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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $394,610,993,640
Number of Records: 7,983
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,299,969,499332
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,617,269,231267
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,909,502,443206
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Depositors Insurance CompanyNationwideinsurance violation2017WA-INS$10,000
Berkley National Insurance CompanyW.R. Berkleyinsurance violation2018WA-INS$10,000
Ticor Title CompanyFidelity National Financialinsurance violation2018WA-INS$10,000
Unum Life Insurance Company Of AmericaUnuminsurance violation2018WA-INS$7,000
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2018WA-INS$20,000
Metropolitan Life Insurance CompanyMetLifeinsurance violation2018WA-INS$7,000
American Strategic Insurance CorpProgressiveinsurance violation2018WA-INS$10,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2018WA-INS$10,000
Washington National Insurance CompanyCNO Financialinsurance violation2018WA-INS$7,500
Crestbrook Insurance CompanyNationwideinsurance violation2018WA-INS$50,000
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2018WA-INS$5,000
Amica Mutual Insurance CompanyAmica Mutual Insuranceinsurance violation2018WA-INS$20,000
Horace Mann Insurance CompanyHorace Mann Educators Corp.insurance violation2018WA-INS$10,000
Credit Acceptance CorporationCredit Acceptance Corp.insurance violation2018WA-INS$30,000
Nationwide Agribusiness Insurance CompanyNationwideinsurance violation2018WA-INS$25,000
State Farm Life Insurance CompanyState Farm Insuranceinsurance violation2018WA-INS$10,000
American Automobile Insurance CompanyAllianzinsurance violation2018WA-INS$10,000
Illinois Union Ins CoChubb Limitedinsurance violation2019WA-INS$102,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2019WA-INS$15,000
Lincoln National Life Insurance CompanyLincoln Nationalinsurance violation2019WA-INS$100,000
American Family Connect Property And Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2019WA-INS$7,500
Principal Life Insurance CompanyPrincipal Financialinsurance violation2019WA-INS$16,150
Bankers Life & Casualty CompanyCNO Financialinsurance violation2019WA-INS$30,000
Ameritas Life Insurance CorpAmeritas Mutual Holding Companyinsurance violation2019WA-INS$50,000
Banner Life Insurance CompanyLegal & General Group PLCinsurance violation2019WA-INS$10,000
Mutual Of Omaha Insurance CompanyMutual of Omahainsurance violation2019WA-INS$12,000
National Casualty CompanyNationwideinsurance violation2019WA-INS$20,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2019WA-INS$20,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2019WA-INS$25,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019WA-INS$30,000
Transamerica Life Insurance CompanyAegoninsurance violation2019WA-INS$15,000
Ticor Title CompanyFidelity National Financialinsurance violation2019WA-INS$5,000
Producers Agriculture Insurance CompanyTokio Marineinsurance violation2019WA-INS$50,000
Stewart Title Guaranty CompanyStewart Information Servicesinsurance violation2019WA-INS$10,050
Bankers Standard Insurance Company et al.Chubb Limitedinsurance violation2019WA-INS$25,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2020WA-INS$50,000
Ace American Insurance CompanyChubb Limitedinsurance violation2020WA-INS$750,000
American General Life Insurance CompanyAmerican International Groupinsurance violation2020WA-INS$10,000
Lincoln National Life Insurance Company TheLincoln Nationalinsurance violation2020WA-INS$8,000
Privilege Underwriters Reciprocal ExchangeTokio Marineinsurance violation2020WA-INS$20,000
Insurance Company of North AmericaChubb Limitedinsurance violation2003WA-INS$500,000
Principal Life Insurance Co.Principal Financialinsurance violation2000WA-INS$100,000
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2000WA-INS$350,000
AIG Warranty Guard, Inc.American International Groupinsurance violation2000WI-INS$100,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2000WI-INS$15,000
Liberty Insurance Underwriters Inc.Liberty Mutual Insuranceinsurance violation2000WI-INS$10,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2001WI-INS$15,000
