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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $394,610,993,640
Number of Records: 7,983
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,299,969,499332
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,617,269,231267
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,909,502,443206
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Granite State Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$10,200
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$70,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$6,500
Lincoln National Life Insurance CompanyLincoln Nationalinsurance violation2016TX-INS$100,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$5,500
Illinois National Insurance CoAmerican International Groupinsurance violation2016TX-INS$24,250
QBE Insurance CorporationQBE Insuranceinsurance violation2016TX-INS$21,565
The Travelers Indemnity Co. of ConnecticutTravelersinsurance violation2016TX-INS$18,000
Old Republic Insurance CoOld Republic Internationalinsurance violation2016TX-INS$28,921
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$8,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2016TX-INS$117,500,000
American Fire and Casualty CoLiberty Mutual Insuranceinsurance violation2016TX-INS$20,000
AIG Assurance CompanyAmerican International Groupinsurance violation2016TX-INS$51,750
AIG Property Casualty CompanyAmerican International Groupinsurance violation2016TX-INS$55,800
AIU Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$27,180
American Home Assurance CompanyAmerican International Groupinsurance violation2016TX-INS$9,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$6,000
American States Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$27,500
Federal Insurance CompanyChubb Limitedinsurance violation2016TX-INS$16,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2016TX-INS$62,000
Old Republic National Title Insurance CompanyOld Republic Internationalinsurance violation2016TX-INS$7,500
Marsh USA, Inc.Marsh & McLennaninsurance violation2016TX-INS$6,500
Arch Insurance CompanyArch Capitalinsurance violation2016TX-INS$32,500
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$19,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$45,000
Sentinel Insurance Company, LtdHartford Financial Servicesinsurance violation2016TX-INS$32,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$7,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2016TX-INS$6,300
American Zurich Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$6,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2017TX-INS$8,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$8,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2017TX-INS$5,000
Liberty Mutual Insurance CompanyLiberty Mutual Insuranceinsurance violation2017TX-INS$18,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2017TX-INS$44,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$9,500
Broadspire Services, Inc.Crawford & Co.insurance violation2017TX-INS$40,000
Wausau Underwriters Insurance CompanyLiberty Mutual Insuranceinsurance violation2017TX-INS$40,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2017TX-INS$20,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2017TX-INS$6,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2017TX-INS$5,300
American Bankers Insurance Company of FloridaAssurantinsurance violation2017TX-INS$35,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2017TX-INS$38,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2017TX-INS$11,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2017TX-INS$8,750
Protective Insurance CompanyProgressiveinsurance violation2017TX-INS$10,000
Federal Insurance CompanyChubb Limitedinsurance violation2017TX-INS$22,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2017TX-INS$13,750
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2017TX-INS$9,000
Arch Insurance CompanyArch Capitalinsurance violation2017TX-INS$5,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2017TX-INS$32,400
Ace American Insurance CompanyChubb Limitedinsurance violation2017TX-INS$5,255
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2017TX-INS$30,000
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2017TX-INS$6,825
American Alternative Insurance CorporationMunich Reinsurance violation2017TX-INS$160,000
State Farm Fire and Casualty CompanyState Farm Insuranceinsurance violation2017TX-INS$11,000
The General Automobile Insurance Company Inc.American Family Insuranceinsurance violation2018TX-INS$100,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2018TX-INS$70,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$53,750
Zurich American Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$42,000
Security National Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$40,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018TX-INS$13,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$19,500
Safety National Casualty CorporationTokio Marineinsurance violation2018TX-INS$23,500
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2018TX-INS$8,500
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$22,000
Granite State Insurance CompanyAmerican International Groupinsurance violation2018TX-INS$22,000
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2018TX-INS$20,000
XL Insurance America, Inc.AXAinsurance violation2018TX-INS$32,000
Federal Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2018TX-INS$9,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$5,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2018TX-INS$20,000
The Standard Fire Insurance CompanyTravelersinsurance violation2018TX-INS$27,855
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Amica Mutual Insurance CompanyAmica Mutual Insuranceinsurance violation2018TX-INS$10,000
Time Insurance CompanyHaven Holdingsinsurance violation2018TX-INS$125,000
Arch Insurance CompanyArch Capitalinsurance violation2018TX-INS$7,000
Employer's Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2018TX-INS$12,000
Chubb Lloyds Insurance Company of TexasChubb Limitedinsurance violation2018TX-INS$55,000
Unitrin County Mutual Insurance CompanyKemperinsurance violation2018TX-INS$25,000
Time Insurance CompanyHaven Holdingsinsurance violation2018TX-INS$15,000
United Services Automobile Association et al.USAAinsurance violation2018TX-INS$40,000
Esurance Property and Casualty Insurance CompanyAllstateinsurance violation2018TX-INS$12,500
Accident Fund General Insurance CompanyAF Groupinsurance violation2018TX-INS$75,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$10,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2018TX-INS$18,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2018TX-INS$42,000
Property and Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2018TX-INS$65,000
XL Specialty Insurance CompanyAXAinsurance violation2018TX-INS$30,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2018TX-INS$14,500
Accident Fund General Insurance CompanyAF Groupinsurance violation2018TX-INS$6,400
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018TX-INS$19,800
Accident Fund National Insurance CompanyAF Groupinsurance violation2018TX-INS$19,100
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2018TX-INS$10,000
Colonial County Mutual Insurance Company and Titan Insurance Services Inc.Nationwideinsurance violation2018TX-INS$50,000
Cincinnati Insurance CompanyCincinnati Financialinsurance violation2018TX-INS$30,000
Ace American Insurance CompanyChubb Limitedinsurance violation2018TX-INS$7,500
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2018TX-INS$7,600
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.