| HSBC | HSBC | mortgage abuses | 2016 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000 |
| Wachovia Bank N.A. | Wells Fargo | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
| American International Group | American International Group | False Claims Act and related | 2007 | MA-AG | $58,500,000 |
| Deutsche Bank AG | Deutsche Bank | economic sanction violation | 2015 | FED | $58,000,000 |
| Edward D. Jones & Co. | Jones Financial | employment discrimination | 2021 | private lawsuit-federal | $58,000,000 |
| Goldman Sachs Group Inc. | Goldman Sachs | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $56,500,000 |
| Chase Home Finance LLC | JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $56,000,000 |
| Deutsche Bank AG | Deutsche Bank | investor protection violation | 2015 | SEC | $55,000,000 |
| American Express Bank International | American Express | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
| Hartford Financial Services Group, Inc. | Hartford Financial Services | investor protection violation | 2006 | SEC | $55,000,000 |
| Putnam Investment Management LLC | Franklin Resources | investor protection violation | 2004 | SEC | $55,000,000 |
| Countrywide Financial Corporation | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
| Credit Agricole S.A. | Credit Agricole | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $55,000,000 |
| Deutsche Bank AG | Deutsche Bank | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Royal Bank of Scotland PLC | NatWest Group PLC | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| US Bank N.A. | U.S. Bancorp | consumer protection violation | 2014 | private lawsuit-federal | $55,000,000 |
| Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
| Trafigura Trading LLC | Trafigura | investor protection violation | 2024 | CFTC | $55,000,000 |
| Goldman Sachs Group, Inc. | Goldman Sachs | investor protection violation | 2018 | FED | $54,750,000 |
| Goldman Sachs Group Inc. | Goldman Sachs | price-fixing or anti-competitive practices | 2018 | NY-DFS | $54,750,000 |
| Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2016 | SEC | $54,300,000 |
| Morgan Stanley | Morgan Stanley | employment discrimination | 2004 | EEOC | $54,000,000 |
| Bank of New York Mellon | Bank of New York Mellon | investor protection violation | 2018 | SEC | $54,000,000 |
| Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | OFAC | $53,966,916 |
| State Street Corp. | State Street Corp. | consumer protection violation | 2019 | MA-AG | $53,500,000 |
| United Services Automobile Association | USAA | consumer protection violation | 2017 | private lawsuit-federal | $53,200,000 |
| U.S. Bank | U.S. Bancorp | consumer protection violation | 2014 | CFPB | $53,000,000 |
| Wachovia | Wells Fargo | toxic securities abuses | 2015 | NCUA | $53,000,000 |
| JPMorgan Chase | JPMorgan Chase | discriminatory practices (non-employment) | 2017 | USAO | $53,000,000 |
| Regions Bank | Regions Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $52,400,000 |
| Lincoln Financial Group | Lincoln National | insurance violation | 2017 | NY-DFS | $52,200,000 |
| Encore Capital Group | Encore Capital Group | consumer protection violation | 2015 | CFPB | $52,000,000 |
| Ally Financial Inc. | Ally Financial | toxic securities abuses | 2016 | USAO | $52,000,000 |
| RBS Financial Products Inc. | NatWest Group PLC | toxic securities abuses | 2011 | MA-AG | $52,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $52,000,000 |
| U.S. Bank National Association | U.S. Bancorp | banking violation | 2014 | OCC | $51,900,000 |
| Industrial Bank of Korea | Industrial Bank of Korea | anti-money-laundering deficiencies | 2020 | USAO | $51,000,000 |
| Credit Suisse | UBS | toxic securities abuses | 2016 | NCUA | $50,300,000 |
| Wachovia Bank N.A. | Wells Fargo | banking violation | 2010 | OCC | $50,000,000 |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | NatWest Group PLC | banking violation | 2013 | FED | $50,000,000 |
| JPMorgan Chase Bank N.A. | JPMorgan Chase | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
| UBS Securities | UBS | toxic securities abuses | 2013 | SEC | $50,000,000 |
| Williams Power Company Inc. | JPMorgan Chase | investor protection violation | 2006 | DOJ_CRIMINAL | $50,000,000 |
| Federal Home Loan Mortgage Corporation (Freddie Mac) | Freddie Mac (Federal Home Loan Mortgage Corporation) | investor protection violation | 2007 | SEC | $50,000,000 |
| MBIA Inc. | MBIA | accounting fraud or deficiencies | 2007 | SEC | $50,000,000 |
| AIM Advisors, Inc. and AIM Distributors, Inc. | Invesco | investor protection violation | 2004 | SEC | $50,000,000 |
| PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC | Allianz | investor protection violation | 2004 | SEC | $50,000,000 |
| Franklin Advisers, Inc. | Franklin Resources | investor protection violation | 2004 | SEC | $50,000,000 |
| Banc One Investment Advisors Corporation | JPMorgan Chase | investor protection violation | 2004 | SEC | $50,000,000 |
