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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,002,583,076
Number of Records: 6,975
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,127,193,625218
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,879,318,334102
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
TD BankToronto-Dominion Bankwage and hour violation2013private lawsuit-federal$975,000
NationwideNationwidewage and hour violation2013private lawsuit-federal$850,000
Huntington BancsharesHuntington Bancshareswage and hour violation2013private lawsuit-federal$3,100,000
Franklin American MortgageCitizens Financial Groupwage and hour violation2013private lawsuit-federal$165,000
KeyBankKeyCorpwage and hour violation2013private lawsuit-federal$4,900,000
Merrill LynchBank of Americawage and hour violation2013private lawsuit-federal$21,000,000
First Niagara Financial GroupKeyCorpwage and hour violation2013private lawsuit-federal$404,000
MetLifeMetLifewage and hour violation2013private lawsuit-federal$3,003,000
Capital OneCapital One Financialwage and hour violation2012private lawsuit-federal$3,200,000
Union BankMitsubishi UFJ Financial Groupwage and hour violation2012private lawsuit-federal$3,500,000
H&R BlockH&R Blockwage and hour violation2012private lawsuit-state$7,500,000
KeyCorpKeyCorpwage and hour violation2012private lawsuit-federal$6,250,000
H&R BlockH&R Blockwage and hour violation2012private lawsuit-federal$35,000,000
Wells Fargo BankWells Fargowage and hour violation2012private lawsuit-federal$280,000
E-TradeMorgan Stanleywage and hour violation2012private lawsuit-federal$1,500,000
Freedom MortgageFreedom Mortgagewage and hour violation2012private lawsuit-federal$1,600,000
UBSUBSwage and hour violation2012private lawsuit-federal$1,400,000
SunTrust MortgageTruist Financialwage and hour violation2012private lawsuit-federal$2,400,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2012private lawsuit-federal$1,195,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2012private lawsuit-federal$9,000,000
Associated Banc-CorpAssociated Banc-Corpwage and hour violation2012private lawsuit-federal$1,275,000
Prudential InsurancePrudential Financialwage and hour violation2011private lawsuit-federal$1,016,500
Washington Mutual BankJPMorgan Chasewage and hour violation2011private lawsuit-federal$463,000
Hartford Fire InsuranceHartford Financial Serviceswage and hour violation2011private lawsuit-federal$1,200,000
Ameriprise FinancialAmeriprise Financialwage and hour violation2011private lawsuit-federal$185,000
MetLifeMetLifewage and hour violation2011private lawsuit-federal$2,000,000
Oppenheimer & Co.Oppenheimer Holdingswage and hour violation2011private lawsuit-federal$2,375,901
Wells FargoWells Fargowage and hour violation2011private lawsuit-federal$6,660,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2011private lawsuit-federal$42,000,000
AonAonwage and hour violation2011private lawsuit-state$10,500,000
Wells Fargo BankWells Fargowage and hour violation2011private lawsuit-federal$100,000
MetLifeMetLifewage and hour violation2011private lawsuit-federal$2,350,000
Arthur J. GallagherArthur J. Gallagher & Co.wage and hour violation2011private lawsuit-federal$3,900,000
Wells FargoWells Fargowage and hour violation2011private lawsuit-federal$6,720,000
Wells FargoWells Fargowage and hour violation2011private lawsuit-federal$6,900,000
Citigroup Global MarketsCitigroupwage and hour violation2011private lawsuit-federal$394,220
Combined Insurance Company of AmericaChubb Limitedwage and hour violation2010private lawsuit-federal$6,000,000
Wachovia Financial ServicesWells Fargowage and hour violation2010private lawsuit-federal$450,000
Bear StearnsJPMorgan Chasewage and hour violation2010private lawsuit-federal$675,000
Bank of AmericaBank of Americawage and hour violation2010private lawsuit-state$16,650,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2010private lawsuit-federal$8,000,000
Wells FargoWells Fargowage and hour violation2010private lawsuit-federal$20,000,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2010private lawsuit-federal$2,492,729
H&R BlockH&R Blockwage and hour violation2010private lawsuit-federal$1,400,000
Merrill LynchBank of Americawage and hour violation2010private lawsuit-federal$43,500,000
TD BankToronto-Dominion Bankwage and hour violation2010private lawsuit-federal$375,000
Bank of AmericaBank of Americawage and hour violation2010private lawsuit-federal$661,392
Washington Mutual BankJPMorgan Chasewage and hour violation2009private lawsuit-federal$38,000,000
Wachovia SecuritiesWells Fargowage and hour violation2009private lawsuit-federal$39,000,000
