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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$389,299,537,184
Number of Records: 7,790
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,669,499330
JPMorgan Chase$39,888,888,209278
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$27,081,211,792183
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,407,380112
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Standard Fire Insurance CompanyTravelersinsurance violation2010TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$55,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$60,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2010TX-INS$20,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2012TX-INS$25,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Standard Fire Insurance CompanyTravelersinsurance violation2013TX-INS$5,000
United States Fidelity and Guaranty CompanyTravelersinsurance violation2014TX-INS$13,307
The Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$10,628
The Standard Fire Insurance CompanyTravelersinsurance violation2014TX-INS$9,795
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$19,442
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2014TX-INS$17,012
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$11,500
Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$5,750
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
The Travelers Indemnity CompanyTravelersinsurance violation2016TX-INS$9,000
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2016TX-INS$7,000
The Standard Fire Insurance CompanyTravelersinsurance violation2016TX-INS$5,000
The Travelers Indemnity Co. of ConnecticutTravelersinsurance violation2016TX-INS$18,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2016TX-INS$62,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
The Standard Fire Insurance CompanyTravelersinsurance violation2018TX-INS$27,855
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2018TX-INS$14,500
The Travelers Indemnity CompanyTravelersinsurance violation2018TX-INS$7,500
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2018TX-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2019TX-INS$20,000
The Phoenix Insurance CompanyTravelersinsurance violation2019TX-INS$6,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
THE TRAVELERS INDEMNITY CO. et al.Travelersinsurance violation2009VA-INS$7,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
The Travelers Indemnity Company ofAmericaTravelersinsurance violation2020VA-INS$49,500
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2020TX-INS$10,000
Travelers Indemnity CompanyTravelersdiscriminatory practices (non-employment)2018private lawsuit-federal$450,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2021WA-INS$10,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
Travelers Home and Marine Insurance Company et al.Travelersinsurance violation2021MN-FIN$30,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2021NY-DFS$75,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$8,000
Travelers Personal Insurance Company et al.Travelersinsurance violation2022TX-INS$7,344,048
Travelers Personal Insurance CompanyTravelersinsurance violation2022VA-INS$167,427
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2022WA-INS$15,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2022KS-INS$26,240
Travelers Personal Insurance CompanyTravelersinsurance violation2022KS-INS$5,980
Travelers Companies Inc.Travelersprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$7,000
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2023TX-INS$5,500
Travelers Property Casualty Company of AmericaTravelersinsurance violation2023TX-INS$6,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2023TX-INS$6,000
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$25,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2023TX-INS$22,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2023TX-INS$15,000
Phoenix Insurance CompanyTravelersinsurance violation2023TX-INS$12,500
Travelers Indemnity CompanyTravelersinsurance violation2024TX-INS$8,500
Nyrstar Clarksville, Inc.Trafigurarailroad safety violation2010FRA$5,000
NYRSTAR CLARKSVILLE, INC.Trafigurarailroad safety violation2009FRA$10,000
Trafigura AGTrafigurawage and hour violation2007WHD$11,839
Trafigura Beheer B.V. AmsterdamTrafiguraair pollution violation2012CA-ARB$10,000
Nyrstar ClarksvilleTrafiguraair pollution violation2019TN-ENV$181,482
Nyrstar ClarksvilleTrafiguraair pollution violation2019TN-ENV$622,389
Nyrstar Tennessee Mines - Gordonsville, LLCTrafigurawater pollution violation2017TN-ENV$41,760
Nyrstar Gordonsville LLCTrafigurawater pollution violation2013TN-ENV$5,000
Nyrstar Clarksville Inc.Trafiguraair pollution violation2023TN-ENV$17,500
Trafigura Beheer B.V. TrafiguraForeign Corrupt Practices Act2024DOJ_CRIMINAL$126,998,297
NYRSTAR CLARKSVILLE, INC.Trafiguraworkplace safety or health violation2020OSHA$28,916
NYRSTAR CLARKSVILLE INC.Trafiguraworkplace safety or health violation2022OSHA$14,400
NYRSTAR CLARKSVILLE, INC.Trafiguraenvironmental violation2010EPA$45,524
Trafigura AGTrafiguraenvironmental violation2012EPA$73,465
Trafigura AGTrafiguraenvironmental violation2015EPA$21,450
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2020MSHA$6,159
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2014MSHA$8,600
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2010MSHA$5,080
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2010MSHA$5,080
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2010MSHA$18,271
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2019MSHA$5,776
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2009MSHA$25,000
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2021MSHA$6,232
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2022MSHA$11,500
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2022MSHA$41,474
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2022MSHA$6,725
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2022MSHA$6,725
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2018MSHA$5,903
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2022MSHA$15,141
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.