 | WA-INS | $10,000 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2019 | WA-INS | $10,000 |
American General Life Insurance Company | American International Group | insurance violation | 2020 | WA-INS | $10,000 |
Liberty Insurance Underwriters Inc. | Liberty Mutual Insurance | insurance violation | 2000 | WI-INS | $10,000 |
National Union Fire Ins Co. of Pittsburgh | American International Group | insurance violation | 2003 | WI-INS | $10,000 |
National Union Fire Ins Co. of Pittsburgh | American International Group | insurance violation | 2003 | WI-INS | $10,000 |
Universal Underwriters Service Corp. | Zurich Insurance | insurance violation | 2008 | WI-INS | $10,000 |
Nationwide Life Insurance Co. | Nationwide | insurance violation | 2020 | CT-INS | $10,000 |
Travelers Property Casualty Co. of America | Travelers | insurance violation | 2020 | TX-INS | $10,000 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2020 | TX-INS | $10,000 |
Arch Insurance Co. | Arch Capital | insurance violation | 2020 | WA-INS | $10,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2020 | OR-FIN | $10,000 |
CONTINENTAL WESTERN INSURANCE COMPANY | W.R. Berkley | insurance violation | 2020 | WA-INS | $10,000 |
AMERICAN ECONOMY INSURANCE COMPANY ET AL. | Liberty Mutual Insurance | insurance violation | 2020 | WA-INS | $10,000 |
Trafigura Beheer B.V. Amsterdam | Trafigura | environmental violation | 2012 | CA-ARB | $10,000 |
Glencore | Glencore | environmental violation | 2006 | CA-ARB | $10,000 |
HANOVER INSURANCE GROUP | Hanover Insurance | environmental violation | 2002 | MA-ENV | $10,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2021 | MN-FIN | $10,000 |
BUCKEYE RARITAN BAY TERMINAL | IFM Investors | environmental violation | 2013 | NJ-ENV | $10,000 |
BUCKEYE PIPELINE CO LLP | IFM Investors | environmental violation | 2008 | NJ-ENV | $10,000 |
Synagro - WWT, Inc. | Goldman Sachs | environmental violation | 2005 | OH-ENV | $10,000 |
Travelers Home and Marine Insurance Company | Travelers | insurance violation | 2021 | WA-INS | $10,000 |
UBS International Inc. | UBS | investor protection violation | 2005 | FINRA | $10,000 |
UBS Securities, L.L.C. | UBS | investor protection violation | 2004 | FINRA | $10,000 |
J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
Spear, Leeds & Kellogg | Goldman Sachs | investor protection violation | 2001 | FINRA | $10,000 |
Chase Securities, Inc. | JPMorgan Chase | investor protection violation | 2001 | FINRA | $10,000 |
Prudential Securities, Inc. | Wells Fargo | investor protection violation | 2001 | FINRA | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2021 | CA-MHC | $10,000 |
E-Trade Financial Corporate Services, Inc. | Morgan Stanley | consumer protection violation | 2021 | CT-BKG | $10,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2020 | CT-INS | $10,000 |
American General Life Insurance Company | American International Group | insurance violation | 2020 | CT-INS | $10,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2020 | CT-INS | $10,000 |
Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | CT-INS | $10,000 |
American Guarantee and Liability Insurance Company | Zurich Insurance | insurance violation | 2020 | CT-INS | $10,000 |
United Services Automobile Association et al. | USAA | insurance violation | 2021 | VA-INS | $10,000 |
HSBC SECURITIES USA INC | HSBC | insurance violation | 2021 | WA-INS | $10,000 |
State Farm Fire & Casualty Co | State Farm Insurance | insurance violation | 2021 | WI-INS | $10,000 |
Fannie Mae | Fannie Mae | campaign finance violation | 2004 | FEC | $10,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2021 | TX-INS | $10,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2021 | WI-INS | $10,000 |
New York Life Insurance Company and New York Life Insurance and Annuity Corporation | New York Life Insurance | insurance violation | 2021 | MT-FIN | $10,000 |
Old Republic National Title Insurance Company | Old Republic International | insurance violation | 2021 | NH-INS | $10,000 |
Generali - U.S. Branch dba The General Insurance Company of Trieste & Venice | Assicurazioni Generali | insurance violation | 2021 | OR-FIN | $10,000 |
XL Insurance America, Inc. | AXA | insurance violation | 2021 | TX-INS | $10,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | investor protection violation | 2021 | VA-SEC | $10,000 |
American General Life Insurance Company | American International Group | insurance violation | 2021 | WA-INS | $10,000 |
Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2021 | WA-INS | $10,000 |
Combined Insurance Company of America | Chubb Limited | insurance violation | 2021 | WA-INS | $10,000 |
Allstate Fire & Casualty Insurance Company | Allstate | insurance violation | 2021 | WA-INS | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Mercury Air Centers | Macquarie | environmental violation | 2006 | CA-SCAQMD | $10,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2022 | RI-FIN | $10,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | TX-INS | $10,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2021 | WA-INS | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Fireman's Fund Insurance Company | Allianz | insurance violation | 2022 | TX-INS | $10,000 |
XL Specialty Insurance Company | AXA | insurance violation | 2022 | TX-INS | $10,000 |
Universal Property & Casualty Insurance Co. | Universal Insurance Holdings | insurance violation | 2022 | MN-FIN | $10,000 |
AMERICAN FAMILY MUTUAL INSURANCE COMPANY S.I. | American Family Insurance | insurance violation | 2022 | WA-INS | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Wells Fargo | Wells Fargo | Americans with Disabilities Act | 2023 | USAO | $10,000 |
Bankers Life & Casualty Company | CNO Financial | insurance violation | 2023 | CT-INS | $10,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2023 | TX-INS | $10,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2023 | TX-INS | $10,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $10,000 |
STATE FARM LIFE INSURANCE COMPANY | State Farm Insurance | insurance violation | 2023 | WA-INS | $10,000 |
MML Investors Services, LLC | Massachusetts Mutual Life Insurance | investor protection violation | 2023 | MI-SEC | $10,000 |
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | Massachusetts Mutual Life Insurance | insurance violation | 2023 | WA-INS | $10,000 |
Allstate | Allstate | wage and hour violation | 2021 | IL-DOL | $10,000 |
Prosper Marketplace, Inc. | Prosper Marketplace | consumer protection violation | 2024 | CO-AG | $10,000 |
MUFG BANK, LTD. | U.S. Bancorp | banking violation | 2024 | CT-BKG | $10,000 |
James B. Nutter & Company | James B. Nutter & Company | consumer protection violation | 2024 | NC-BKG | $10,000 |
T.H.E. Insurance Company | AXA | insurance violation | 2024 | TX-INS | $10,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $10,000 |
SYNAGRO TECHNOLOGIES INC. | Goldman Sachs | workplace safety or health violation | 2008 | OSHA | $10,000 |
FARMERS INSURANCE EXCHANGE | Farmers Insurance Exchange | workplace safety or health violation | 2009 | OSHA | $10,000 |
WHEELABRATOR SHASTA ENERGY CO, INC | Macquarie | workplace safety or health violation | 2010 | OSHA | $10,000 |
R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $10,000 |