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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$388,802,802,308
Number of Records: 7,734
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,650,890329
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
UBS Financial Services Inc.UBSwage and hour violation2018WHD$6,246
Wilmington Finance Inc.OneMain Holdingswage and hour violation2008private lawsuit-federal$2,925,000
Wells Fargo Advisors, LLCWells Fargowage and hour violation2018private lawsuit-federal$9,500,000
M&T Bank CorporationM&T Bankwage and hour violation2018private lawsuit-federal$2,490,000
Allstate Insurance CompanyAllstatewage and hour violation2018private lawsuit-state$5,500,000
QBE Americas, Inc.QBE Insurancewage and hour violation2018private lawsuit-federal$1,200,000
Ally Financial ServicesAlly Financialwage and hour violation2019WHD$198,311
Allstate Company, Inc.Allstatewage and hour violation2007MA-AG$125,000
American International GroupAmerican International Groupwage and hour violation2009MA-AG$900,000
Freedom Mortgage CorporationFreedom Mortgagewage and hour violation2019private lawsuit-federal$4,480,000
JP Morgan Chase Bank N.A.JPMorgan Chasewage and hour violation2019WHD$38,336
Lincoln Financial Group Trust Company, Inc.Lincoln Nationalwage and hour violation2018WHD$17,567
World Acceptance CorporationWorld Acceptance Corporationwage and hour violation2019WHD$5,549
World Acceptance Corporation, IncWorld Acceptance Corporationwage and hour violation2019WHD$6,582
Great American Financial Resources, Inc.American Financial Groupwage and hour violation2019private lawsuit-federal$1,250,000
Fidelity InvestmentsFidelity Investmentswage and hour violation2019private lawsuit-federal$1,200,000
Wells Fargo Bank N.A.Wells Fargowage and hour violation2019WHD$57,675
Nationwide Mutual Insurance CoNationwidewage and hour violation2018WHD$210,373
Bank of HawaiiBank of Hawaiiwage and hour violation2018WHD$7,631
AON SERVICE CORPORATIONAonwage and hour violation2017WHD$7,406
Cleco CorporationMacquariewage and hour violation2017WHD$12,190
Ally Financial IncAlly Financialwage and hour violation2017WHD$34,169
Ally Financial, LLCAlly Financialwage and hour violation2017WHD$164,143
Buckeye Partners, LPIFM Investorswage and hour violation2017WHD$284,265
Teachers Insurance & Annuity Assoc of AmericaTIAAwage and hour violation2017WHD$9,678
Wells Fargo BankWells Fargowage and hour violation2016WHD$38,230
TMX Finance, LLCTMX Financewage and hour violation2016WHD$6,353
Guaranteed Rate INCGuaranteed Rate Inc.wage and hour violation2015WHD$184,423
Wells Fargo & CompanyWells Fargowage and hour violation2014WHD$100,001
Wells Fargo & CompanyWells Fargowage and hour violation2020private lawsuit-federal$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasewage and hour violation2019private lawsuit-federal$1,850,000
PNC Financial Services Group, Inc.PNC Financial Serviceswage and hour violation2020private lawsuit-federal$2,750,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2020private lawsuit-federal$5,400,000
U.S. Bank National AssociationU.S. Bancorpwage and hour violation2020private lawsuit-federal$6,500,000
JPMorgan Chase Bank, N.A.JPMorgan Chasewage and hour violation2020private lawsuit-federal$3,750,000
Wells Fargo BankWells Fargowage and hour violation2020private lawsuit-federal$10,928,870
Wells Fargo Bank, N.A.Wells Fargowage and hour violation2020private lawsuit-federal$25,696,122
RR DonnelleyChatham Asset Managementwage and hour violation2020IL-DOL$30,000
Nuveen Services LLCTIAAwage and hour violation2018IL-DOL$27,983
FIRST MIDWEST BANKOld National Bancorpwage and hour violation2018IL-DOL$15,000
ZURICH AMERICAN INS COZurich Insurancewage and hour violation2018IL-DOL$13,865
TIAA Bank, FSBTIAAwage and hour violation2020private lawsuit-federal$3,500,000
Aon Hewitt Health Market Insurance Solutions, Inc.Aonwage and hour violation2021private lawsuit-federal$1,250,000
American Express Travel Related Services Co.American Expresswage and hour violation2021WHD$5,663
Old Republic National Title Insurance CompanyOld Republic Internationalwage and hour violation2021NY-AG$1,000,000
Wells Fargo Bank, N.A.Wells Fargowage and hour violation2021private lawsuit-federal$95,696,122
Nationwide Mutual Insurance CompanyNationwidewage and hour violation2021WHD$13,808
