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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $394,610,993,640
Number of Records: 7,983
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,299,969,499332
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,617,269,231267
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,909,502,443206
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2021KS-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
USAA Casualty Insurance Company et al.USAAinsurance violation2021KS-INS$5,000
First American Title Insurance Company of LouisianaFirst American Financialinsurance violation2021LA-INS$5,000
Nationwide Life And Annuity Insurance Company et al.Nationwideinsurance violation2021WA-INS$5,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2021WA-INS$5,000
Wedbush Morgan SecuritiesWedbush Securitiesair pollution violation2006CA-SCAQMD$5,000
Countrywide Home LoansBank of Americaair pollution violation2000CA-SCAQMD$5,000
El Paso Electric CompanyJPMorgan Chaseconsumer protection violation2010NM-PRC$5,000
Sentry Select Insurance CompanySentry Insuranceinsurance violation2021WA-INS$5,000
Producers Agriculture Insurance CompanyTokio Marineinsurance violation2022ND-INS$5,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
Servicelink, LLCFidelity National Financialconsumer protection violation2022VA-INS$5,000
Cincinnati Insurance Company et al.Cincinnati Financialinsurance violation2022WA-INS$5,000
Fidelity National Title Company of Washington IncFidelity National Financialinsurance violation2022WA-INS$5,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2022WI-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$5,000
XL Insurance America Inc.AXAinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$5,000
Progressive Direct Insurance Company et al.Progressiveinsurance violation2022KS-INS$5,000
Security National Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
Praetorian Insurance CompanyQBE Insuranceinsurance violation2022TX-INS$5,000
Selective Insurance Company of South CarolinaSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Way Insurance CompanySelective Insurance Groupinsurance violation2022VA-INS$5,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2023WA-INS$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Highmark, Inc.Highmark Inc.insurance violation2023SD-INS$5,000
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYState Farm Insuranceinsurance violation2023MN-FIN$5,000
Allstate InsuranceAllstatewage and hour violation2017MI-LEO$5,000
Allstate Insurance CompanyAllstatewage and hour violation2017MI-LEO$5,000
Bank Of AmericaBank of Americawage and hour violation2011MI-LEO$5,000
Wells Fargo Clearing Services LLCWells Fargoinvestor protection violation2023ME-SEC$5,000
Morgan Stanley Smith Barney LLCMorgan Stanleyinvestor protection violation2023ME-SEC$5,000
American Memorial Life Insurance CompanyAssurantinsurance violation2023SD-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2023TX-INS$5,000
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
Northwestern Mutual Investment Services LLCNorthwestern Mutualinvestor protection violation2024ME-SEC$5,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2024MD-INS$5,000
Allstate Indemnity CompanyAllstateinsurance violation2024MD-INS$5,000
Acadia Insurance CompanyW.R. Berkleyinsurance violation2024TX-INS$5,000
QBE Insurance CorporationQBE Insuranceinsurance violation2023TX-INS$5,000
United Wisconsin Insurance Co.AF Groupinsurance violation2023TX-INS$5,000
AMERITAS LIFE INSURANCE CORPAmeritas Mutual Holding Companyinsurance violation2024WA-INS$5,000
STANDARD INSURANCE COMPANYMeiji Yasuda Life Insuranceinsurance violation2024WA-INS$5,000
SUN LIFE ASSURANCE COMPANY OF CANADASun Life Financialinsurance violation2024WA-INS$5,000
United Wisconsin Insurance CompanyAF Groupinsurance violation2024TX-INS$5,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2024AZ-DIFI$5,000
Homesite Indemnity CompanyAmerican Family Insuranceinsurance violation2024AZ-DIFI$5,000
OLD REPUBLIC NATIONAL TITLE INSURANCE COMPANYOld Republic Internationalinsurance violation2024MO-INS$5,000
Sun Life Assurance Company of CanadaSun Life Financialinsurance violation2024NH-INS$5,000
Arch Insurance CompanyArch Capitalinsurance violation2024TX-INS$5,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2024TX-INS$5,000
Affinity Insurance Services, Inc.Aoninsurance violation2024AK-INS$5,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2024TX-INS$5,000
LIBERTY MUTUAL FIRE INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2024WA-INS$5,000
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICAEquitable Holdingsinsurance violation2024WA-INS$5,000
R.R. DONNELLEYChatham Asset Managementworkplace safety or health violation2004OSHA$5,000
BANK OF AMERICABank of Americaworkplace safety or health violation2003OSHA$5,000
RR DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2001OSHA$5,000
WELLS FARGO SECURITIES, LLC.Wells Fargoworkplace safety or health violation2004OSHA$5,000
WASHINGTON MUTUALJPMorgan Chaseworkplace safety or health violation2007OSHA$5,000
PRO LINE PRINTING, INC.Chatham Asset Managementworkplace safety or health violation2007OSHA$5,000
CITIBANK, N.A.Citigroupworkplace safety or health violation2010OSHA$5,000
FARMERS INSURANCE EXCHANGEFarmers Insurance Exchangeworkplace safety or health violation2010OSHA$5,000
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2011OSHA$5,000
IAC MADISONVILLE LLCInvescoworkplace safety or health violation2014OSHA$5,000
INTERNATIONAL AUTOMOTIVE COMPONENTSInvescoworkplace safety or health violation2014OSHA$5,000
RR DONNELLEY & SONS COMPANYChatham Asset Managementworkplace safety or health violation2015OSHA$5,000
NEOVIA LOGISTICS DISTRIBUTION, LLCGoldman Sachsworkplace safety or health violation2016OSHA$5,000
FITTJE BROS. PRINTING CO.Chatham Asset Managementworkplace safety or health violation2017OSHA$5,000
W. R. BERKLEY CORPORATIONW.R. Berkleyworkplace safety or health violation2017OSHA$5,000
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2014MSHA$5,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2010MSHA$5,000
Nyrstar Gordonsville, LLCTrafiguraworkplace safety or health violation2014MSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.