Progressive Northern Insurance Co.Progressiveinsurance violation2001WI-INS$70,000
AIG Warranty Guard, Inc.American International Groupinsurance violation2003WI-INS$50,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2003WI-INS$6,500
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$10,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$5,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$10,000
Regent Insurance Co.QBE Insuranceinsurance violation2003WI-INS$8,500
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2003WI-INS$6,500
Foremost Insurance Co.Zurich Insuranceinsurance violation2003WI-INS$8,500
Conseco Health Insurance Co.CNO Financialinsurance violation2004WI-INS$11,000
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2004WI-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Progressive Northern Ins Co.Progressiveinsurance violation2005WI-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2005WI-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2005WI-INS$9,500
Asurion Warranty Services, Inc.Asurioninsurance violation2007WI-INS$5,000
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2007WI-INS$8,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2008WI-INS$100,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Universal Underwriters Service Corp.Zurich Insuranceinsurance violation2008WI-INS$10,000
Conseco Health Insurance Co.CNO Financialinsurance violation2009WI-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010WI-INS$1,500,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2010WI-INS$8,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2010WI-INS$7,500
Time Insurance Co.Haven Holdingsinsurance violation2010WI-INS$280,000
Infinity Insurance Co.Kemperinsurance violation2011WI-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2011WI-INS$5,000
American General Life Insurance Company of DelawareAmerican International Groupinsurance violation2012WI-INS$40,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2012WI-INS$40,000
Prudential Insurance Company of AmericaPrudential Financialinsurance violation2012WI-INS$7,500
Genworth Life Insurance Co.Genworth Financialinsurance violation2012WI-INS$65,000
Bankers Life & CasualtyCNO Financialinsurance violation2013WI-INS$200,000
Thrivent Financial for LutheransThrivent Financialinsurance violation2013WI-INS$5,000
The Hanover Insurance Co.Hanover Insuranceinsurance violation2014WI-INS$5,000
AllstateAllstateinsurance violation2010MULTI-FIN$10,000,000
Allstate Life Insurance CompanyAllstateinsurance violation2018MULTI-FIN$150,000
American Bankers Insurance Group Inc.Assurantinsurance violation2001MULTI-FIN$3,000,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2012MULTI-FIN$1,600,000
American Family Life Insurance Company of ColumbusAflacinsurance violation2018MULTI-FIN$2,500,000
American Family Life Insurance Company of ColumbusAflacinsurance violation2017MULTI-FIN$350,000
American GeneralAmerican International Groupinsurance violation2000MULTI-FIN$7,500,000
American International GroupAmerican International Groupinsurance violation2010MULTI-FIN$146,500,000
American International GroupAmerican International Groupinsurance violation2012MULTI-FIN$11,000,000
American Modern Home Insurance CompanyMunich Reinsurance violation2017MULTI-FIN$255,000
American Modern Insurance Group Inc.Munich Reinsurance violation2015MULTI-FIN$6,000,000
American-Amicable Life Insurance CompanyAmerican-Amicable Groupinsurance violation2006MULTI-FIN$60,000,000
Arch Insurance CompanyArch Capitalinsurance violation2017MULTI-FIN$1,017,000
Assurant Inc.Assurantinsurance violation2016MULTI-FIN$80,217,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2012MULTI-FIN$4,000,000
BCS Insurance CompanyBCS Financial Corporationinsurance violation2017MULTI-FIN$1,000,000
Cincinnati Life Insurance CompanyCincinnati Financialinsurance violation2004MULTI-FIN$216,750
Conseco Life Insurance CompanyCNO Financialinsurance violation2010MULTI-FIN$11,000,000
Conseco Senior Health Insurance Company and Bankers Life and Casualty CompanyCNO Financialinsurance violation2008MULTI-FIN$2,342,728
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.