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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$364,987,502,767
Number of Records: 7,424
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,860,718,022283
JPMorgan Chase$36,735,865,891239
Citigroup$26,665,437,031170
Wells Fargo$25,943,801,143236
Deutsche Bank$19,684,396,13592
UBS$17,479,735,000115
Goldman Sachs$17,054,777,59197
NatWest Group PLC$14,007,380,19038
Credit Suisse$11,673,430,79257
Morgan Stanley$10,440,931,900196

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort icon . YearAgencyPenalty Amount
Societe Generale, S.A.Societe Generaleprice-fixing or anti-competitive practices2016private lawsuit-federal$25,412,500
Standard Chartered BankStandard Charteredprice-fixing or anti-competitive practices2018private lawsuit-federal$17,200,000
Standard Chartered BankStandard Charteredprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Standard Chartered BankStandard Charteredprice-fixing or anti-competitive practices2020private lawsuit-federal$1,720,000
TD Securities (USA) LLCToronto-Dominion Bankprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Travelers Companies Inc.Travelersprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
UBS AGUBSprice-fixing or anti-competitive practices2020private lawsuit-federal$17,900,000
UBS AGUBSprice-fixing or anti-competitive practices2018private lawsuit-federal$141,075,000
UBS AGUBSprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
UBS AGUBSprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
UBS AGUBSprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
UBS AGUBSprice-fixing or anti-competitive practices2016private lawsuit-federal$32,000,000
UBS Group AGUBSprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
UBS Securities LLCUBSprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Visa U.S.A. Inc.Visaprice-fixing or anti-competitive practices2019private lawsuit-federal$4,100,000,000
Visa USAVisaprice-fixing or anti-competitive practices2009private lawsuit-federal$100,000,000
Visa USAVisaprice-fixing or anti-competitive practices2004private lawsuit-federal$2,025,000,000
Wells FargoWells Fargoprice-fixing or anti-competitive practices2013private lawsuit-federal$35,000,000
Wells Fargo & CompanyWells Fargoprice-fixing or anti-competitive practices2022private lawsuit-federal$20,820,000
Wells Fargo Bank, N.A.Wells Fargoprice-fixing or anti-competitive practices2018private lawsuit-federal$8,750,000
Westpac Banking CorporationWestpac Bankingprice-fixing or anti-competitive practices2022private lawsuit-federal$25,000,000
Willis Group Holdings Ltd.Willis Towers Watsonprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Barclays Bank PLCBarclaysprice-fixing or anti-competitive practices2023private lawsuit-federal$17,750,000
TP ICAP PLCTP ICAP PLCprice-fixing or anti-competitive practices2023private lawsuit-federal$2,375,000
Cash America International Inc.FirstCashpayday lending violation2013CFPB$19,000,000
CashCall, Inc.CashCall Inc.payday lending violation2017AZ-DIFI$250,000
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2010CA-DFPI$118,400
Allied Cash Advance California, LLCCNG Financialpayday lending violation2011CA-DFPI$103,709
CashCall, Inc.CashCall Inc.payday lending violation2015CA-DFPI$1,000,000
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2015CA-DFPI$22,500
Cash America Advance, Inc.FirstCashpayday lending violation2019CA-DFPI$10,000
CashCall, Inc. and Western Sky Financial L.L.C.CashCall Inc.payday lending violation2014CT-BKG$400,000
CashCall, Inc., Western Sky Financial, LLC, WS Funding, LLCCashCall Inc.payday lending violation2016FL-OFR$500,000
CashCall, Inc. and Western Sky Financial, LLC et al.CashCall Inc.payday lending violation2014MD-FIN$100,018
THE GAS COMPANY LLCMacquariemotor vehicle safety violation2009FMCSA$28,440
THE GAS COMPANY LLCMacquariemotor vehicle safety violation2009FMCSA$28,440
The Gas Company LlcMacquariemotor vehicle safety violation2017FMCSA$12,650
Goldman SachsGoldman Sachsmortgage abuses2013FED$330,000,000
Morgan StanleyMorgan Stanleymortgage abuses2013FED$227,000,000
HSBC Bank USA NAHSBCmortgage abuses2016DOJ$470,000,000
Bank of America CorporationBank of Americamortgage abuses2014DOJ$16,650,000,000
Bank of America CorporationBank of Americamortgage abuses2012DOJ$10,956,600,000
JPMorgan Chase & Co.JPMorgan Chasemortgage abuses2012DOJ$5,333,600,000
Wells Fargo & CompanyWells Fargomortgage abuses2012DOJ$5,342,200,000
