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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,002,583,076
Number of Records: 6,975
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,127,193,625218
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,879,318,334102
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Bank of America Corp.Bank of Americaconsumer protection violation2013WV-AG$1,950,000
CashCall Inc.CashCall Inc.consumer protection violation2015WV-AG$13,000,000
Citibank/Citigroup Inc.Citigroupconsumer protection violation2013WV-AG$1,950,000
Countrywide Financial CorporationBank of Americamortgage abuses2009WV-AG$340,901
Discover Financial ServicesDiscover Financial Servicesconsumer protection violation2013WV-AG$1,950,000
HSBC Finance CorporationHSBCconsumer protection violation2013WV-AG$1,950,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2013WV-AG$1,950,000
JPMorgan Chase and Co.JPMorgan Chaseprice-fixing or anti-competitive practices2014WV-AG$400,000
Mastercard International Inc.MasterCardprice-fixing or anti-competitive practices2008WV-AG$6,400,000
Midland Credit Management, Inc.Encore Capital Groupconsumer protection violation2005WV-AG$3,500,000
Nationwide InsuranceNationwideconsumer protection violation2015WV-AG$5,750,000
Royal Bank of CanadaRoyal Bank of Canadaprice-fixing or anti-competitive practices2013WV-AG$175,000
UBS AGUBSprice-fixing or anti-competitive practices2016WV-AG$325,000
Visa USA Inc.Visaprice-fixing or anti-competitive practices2008WV-AG$6,400,000
Wells FargoWells Fargoconsumer protection violation2016WV-AG$8,000,000
AIG Warranty Guard, Inc.American International Groupinsurance violation2000WI-INS$100,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2000WI-INS$15,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2001WI-INS$15,000
Progressive Northern Insurance Co.Progressiveinsurance violation2001WI-INS$70,000
AIG Warranty Guard, Inc.American International Groupinsurance violation2003WI-INS$50,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2003WI-INS$6,500
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$10,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$5,000
National Union Fire Ins Co. of PittsburghAmerican International Groupinsurance violation2003WI-INS$10,000
Regent Insurance Co.QBE Insuranceinsurance violation2003WI-INS$8,500
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2003WI-INS$6,500
Foremost Insurance Co.Zurich Insuranceinsurance violation2003WI-INS$8,500
Conseco Health Insurance Co.CNO Financialinsurance violation2004WI-INS$11,000
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2004WI-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Progressive Northern Ins Co.Progressiveinsurance violation2005WI-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2005WI-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2005WI-INS$9,500
Asurion Warranty Services, Inc.Asurioninsurance violation2007WI-INS$5,000
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2007WI-INS$8,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2008WI-INS$100,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Universal Underwriters Service Corp.Zurich Insuranceinsurance violation2008WI-INS$10,000
Conseco Health Insurance Co.CNO Financialinsurance violation2009WI-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010WI-INS$1,500,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2010WI-INS$8,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2010WI-INS$7,500
Time Insurance Co.Haven Holdingsinsurance violation2010WI-INS$280,000
Infinity Insurance Co.Kemperinsurance violation2011WI-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2011WI-INS$5,000
American General Life Insurance Company of DelawareAmerican International Groupinsurance violation2012WI-INS$40,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2012WI-INS$40,000
Prudential Insurance Company of AmericaPrudential Financialinsurance violation2012WI-INS$7,500
