Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $394,610,993,640
Number of Records: 7,983
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,299,969,499332
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,617,269,231267
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,909,502,443206
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2014TX-INS$14,615
Arch Insurance CompanyArch Capitalinsurance violation2014TX-INS$40,143
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2014TX-INS$30,599
Illinois National Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$12,774
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$29,981
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2014TX-INS$8,397
American Home Assurance CompanyAmerican International Groupinsurance violation2014TX-INS$7,848
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$7,500
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2014TX-INS$19,000
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$44,079
General Casualty Company of WisconsinQBE Insuranceinsurance violation2014TX-INS$7,000
QBE Insurance CorporationQBE Insuranceinsurance violation2014TX-INS$47,000
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2014TX-INS$12,500
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$24,000
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$11,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2014TX-INS$14,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$5,000
XL Specialty Insurance CompanyAXAinsurance violation2014TX-INS$8,500
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2014TX-INS$40,000
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$11,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$15,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2014TX-INS$5,500
Ace American Insurance CompanyChubb Limitedinsurance violation2014TX-INS$45,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2014TX-INS$6,500
Accident Fund General Insurance CompanyAF Groupinsurance violation2014TX-INS$28,000
Arch Insurance CompanyArch Capitalinsurance violation2014TX-INS$10,000
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$6,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2014TX-INS$9,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$89,000
Protective Insurance CompanyProgressiveinsurance violation2014TX-INS$9,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2014TX-INS$9,000
Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$5,750
Everest National Insurance CompanyEverest Re Groupinsurance violation2014TX-INS$25,000
Property and Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2014TX-INS$8,000
Illinois National Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$8,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
AIG Property Casualty CompanyAmerican International Groupinsurance violation2015TX-INS$8,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$20,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
ACE American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$250,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
State Farm LloydsState Farm Insuranceinsurance violation2015TX-INS$352,500,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$34,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$19,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$32,000
Safety National Casualty CorporationTokio Marineinsurance violation2015TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$9,000
State Farm Fire and Casualty CompanyState Farm Insuranceinsurance violation2015TX-INS$5,500
Stewart Title CompanyStewart Information Servicesinsurance violation2015TX-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$6,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$16,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$49,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2015TX-INS$6,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2015TX-INS$5,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$9,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$90,000
Metropolitan Life Insurance CompanyMetLifeinsurance violation2015TX-INS$20,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2015TX-INS$6,000
American Home Assurance CompanyAmerican International Groupinsurance violation2015TX-INS$90,000
Arch Insurance CompanyArch Capitalinsurance violation2015TX-INS$19,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$34,000
Wausau Underwriters Insurance CompanyLiberty Mutual Insuranceinsurance violation2015TX-INS$8,000
Sentry InsuranceSentry Insuranceinsurance violation2015TX-INS$20,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$7,500
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$9,900
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$15,200
American Zurich Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$7,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$7,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$8,500
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2015TX-INS$6,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2015TX-INS$15,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2015TX-INS$5,500
T.H.E. Insurance CompanyAXAinsurance violation2015TX-INS$11,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2015TX-INS$35,000
Ace American Insurance CompanyChubb Limitedinsurance violation2015TX-INS$15,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2015TX-INS$15,000
Praetorian Insurance CompanyQBE Insuranceinsurance violation2015TX-INS$20,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2016TX-INS$5,000
The Travelers Indemnity CompanyTravelersinsurance violation2016TX-INS$9,000
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2016TX-INS$7,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$12,500
The Standard Fire Insurance CompanyTravelersinsurance violation2016TX-INS$5,000
Fidelity and Guaranty Insurance CompanyFidelity National Financialinsurance violation2016TX-INS$12,000
Unitrin County Mutual Insurance CompanyKemperinsurance violation2016TX-INS$10,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$13,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$9,500
American Home Assurance CompanyAmerican International Groupinsurance violation2016TX-INS$20,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2016TX-INS$13,571
Fireman's Fund Insurance CompanyAllianzinsurance violation2016TX-INS$15,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$12,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$21,500
Sentry InsuranceSentry Insuranceinsurance violation2016TX-INS$12,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2016TX-INS$18,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$8,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2016TX-INS$35,012
Berkley National Insurance CompanyW.R. Berkleyinsurance violation2016TX-INS$8,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2016TX-INS$17,000
Granite State Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$10,200
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.