| Massachusetts Financial Services Company | Sun Life Financial | investor protection violation | 2004 | SEC | $50,000,000 |
| Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2003 | SEC | $50,000,000 |
| Societe Generale S.A. | Societe Generale | toxic securities abuses | 2017 | USAO | $50,000,000 |
| Wachovia Bank N.A. | Wells Fargo | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
| Rabobank, National Association | Rabobank | anti-money-laundering deficiencies | 2018 | OCC | $50,000,000 |
| Morgan Stanley | Morgan Stanley | wage and hour violation | 2009 | private lawsuit-federal | $50,000,000 |
| ICAP Capital Markets LLC | CME Group | price-fixing or anti-competitive practices | 2018 | CFTC | $50,000,000 |
| Waddell & Reed, Inc. | Macquarie | investor protection violation | 2006 | SEC | $50,000,000 |
| Great American Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2009 | MN-AG | $50,000,000 |
| JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
| Willis Group Holdings Ltd. | Willis Towers Watson | price-fixing or anti-competitive practices | 2005 | NY-AG | $50,000,000 |
| Wells Fargo | Wells Fargo | consumer protection violation | 2016 | CA-LACA | $50,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | economic sanction violation | 2013 | NY-DFS | $50,000,000 |
| MetLife | MetLife | insurance violation | 2014 | NY-DFS | $50,000,000 |
| Goldman Sachs | Goldman Sachs | investor protection violation | 2015 | NY-DFS | $50,000,000 |
| Bank of America | Bank of America | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Wachovia Securities LLC | Wells Fargo | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| The Bank of Nova Scotia | Scotiabank | investor protection violation | 2020 | CFTC | $50,000,000 |
| Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2003 | FINRA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Credit Suisse First Boston Corporation | UBS | investor protection violation | 2002 | FINRA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Equitable Financial Life Insurance Company | Equitable Holdings | investor protection violation | 2022 | SEC | $50,000,000 |
| Fifth Third Bank | Fifth Third Bancorp | privacy violation | 2022 | private lawsuit-federal | $50,000,000 |
| Nomura Securities | Nomura | investor protection violation | 2022 | CFTC | $50,000,000 |
| Nomura Securities International, Inc. | Nomura | investor protection violation | 2022 | SEC | $50,000,000 |
| Bank of America N.A. | Bank of America | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Royal Bank of Scotland PLC | NatWest Group PLC | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $50,000,000 |
| Metropolitan Life Insurance Co. | MetLife | consumer protection violation | 2010 | private lawsuit-federal | $50,000,000 |
| Wells Fargo N.A. | Wells Fargo | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
| Ameriprise Financial Services, LLC | Ameriprise Financial | investor protection violation | 2024 | SEC | $50,000,000 |
| Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2024 | SEC | $50,000,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2024 | SEC | $50,000,000 |
| Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2024 | SEC | $50,000,000 |
| American Express Co. | American Express | consumer protection violation | 2012 | private lawsuit-federal | $49,500,000 |
| Washington Mutual Inc. | JPMorgan Chase | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $48,500,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2016 | OCC | $48,000,000 |
| Credit Suisse (Hong Kong) Limited | UBS | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
| Nelnet Inc. | Nelnet | False Claims Act and related | 2010 | DOJ_CIVIL | $47,000,000 |
| Household International | HSBC | benefit plan administrator violation | 2004 | private lawsuit-federal | $46,500,000 |
| Regions Bank | Regions Financial | banking violation | 2014 | FED | $46,000,000 |
| American International Group, Inc. | American International Group | investor protection violation | 2004 | SEC | $46,000,000 |
| Morgan Stanley | Morgan Stanley | employment discrimination | 2007 | private lawsuit-federal | $46,000,000 |
| Unum Life Insurance Company of America | Unum | consumer protection violation | 2016 | private lawsuit-federal | $45,998,014 |
| Spear, Leeds & Kellogg Specialists LLC | Goldman Sachs | investor protection violation | 2004 | SEC | $45,272,478 |
| Citibank | Citigroup | consumer protection violation | 2016 | CFPB | $45,000,000 |
| Salomon Smith Barney Inc. | Morgan Stanley | investor protection violation | 2000 | SEC | $45,000,000 |
| UBS | UBS | wage and hour violation | 2007 | private lawsuit-federal | $45,000,000 |
| Fred Alger Management, Inc. | Alger Associates | investor protection violation | 2007 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $45,000,000 |
| Merrill Lynch & Co. | Bank of America | investor protection violation | 2013 | NJ-AG | $45,000,000 |
