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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$347,398,347,522
Number of Records: 7,169
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Deutsche Bank$18,541,562,80279
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon .
The Bank of New YorkBank of New York Melloneconomic sanction violation2005OFAC$5,844
Bank of America, NABank of Americawage and hour violation2010WHD$5,827
Buckeye Pipe Line Company LP,IFM Investorsenvironmental violation2014EPA$5,813
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2012NE-DBF$5,800
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$5,800
Bank Of The WestBNP Paribaswage and hour violation2020CA-LCO$5,783
ASURION, LLC.Asurionworkplace safety or health violation2020OSHA$5,783
Mastercard International, IncMasterCardwage and hour violation2008WHD$5,777
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2019MSHA$5,776
IAC DAYTON LLCInvescoworkplace safety or health violation2013OSHA$5,775
Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$5,750
Solium Financial Services LLCMorgan Stanleyinvestor protection violation2020SD-SEC$5,750
Allied Home Mortgage Capital Corp.Americus Mortgageconsumer protection violation2009KY-FIN$5,740
Chubb Indemnity CompanyChubb Limitedinsurance violation2014TX-INS$5,725
SYNAGRO TECHNOLOGIES, INC.Goldman Sachsworkplace safety or health violation2004OSHA$5,725
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2007NJ-ENV$5,700
American Express Travel Related Services Co.American Expresswage and hour violation2021WHD$5,663
Midland States BankMidland States Bancorpbanking violation2013FED$5,645
Nyrstar Tennessee Mines - Gordonsville, LLCTrafiguraworkplace safety or health violation2015MSHA$5,645
Conseco Life Insurance Co.CNO Financialinsurance violation2000FL-OFR$5,625
INTERNATIONAL AUTOMOTIVE COMPONENTSInvescoworkplace safety or health violation2007OSHA$5,625
FIDELITY NATIONAL FINANCIAL, INC.Fidelity National Financialworkplace safety or health violation2015OSHA$5,605
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2015NE-DBF$5,600
THE HARTFORD FINANCIAL SERVICES GROUP, INC.Hartford Financial Servicesworkplace safety or health violation2011OSHA$5,600
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2007OSHA$5,550
World Acceptance CorporationWorld Acceptance Corporationwage and hour violation2019WHD$5,549
CLECO CORPORATIONMacquarieworkplace safety or health violation2017OSHA$5,545
ALLIED PROPERTY & CASUALTY INSURANCENationwideinsurance violation2014VA-INS$5,530
GMAC Mortgage, LLCAlly Financialenvironmental violation2010AL-ENV$5,505
Nyrstar Tennessee Mines - Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$5,503
Union Bank of CaliforniaU.S. Bancorpeconomic sanction violation2005OFAC$5,500
Wachovia BankWells Fargoeconomic sanction violation2005OFAC$5,500
American Express CompanyAmerican Expresseconomic sanction violation2004OFAC$5,500
Arab Banking Corp.Arab Banking Corp.economic sanction violation2004OFAC$5,500
Bank of New YorkBank of New York Melloneconomic sanction violation2004OFAC$5,500
Bank OneJPMorgan Chaseeconomic sanction violation2004OFAC$5,500
CitibankCitigroupeconomic sanction violation2004OFAC$5,500
Commerzbank AGCommerzbankeconomic sanction violation2004OFAC$5,500
Deutsche BankDeutsche Bankeconomic sanction violation2004OFAC$5,500
HSBC Bank USAHSBCeconomic sanction violation2004OFAC$5,500
Credit Lyonnais, NYCredit Agricoleeconomic sanction violation2003OFAC$5,500
Deutsche Bank A.G.Deutsche Bankeconomic sanction violation2003OFAC$5,500
HSBC Bank USAHSBCeconomic sanction violation2003OFAC$5,500
National City BankPNC Financial Serviceseconomic sanction violation2003OFAC$5,500
Wells Fargo BankWells Fargoeconomic sanction violation2003OFAC$5,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2000FL-OFR$5,500
GREAT AMERICAN ALLIANCE INSURANCE COMPANYAmerican Financial Groupinsurance violation2001FL-OFR$5,500
Jackson National Life Insurance Co.Jackson Financialinsurance violation2004FL-OFR$5,500
