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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Zurich Financial ServicesZurich Insuranceaccounting fraud or deficiencies2008SEC$25,000,000
Zurich Capital Markets Inc.Zurich Insuranceinvestor protection violation2007SEC$16,800,000
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$565,065
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$209,170
Farmer's InsuranceZurich Insurancewage and hour violation2011WHD$1,520,705
Coast National InsuranceZurich Insurancewage and hour violation2002private lawsuit-state$18,000,000
Farmers Group, Inc.Zurich Insurancebenefit plan administrator violation2012private lawsuit-federal$6,850,000
Zurich Life Insurance Company LtdZurich Insurancetax violations2019DOJ_TAX$5,115,000
Farmers Insurance GroupZurich Insurancediscriminatory practices (non-employment)2001OH-AG$4,300,000
Farmers Insurance GroupZurich Insuranceconsumer protection violation2003TX-AG$2,400,000
Metropolitan Property & CasualtyZurich Insuranceconsumer protection violation2010MA-AG$20,000
Metropolitan Property & Casualty Co.Zurich Insuranceconsumer protection violation2019MS-AG$3,167,173
Metropolitan Property & Casualty Insurance Co.Zurich Insuranceconsumer protection violation2010MA-AG$3,500,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceconsumer protection violation2013MA-AG$50,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceconsumer protection violation2012MA-AG$395,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceconsumer protection violation2000MA-AG$1,840,000
Universal Underwriters Life Insurance Co.Zurich Insuranceconsumer protection violation2008TX-AG$2,400,000
Zurich American Insurance CompanyZurich Insuranceprice-fixing or anti-competitive practices2006MULTI-AG$171,700,000
Zurich American Insurance CompanyZurich Insuranceprice-fixing or anti-competitive practices2006OH-AG$7,000,000
Zurich American Insurance Company et al.Zurich InsuranceFalse Claims Act and related2010NY-AG$37,500,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2009AZ-DIFI$38,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2015AZ-DIFI$58,000
Foremost Property & Casualty Insurance Co.Zurich Insuranceinsurance violation2015AZ-DIFI$21,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2005CA-INS$120,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2006CA-INS$15,000
21st Century Insurance Co. and 21st Century Casualty Co.Zurich Insuranceinsurance violation2007CA-INS$50,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2009CA-INS$150,000
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$255,500
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$66,000
Bristol West Insurance Co.Zurich Insuranceinsurance violation2011CO-INS$161,500
Zurich Insurance GroupZurich Insuranceinsurance violation2010CT-INS$235,000
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2019CT-INS$64,000
21st Century Centennial Insurance Co.Zurich Insuranceinsurance violation2016DE-INS$27,500
Foremost Property and Casualty Insurance Co. et al.Zurich Insuranceinsurance violation2019DE-INS$11,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2002FL-OFR$44,500
American Guarantee and Liability Insurance Co.Zurich Insuranceinsurance violation2002FL-OFR$10,850
Security National Insurance Co.Zurich Insuranceinsurance violation2002FL-OFR$31,500
Bristol West Insurance Co.Zurich Insuranceinsurance violation2004FL-OFR$26,500
Zurich American Insurance Co.Zurich Insuranceinsurance violation2008FL-OFR$8,000
Bristol West Insurance Co.Zurich Insuranceinsurance violation2008ID-INS$5,330
Zurich American Insurance Co.Zurich Insuranceinsurance violation2015ID-INS$5,000
Universal Underwriters Insurance CompanyZurich Insuranceinsurance violation2006IN-INS$948,240
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2012IN-INS$5,000
Metropolitan Property and Casualty Co.Zurich Insuranceinsurance violation2006KS-INS$5,000
Farmers Insurance Company, Inc.Zurich Insuranceinsurance violation2013KS-INS$50,000
Farmers Insurance Company, Inc.Zurich Insuranceinsurance violation2016KS-INS$20,000
Zurich DirectZurich Insuranceinsurance violation2002MA-INS$6,000
Zurich Life Insurance Company of AmericaZurich Insuranceinsurance violation2002MA-INS$12,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2003MA-INS$40,000
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2011MD-INS$30,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2011MD-INS$125,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2014MD-INS$10,000
Empire Fire and Marine Insurance Co. et al.Zurich Insuranceinsurance violation2015MD-INS$8,000
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2013ME-INS$35,350
Metropolitan Property and Casualty Insurance Co. et al.Zurich Insuranceinsurance violation2001MN-FIN$10,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2002MN-FIN$7,500
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$20,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$10,000
Foremost Insurance Co.Zurich Insuranceinsurance violation2003MN-FIN$5,000
Universal Underwriter Insurance Co.Zurich Insuranceinsurance violation2004MN-FIN$200,000
Foremost Insurance Co. at al.Zurich Insuranceinsurance violation2004MN-FIN$75,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2005MN-FIN$5,000
Illinois Farmers Insurance Co.Zurich Insuranceinsurance violation2008MN-FIN$70,000
Metropolitan Property and Casualty Insurance Co.Zurich Insuranceinsurance violation2012MN-FIN$10,000
Bristol West Casualty Insurance Co.Zurich Insuranceinsurance violation2017MN-FIN$20,000
Universal Underwriters Insurance Co.Zurich Insuranceinsurance violation2007MO-INS$6,530
Security National Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$87,000
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2016MO-INS$250,000
Universal Underwriters Insurance CompanyZurich Insuranceinsurance violation2007NH-INS$28,125
21st Century National Insurance CompanyZurich Insuranceinsurance violation2010NJ-DBI$10,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2013NY-DFS$4,560,000
21st Century Centennial Insurance CompanyZurich Insuranceinsurance violation2014NY-DFS$9,000
21st Century Centennial Insurance CompanyZurich Insuranceinsurance violation2015NY-DFS$36,500
21st Century National Insurance CompanyZurich Insuranceinsurance violation2015NY-DFS$25,000
Metropolitan Group Property and Casualty Insurance CompanyZurich Insuranceinsurance violation2015NY-DFS$30,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2019NY-DFS$50,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2005OR-FIN$11,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$20,000
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2007OR-FIN$20,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$10,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2009OR-FIN$10,000
Bristol West Insurance CompanyZurich Insuranceinsurance violation2004PA-INS$10,000
Foremost Insurance Company of Grand Rapids, MichiganZurich Insuranceinsurance violation2005PA-INS$5,000
Empire Fire & Marine Insurance CompanyZurich Insuranceinsurance violation2006PA-INS$20,000
Metropolitan Property and Casualty CompanyZurich Insuranceinsurance violation2019RI-FIN$5,000
Bristol West Insurance CompanyZurich Insuranceinsurance violation2011SC-INS$7,500
Foremost Insurance Group et al.Zurich Insuranceinsurance violation2015SD-INS$750,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2015SD-INS$100,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2016SD-INS$15,000
Mid-Century Insurance Co. of TexasZurich Insuranceinsurance violation2000TX-INS$11,000,000
Farmers Insurance GroupZurich Insuranceinsurance violation2002TX-INS$15,000,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2009TX-INS$15,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$32,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$45,000
American Guarantee & Liability Insurance CompanyZurich Insuranceinsurance violation2010TX-INS$30,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2011TX-INS$9,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2011TX-INS$10,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2012TX-INS$27,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.