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2022CA-LCO$9,795
Ticor Title Company of CaliforniaFidelity National Financialwage and hour violation2022CA-LCO$32,017
Flagstar Bancorp, Inc. a Michigan CorporationNew York Community Bancorpwage and hour violation2021CA-LCO$30,677
Flagstar Bank, FSB,New York Community Bancorpwage and hour violation2021CA-LCO$30,677
Bank Of The WestBank of Montrealwage and hour violation2020CA-LCO$5,783
CitiBank, N.A.,Citigroupwage and hour violation2014CA-LCO$10,148
JPMorgan Chase BankJPMorgan Chasewage and hour violation2013CA-LCO$9,111
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2013CA-LCO$37,036
Liberty Mutual Insurance CompanyLiberty Mutual Insurancewage and hour violation2009CA-LCO$11,916
COUNTRYWIDE FINANCIAL CORPORATION,Bank of Americawage and hour violation2008CA-LCO$5,164
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2005CA-LCO$6,572
Santander Bank, N.A.Banco Santanderwage and hour violation2022private lawsuit-federal$4,250,000
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2022CA-LCO$12,399
Cash America West, Inc. and First Cash, Inc.FirstCashwage and hour violation2022WA-SOLS$383,873
JPMorgan Chase Bank, National AssociationJPMorgan Chasewage and hour violation2022CO-LAE$5,838
Rocket MortgageRocket Companies Inc.wage and hour violation2022MI-LEO$57,000
Securian FinancialSecurian Financialwage and hour violation2022MI-LEO$12,530
Western & Southern LifeWestern & Southern Financial Groupwage and hour violation2021MI-LEO$20,000
Western & Southern LifeWestern & Southern Financial Groupwage and hour violation2021MI-LEO$7,000
Freedom MortgageFreedom Mortgagewage and hour violation2021MI-LEO$8,000
Raymond James & AssociatesRaymond James Financialwage and hour violation2020MI-LEO$29,361
Guaranteed RateGuaranteed Rate Inc.wage and hour violation2020MI-LEO$6,020
Quicken LoansRocket Companies Inc.wage and hour violation2019MI-LEO$10,500
American International GroupAmerican International Groupwage and hour violation2018MI-LEO$15,939
Guaranteed RateGuaranteed Rate Inc.wage and hour violation2018MI-LEO$7,191
Jackson FinancialJackson Financialwage and hour violation2018MI-LEO$51,118
Citizens BankCitizens Financial Groupwage and hour violation2017MI-LEO$5,719
New York Life Insurance CompanyNew York Life Insurancewage and hour violation2017MI-LEO$8,000
Allstate InsuranceAllstatewage and hour violation2017MI-LEO$5,000
Allstate Insurance CompanyAllstatewage and hour violation2017MI-LEO$5,000
Bankers Life & CasualtyCNO Financialwage and hour violation2017MI-LEO$16,190
Bank Of AmericaBank of Americawage and hour violation2016MI-LEO$23,500
Bank Of AmericaBank of Americawage and hour violation2016MI-LEO$23,500
Northwestern MutualNorthwestern Mutualwage and hour violation2016MI-LEO$34,371
Northwestern MutualNorthwestern Mutualwage and hour violation2016MI-LEO$68,815
Allstate InsuranceAllstatewage and hour violation2015MI-LEO$6,350
Quicken LoansRocket Companies Inc.wage and hour violation2015MI-LEO$8,000
Fifth Third BankFifth Third Bancorpwage and hour violation2014MI-LEO$5,535
Fifth Third Financial CorporationFifth Third Bancorpwage and hour violation2014MI-LEO$5,535
Metlife Human ResourcesMetLifewage and hour violation2014MI-LEO$8,000
Metlife SecuritiesMetLifewage and hour violation2014MI-LEO$8,000
Jackson HewittJackson Hewittwage and hour violation2013MI-LEO$8,553
Ace American InsuranceChubb Limitedwage and hour violation2012MI-LEO$6,000
Bank Of AmericaBank of Americawage and hour violation2011MI-LEO$5,000
Huntington National BankHuntington Bancshareswage and hour violation2011MI-LEO$11,434
Jackson National Life Distributors IncJackson Financialwage and hour violation2011MI-LEO$10,716
Citizens BankCitizens Financial Groupwage and hour violation2011MI-LEO$8,169
Wells Fargo Home Mortgage IncWells Fargowage and hour violation2010MI-LEO$9,222
Comerica Securities IncComericawage and hour violation2010MI-LEO$24,968
Bank Of AmericaBank of Americawage and hour violation2010MI-LEO$15,406
Bank Of AmericaBank of Americawage and hour violation2010MI-LEO$14,000
Chase BankJPMorgan Chasewage and hour violation2010MI-LEO$15,000
Bank of AmericaBank of Americawage and hour violation2024private lawsuit-federal$1,890,000
NORTHWESTERN MUTUALNorthwestern Mutualwage and hour violation2023IL-DOL$9,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.