Citigroup Inc.Citigroupmortgage abuses2012DOJ$2,202,000,000
Ally Financial Inc. (formerly GMAC)Ally Financialmortgage abuses2012DOJ$309,600,000
BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LPBank of Americamortgage abuses2011DOJ_CIVIL$20,000,000
Saxon Mortgage Services Inc.Ocwen Financialmortgage abuses2011DOJ_CIVIL$2,350,000
Chevy Chase Bank F.S.B.Capital One Financialmortgage abuses2013DOJ_RIGHTS$2,850,000
Wells Fargo BankWells Fargomortgage abuses2012DOJ_RIGHTS$234,300,000
Mortgage Guaranty Insurance Corporation (MGIC)MGIC Investment Corp.mortgage abuses2012DOJ_RIGHTS$550,000
Countrywide Financial CorporationBank of Americamortgage abuses2011DOJ_RIGHTS$335,000,000
PrimeLendingHilltop Holdingsmortgage abuses2010DOJ_RIGHTS$2,000,000
HSBCHSBCmortgage abuses2014USAO$10,000,000
Flagstar BankNew York Community Bancorpmortgage abuses2012USAO$132,800,000
Citimortgage Inc.Citigroupmortgage abuses2012USAO$158,300,000
SunTrust Mortgage Inc.Truist Financialmortgage abuses2014DOJ_CIVIL$320,000,000
Franklin American Mortgage CompanyCitizens Financial Groupmortgage abuses2015DOJ_CIVIL$70,000,000
BancorpSouth BankCadence Bankmortgage abuses2016CFPB$10,600,000
Bear Stearns Companies, LLCJPMorgan Chasemortgage abuses2008FTC$28,000,000
U.S. Bank, National AssociationU.S. Bancorpmortgage abuses2011HUD$1,200,000
ABN AMRO Mortgage GroupABN AMROmortgage abuses2006HUD$41,000,000
Chicago Title Insurance CompanyFidelity National Financialmortgage abuses2005HUD$5,000,000
Prospect Mortgage Company LLCHomebridge Financial Servicesmortgage abuses2017USAO$4,157,000
Goldman SachsGoldman Sachsmortgage abuses2018FED$14,000,000
Morgan StanleyMorgan Stanleymortgage abuses2018FED$8,000,000
CIT Group Inc.First Citizens BancSharesmortgage abuses2018FED$5,200,000
U.S. BancorpU.S. Bancorpmortgage abuses2018FED$4,400,000
PNC Financial Services GroupPNC Financial Servicesmortgage abuses2018FED$3,500,000
Freedom Mortgage CorporationFreedom Mortgagemortgage abuses2019CFPB$1,750,000
Ally FinancialAlly Financialmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $109,628,425
Bank of AmericaBank of Americamortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,382,415,075
Bank of AmericaBank of Americamortgage abuses2015MA-AG$675,000
Bank of America CorporationBank of Americamortgage abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $943,000,000
CitigroupCitigroupmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,041,577
CitigroupCitigroupmortgage abuses2015MA-AG$675,000
Countrywide Financial Corp.Bank of Americamortgage abuses2009CO-AG$6,000,000
Countrywide Financial Corp.Bank of Americamortgage abuses2009RI-AG$1,146,000
Countrywide Financial CorporationBank of Americamortgage abuses2010MULTI-AG$3,004,100,000
Countrywide Financial CorporationBank of Americamortgage abuses2009OR-AG$1,000,000
Countrywide Financial CorporationBank of Americamortgage abuses2009PA-AG$150,000,000
Countrywide Financial CorporationBank of Americamortgage abuses2009SD-AG$161,805
Countrywide Financial CorporationBank of Americamortgage abuses2009WI-AG$41,100,000
Countrywide Financial CorporationBank of Americamortgage abuses2009WV-AG$340,901
Countrywide Home LoansBank of Americamortgage abuses2008MULTI-AG$8,680,000,000
Countrywide Home LoansBank of Americamortgage abuses2009IN-AG$2,800,000
Countrywide Securities Corp.Bank of Americamortgage abuses2013MA-AG$17,300,000
Goldman Sachs & Co.Goldman Sachsmortgage abuses2009MA-AG$60,000,000
Household Finance Corp.HSBCmortgage abuses2002MULTI-AG$484,000,000
HSBCHSBCmortgage abuses2016MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000
HSBC SecuritiesHSBCmortgage abuses2018MA-AG$26,800,000
JP Morgan ChaseJPMorgan Chasemortgage abuses2015MA-AG$675,000
JPMorgan ChaseJPMorgan Chasemortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chase BankJPMorgan Chasemortgage abuses2015MD-AG$400,000
Nationstar Mortgage LLC dba Mr. CooperMr. Cooper Groupmortgage abuses2018MA-AG$500,000
Ocwen Financial Corp.Ocwen Financialmortgage abuses2014MA-AG$3,700,000
Ocwen Financial ServicesOcwen Financialmortgage abuses2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000
Ocwen Loan Servicing LLCOcwen Financialmortgage abuses2019MA-AG$2,000,000
PHH Mortgage Corp.Ocwen Financialmortgage abuses2018MULTI-AG$45,000,000
PHH Mortgage CorporationOcwen Financialmortgage abuses2013NJ-AG$6,250,000
SunTrust Mortgage Inc.Truist Financialmortgage abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.