Prudential FinancialPrudential Financialwage and hour violation2009private lawsuit-federal$11,000,000
TD AmeritradeCharles Schwab Corp.wage and hour violation2009private lawsuit-federal$2,500,000
AXA FinancialEquitable Holdingswage and hour violation2009private lawsuit-federal$6,500,000
A.G. EdwardsWells Fargowage and hour violation2009private lawsuit-federal$12,000,000
MetLifeMetLifewage and hour violation2009private lawsuit-federal$7,400,000
Janney Montgomery ScottPenn Mutualwage and hour violation2009private lawsuit-federal$2,880,000
Morgan StanleyMorgan Stanleywage and hour violation2009private lawsuit-federal$50,000,000
HSBC Auto FinanceHSBCwage and hour violation2009private lawsuit-federal$420,000
Banco PopularPopular Inc.wage and hour violation2009private lawsuit-federal$1,050,000
Champion Mortgage and KeyBankKeyCorpwage and hour violation2009private lawsuit-federal$1,200,000
Home Loan Center Inc.LendingTreewage and hour violation2009private lawsuit-federal$2,500,000
Hewitt AssociatesAonwage and hour violation2009private lawsuit-federal$4,900,000
National City MortgagePNC Financial Serviceswage and hour violation2008private lawsuit-federal$27,500,000
Edward D. Jones & Co.Jones Financialwage and hour violation2008private lawsuit-federal$21,000,000
UBS as successor to Piper JaffrayUBSwage and hour violation2008private lawsuit-federal$5,500,000
E-TradeMorgan Stanleywage and hour violation2008private lawsuit-federal$900,000
CitigroupCitigroupwage and hour violation2008private lawsuit-federal$98,000,000
Edward D. Jones & Co.Jones Financialwage and hour violation2008private lawsuit-federal$19,000,000
USAAUSAAwage and hour violation2008private lawsuit-federal$738,423
A.G. EdwardsWells Fargowage and hour violation2007private lawsuit-federal$20,000,000
E-Loan Inc.Popular Inc.wage and hour violation2007private lawsuit-federal$13,600,000
UBSUBSwage and hour violation2007private lawsuit-federal$44,000,000
Bank of AmericaBank of Americawage and hour violation2007private lawsuit-state$2,500,000
UBSUBSwage and hour violation2007private lawsuit-federal$45,000,000
Wells FargoWells Fargowage and hour violation2007private lawsuit-federal$12,800,000
CitigroupCitigroupwage and hour violation2006private lawsuit-federal$3,550,000
Morgan StanleyMorgan Stanleywage and hour violation2006private lawsuit-federal$42,500,000
Bank of AmericaBank of Americawage and hour violation2006private lawsuit-federal$9,000,000
Merrill LynchBank of Americawage and hour violation2006private lawsuit-federal$37,000,000
Liberty MutualLiberty Mutual Insurancewage and hour violation2005private lawsuit-federal$6,400,000
Allstate InsuranceAllstatewage and hour violation2005private lawsuit-state$120,000,000
Countrywide FinancialBank of Americawage and hour violation2005private lawsuit-state$30,000,000
State FarmState Farm Insurancewage and hour violation2005private lawsuit-state$135,000,000
ProgressiveProgressivewage and hour violation2004private lawsuit-federal$5,400,000
Bank of AmericaBank of Americawage and hour violation2003private lawsuit-state$4,100,000
DitechDitech Holding Corporationwage and hour violation2002private lawsuit-federal$6,150,000
Coast National InsuranceZurich Insurancewage and hour violation2002private lawsuit-state$18,000,000
Bank of AmericaBank of Americawage and hour violation2001private lawsuit-state$22,000,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2001private lawsuit-state$90,009,208
UBS Financial Services Inc.UBSwage and hour violation2018WHD$6,246
Wilmington Finance Inc.OneMain Holdingswage and hour violation2008private lawsuit-federal$2,925,000
Wells Fargo Advisors, LLCWells Fargowage and hour violation2018private lawsuit-federal$9,500,000
M&T Bank CorporationM&T Bankwage and hour violation2018private lawsuit-federal$2,490,000
Allstate Insurance CompanyAllstatewage and hour violation2018private lawsuit-state$5,500,000
Premera Blue CrossPremera Blue Crosswage and hour violation2011private lawsuit-federal$1,450,000
QBE Americas, Inc.QBE Insurancewage and hour violation2018private lawsuit-federal$1,200,000
Ally Financial ServicesAlly Financialwage and hour violation2019WHD$198,311
Allstate Company, Inc.Allstatewage and hour violation2007MA-AG$125,000
American International GroupAmerican International Groupwage and hour violation2009MA-AG$900,000
Freedom Mortgage CorporationFreedom Mortgagewage and hour violation2019private lawsuit-federal$4,480,000
JP Morgan Chase Bank N.A.JPMorgan Chasewage and hour violation2019WHD$38,336
Lincoln Financial Group Trust Company, Inc.Lincoln Nationalwage and hour violation2018WHD$17,567
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.