Fireman's Fund Insurance Co.Allianzinsurance violation2007FL-OFR$5,500
Carefirst of Maryland, Inc.CareFirst of Marylandinsurance violation2010MD-INS$5,500
United of Omaha Life Insurance Co.Mutual of Omahainsurance violation2011MD-INS$5,500
Carefirst of Maryland, Inc.CareFirst of Marylandinsurance violation2011MD-INS$5,500
CareFirst BlueChoice, Inc.CareFirst of Marylandinsurance violation2014MD-INS$5,500
Liberty Mutual Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2015MD-INS$5,500
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2009NE-DBF$5,500
Securian Financial Services, Inc.Securian Financialconsumer protection violation2013NE-DBF$5,500
Hartford Casualty Insurance CorporationHartford Financial Servicesinsurance violation2011TX-INS$5,500
American Home Assurance CompanyAmerican International Groupinsurance violation2013TX-INS$5,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$5,500
State Farm Fire and Casualty CompanyState Farm Insuranceinsurance violation2015TX-INS$5,500
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2015TX-INS$5,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$5,500
United Insurance CompanyKemperinsurance violation2012UT-INS$5,500
New Hampshire Insurance Co.American International Groupinsurance violation2020TX-INS$5,500
Everest National Insurance CompanyEverest Re Groupinsurance violation2021TX-INS$5,500
Mercury Air CentersMacquarieenvironmental violation2011CA-SCAQMD$5,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2021TX-INS$5,500
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,500
RR DONNELLEYChatham Asset Managementworkplace safety or health violation2015OSHA$5,500
Scott Danahy Naylon Co. Inc.Financial Institutions Inc.wage and hour violation2005WHD$5,495
Solium Financial Services LLCMorgan Stanleyinvestor protection violation2020KY-FIN$5,465
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2015NE-DBF$5,450
Transamerica OccidentalAegonenvironmental violation2003CA-SCAQMD$5,438
Pacific Resources Benefits Advisors, LLCBrown & Browntax violations2014CT-AG$5,400
New Hampshire Insurance Co.American International Groupinsurance violation2002FL-OFR$5,400
Ace Cash Express, Inc.ACE Cash Expressconsumer protection violation2012NE-DBF$5,400
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2008OSHA$5,400
UNUM GROUP CORPORATIONUnumworkplace safety or health violation2011OSHA$5,400
IAC Springfield, LLCInvescoFamily and Medical Leave Act2015WHD$5,377
HSBC North America IncHSBCwage and hour violation2006WHD$5,357
Nyrstar Tennessee Mines - Gordonsville, LLCTrafiguraworkplace safety or health violation2020MSHA$5,332
Bristol West Insurance Co.Zurich Insuranceinsurance violation2008ID-INS$5,330
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2014TX-INS$5,325
Group Hospitalization & Medical Services, Inc.CareFirst of Marylandinsurance violation2012MD-INS$5,300
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2017TX-INS$5,300
Ace American Insurance CompanyChubb Limitedinsurance violation2017TX-INS$5,255
City National BankRoyal Bank of Canadabanking violation2010OCC$5,250
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2009NE-DBF$5,250
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$5,250
IFCO SYSTEMS NORTH AMERICATriton Investments Advisersworkplace safety or health violation2004OSHA$5,250
BOWNE & COMPANY, INC.Chatham Asset Managementworkplace safety or health violation2006OSHA$5,250
DEUTSCHE BANK USADeutsche Bankworkplace safety or health violation2013OSHA$5,250
IMPERIAL SUGAR COMPANYLouis Dreyfusenvironmental violation2009EPA$5,240
IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC.Triton Investments Advisersworkplace safety or health violation2006OSHA$5,226
BUSEY BANKFirst Busey Corp.banking violation2006FDIC$5,200
United American Insurance Co.Globe Life violation2013MD-INS$5,200
Sentry Insurance a Mutual CompanySentry Insuranceinsurance violation2011MO-INS$5,200
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INCInvescoworkplace safety or health violation2007OSHA$5,200
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.