Genworth Life Insurance Co.Genworth Financialinsurance violation2012WI-INS$65,000
Bankers Life & CasualtyCNO Financialinsurance violation2013WI-INS$200,000
Thrivent Financial for LutheransThrivent Financialinsurance violation2013WI-INS$5,000
The Hanover Insurance Co.Hanover Insuranceinsurance violation2014WI-INS$5,000
State Farm Fire & Casualty CoState Farm Insuranceinsurance violation2021WI-INS$10,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2021WI-INS$10,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2022WI-INS$5,000
Raymond James Financial Services, Inc.Raymond James Financialinvestor protection violation2007WI-FIN$50,000
Merrill Lynch Pierce Fenner & Smith Inc.Bank of Americainvestor protection violation2005WI-FIN$7,000
1st Financial Bank U.S.A.1st Financial Bank USAbanking violation2005WI-AG$43,142
Capital One BankCapital One Financialbanking violation2005WI-AG$80,032
Countrywide Financial CorporationBank of Americamortgage abuses2009WI-AG$41,100,000
SunTrust BankTruist Financialbanking violation2005WI-AG$10,107
Citigroup Technology IncCitigroupwage and hour violation2016WHD$1,967,689
American Family Life Assurance Co., known as AflacAflacFamily and Medical Leave Act2012WHD$16,882
U.S. BankU.S. Bancorpwage and hour violation2008WHD$140,787
Univest Corporation of PennsylvaniaUnivest FinancialFamily and Medical Leave Act2016WHD$5,076
Wells Fargo Bank, N. A.Wells FargoFamily and Medical Leave Act2016WHD$11,874
H & R BlockH&R Blockwage and hour violation2015WHD$257,577
BMO Harris Bank N.A.Bank of MontrealFamily and Medical Leave Act2015WHD$11,304
IAC Springfield, LLCInvescoFamily and Medical Leave Act2015WHD$5,377
TitleMax of Missouri, Inc.TMX FinanceFamily and Medical Leave Act2015WHD$11,648
Huntington Bancshares IncorporatedHuntington BancsharesFamily and Medical Leave Act2015WHD$7,788
Transamerica Life Insurance CompanyAegonwage and hour violation2015WHD$70,143
GUARANTEED RATE, INC.Guaranteed Rate Inc.wage and hour violation2015WHD$12,548
Prospect MortgageHomebridge Financial Serviceswage and hour violation2015WHD$211,237
Bank of the WestBNP Paribaswage and hour violation2015WHD$33,750
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$29,634
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$13,560
BancFirst Insurance Services, Inc.BancFirstwage and hour violation2014WHD$20,229
Total System Services IncGlobal Payments Inc.wage and hour violation2014WHD$32,095
H & R BlockH&R Blockwage and hour violation2014WHD$128,872
H&R Block Eastern Enterprises IncH&R Blockwage and hour violation2014WHD$24,928
Asset Acceptance, LLCEncore Capital GroupFamily and Medical Leave Act2014WHD$7,450
National Life Insurance CompanyNational Life Groupwage and hour violation2014WHD$32,087
TMX Finance, LLCTMX Financewage and hour violation2014WHD$10,057
Highmark, IncHighmark Inc.wage and hour violation2014WHD$120,900
The Huntington National BankHuntington Bancshareswage and hour violation2013WHD$32,553
Chemoil CorporationGlencorewage and hour violation2013WHD$16,594
UBS, Inc.UBSwage and hour violation2013WHD$90,902
MetLife, Inc.MetLifewage and hour violation2013WHD$24,296
TMX Finance LLCTMX FinanceFamily and Medical Leave Act2012WHD$36,596
United American Insurance CompanyGlobe Life Inc.wage and hour violation2012WHD$19,791
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2012WHD$18,852
First Republic BankFirst Republic Bankwage and hour violation2012WHD$1,009,644
SunTrust Mortgage Inc.Truist Financialwage and hour violation2012WHD$51,518
Popular Mortgage, Inc.Popular Inc.wage and hour violation2011WHD$153,736
Popular Mortgage, Inc.Popular Inc.wage and hour violation2011WHD$122,762
Branch Banking and Trust CompanyTruist Financialwage and hour violation2011WHD$12,314
BB&TTruist Financialwage and hour violation2011WHD$43,662
The Federal Home Loan Mortgage CorporationFreddie Mac (Federal Home Loan Mortgage Corporation)wage and hour violation2011WHD$24,153
Nationwide InsuranceNationwidewage and hour violation2011WHD$13,331
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.