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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,416,567,662
Number of Records: 7,172
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
The Travelers Indemnity Co. et al.Travelersinsurance violation2010KS-INS$10,000
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
Travelers Insurance CompanyTravelersinsurance violation2002MA-INS$8,600
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2011MD-INS$5,000
Phoenix Insurance Co. and Travelers Property Casualty Company of AmericaTravelersinsurance violation2013MD-INS$50,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2014MD-INS$55,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2014MD-INS$20,400
The Standard Fire Insurance Co.Travelersinsurance violation2015MD-INS$8,000
The Standard Fire Insurance Co.Travelersinsurance violation2015MD-INS$10,000
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
Travelers Commercial Insurance Co. et al.Travelersinsurance violation2017MD-INS$10,000
Travelers Casualty and Surety Co.Travelersinsurance violation2018MD-INS$67,500
Travelers Indemnity Co.Travelersinsurance violation2002MN-FIN$5,000
Travelers Home and Marine Insurance Co.Travelersinsurance violation2016MN-FIN$10,000
The Travelers Home and Marine Insurance Co.Travelersinsurance violation2016MN-FIN$15,000
The Travelers Indemnity Co.Travelersinsurance violation2019MN-FIN$10,000
Standard Fire Insurance Co.Travelersinsurance violation2015MO-INS$89,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2016MO-INS$20,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2016MO-INS$19,000
Phoenix Insurance Co.Travelersinsurance violation2016MO-INS$21,000
Travelers Casualty Insurance Company of America et al.Travelersinsurance violation2016MO-INS$16,000
Travelers Casualty and Surety Co. et al.Travelersinsurance violation2013MT-INS$5,000
Travelers Home & Marine Insurance CompanyTravelersinsurance violation2014NY-DFS$100,000
Standard Fire Insurance CompanyTravelersinsurance violation2018OR-FIN$71,200
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2004PA-INS$7,500
Travelers Indemnity Co.Travelersinsurance violation2017PA-INS$100,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2009RI-FIN$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2000SC-INS$10,000
Standard Fire Insurance CompanyTravelersinsurance violation2010TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$55,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$60,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2010TX-INS$20,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2012TX-INS$25,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Standard Fire Insurance CompanyTravelersinsurance violation2013TX-INS$5,000
United States Fidelity and Guaranty CompanyTravelersinsurance violation2014TX-INS$13,307
The Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$10,628
The Standard Fire Insurance CompanyTravelersinsurance violation2014TX-INS$9,795
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$19,442
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2014TX-INS$17,012
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$11,500
Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$5,750
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
The Travelers Indemnity CompanyTravelersinsurance violation2016TX-INS$9,000
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2016TX-INS$7,000
The Standard Fire Insurance CompanyTravelersinsurance violation2016TX-INS$5,000
The Travelers Indemnity Co. of ConnecticutTravelersinsurance violation2016TX-INS$18,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2016TX-INS$62,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
The Standard Fire Insurance CompanyTravelersinsurance violation2018TX-INS$27,855
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2018TX-INS$14,500
The Travelers Indemnity CompanyTravelersinsurance violation2018TX-INS$7,500
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2018TX-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2019TX-INS$20,000
The Phoenix Insurance CompanyTravelersinsurance violation2019TX-INS$6,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
THE TRAVELERS INDEMNITY CO. et al.Travelersinsurance violation2009VA-INS$7,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
The Travelers Indemnity Company ofAmericaTravelersinsurance violation2020VA-INS$49,500
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2020TX-INS$10,000
Travelers Indemnity CompanyTravelersdiscriminatory practices (non-employment)2018private lawsuit-federal$450,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2021WA-INS$10,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
Travelers Home and Marine Insurance Company et al.Travelersinsurance violation2021MN-FIN$30,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2021NY-DFS$75,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$8,000
Travelers Personal Insurance Company et al.Travelersinsurance violation2022TX-INS$7,344,048
Travelers Personal Insurance CompanyTravelersinsurance violation2022VA-INS$167,427
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2022WA-INS$15,000
Nyrstar Clarksville, Inc.Trafigurarailroad safety violation2010FRA$5,000
NYRSTAR CLARKSVILLE, INC.Trafigurarailroad safety violation2009FRA$10,000
Trafigura AGTrafigurawage and hour violation2007WHD$11,839
Trafigura Beheer B.V. AmsterdamTrafiguraenvironmental violation2012CA-ARB$10,000
Nyrstar ClarksvilleTrafiguraenvironmental violation2019TN-ENV$181,482
Nyrstar ClarksvilleTrafiguraenvironmental violation2019TN-ENV$622,389
Nyrstar Tennessee Mines - Gordonsville, LLCTrafiguraenvironmental violation2017TN-ENV$41,760
Nyrstar Gordonsville LLCTrafiguraenvironmental violation2013TN-ENV$5,000
NYRSTAR CLARKSVILLE, INC.Trafiguraworkplace safety or health violation2020OSHA$28,916
NYRSTAR CLARKSVILLE INC.Trafiguraworkplace safety or health violation2022OSHA$14,400
NYRSTAR CLARKSVILLE, INC.Trafiguraenvironmental violation2010EPA$45,524
Trafigura AGTrafiguraenvironmental violation2012EPA$73,465
Trafigura AGTrafiguraenvironmental violation2015EPA$21,450
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.