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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$389,040,962,184
Number of Records: 7,780
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,669,499330
JPMorgan Chase$39,888,888,209278
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,407,380112
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Citigroup Inc.Citigroupprice-fixing or anti-competitive practices2020private lawsuit-federal$9,950,000
CitigroupInc.Citigroupprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Commerzbank AGCommerzbankprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Credit Agricole Corporate and Investment BankCredit Agricoleprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Credit Agricole S.A.Credit Agricoleprice-fixing or anti-competitive practices2022private lawsuit-federal$55,000,000
Credit Suisse AGUBSprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Credit Suisse AGUBSprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
Credit Suisse AGUBSprice-fixing or anti-competitive practices2022private lawsuit-federal$8,875,000
Credit Suisse GroupAGUBSprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Credit Suisse Securities (USA) LLCUBSprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Crum & Forster Holdings Corp.Fairfax Financial Holdingsprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2020private lawsuit-federal$80,000,000
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2018private lawsuit-federal$240,000,000
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2022private lawsuit-federal$60,000,000
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2020private lawsuit-federal$15,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2017private lawsuit-federal$77,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2018private lawsuit-federal$170,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2018private lawsuit-federal$190,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2021private lawsuit-federal$38,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2022private lawsuit-federal$11,000,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
Deutsche Bank Securities Inc.Deutsche Bankprice-fixing or anti-competitive practices2021private lawsuit-federal$48,500,000
Deutsche BankAGDeutsche Bankprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Fireman's Fund Insurance Corp.Allianzprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
First Tennessee Bank NAFirst Horizon Nationalprice-fixing or anti-competitive practices2020private lawsuit-federal$14,500,000
Glencore Ltd.Glencoreprice-fixing or anti-competitive practices2022private lawsuit-federal$9,850,000
Goldman SachsGoldman Sachsprice-fixing or anti-competitive practices2015private lawsuit-federal$67,000,000
Goldman SachsGoldman Sachsprice-fixing or anti-competitive practices2020private lawsuit-federal$20,000,000
Goldman Sachs Execution & Clearing L.P.Goldman Sachsprice-fixing or anti-competitive practices2006private lawsuit-federal$2,468,410
Goldman Sachs Group Inc.Goldman Sachsprice-fixing or anti-competitive practices2018private lawsuit-federal$135,000,000
Goldman Sachs Group Inc.Goldman Sachsprice-fixing or anti-competitive practices2018private lawsuit-federal$56,500,000
Goldman Sachs GroupInc.Goldman Sachsprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Hartford Fire Insurance Co.Hartford Financial Servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Highmark Inc.Highmark Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$7,500,000
HSBCHSBCprice-fixing or anti-competitive practices2022private lawsuit-federal$11,000,000
HSBC Bank PLCHSBCprice-fixing or anti-competitive practices2020private lawsuit-federal$4,750,000
HSBC Bank PLCHSBCprice-fixing or anti-competitive practices2020private lawsuit-federal$11,100,000
HSBC Bank PLCHSBCprice-fixing or anti-competitive practices2020private lawsuit-federal$18,500,000
HSBC Bank PLCHSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$100,000,000
HSBC Bank PLCHSBCprice-fixing or anti-competitive practices2022private lawsuit-federal$42,000,000
HSBC Bank USA N.A.HSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$14,000,000
HSBC Holdings PLCHSBCprice-fixing or anti-competitive practices2016private lawsuit-federal$35,000,000
HSBC Holdings PLCHSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$45,000,000
HSBC Holdings PLCHSBCprice-fixing or anti-competitive practices2018private lawsuit-federal$285,000,000
HSBC HoldingsPLCHSBCprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
HSBC Securities (USA) Inc.HSBCprice-fixing or anti-competitive practices2021private lawsuit-federal$30,000,000
HSBC Securities (USA) Inc.HSBCprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
ICAP Capital Markets LLCCME Groupprice-fixing or anti-competitive practices2018private lawsuit-federal$11,500,000
ING Bank N.V.INGprice-fixing or anti-competitive practices2022private lawsuit-federal$10,490,000
J.P. Morgan Chase& Co.JPMorgan Chaseprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
J.P. Morgan Securities LLCJPMorgan Chaseprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2017private lawsuit-federal$71,000,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2018private lawsuit-federal$104,500,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2018private lawsuit-federal$52,000,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
JPMorgan Chase & Co.JPMorgan Chaseprice-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
Liberty Mutual Holding Co. Inc.Liberty Mutual Insuranceprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Marsh & McLennan Companies Inc.Marsh & McLennanprice-fixing or anti-competitive practices2009private lawsuit-federal$69,000,000
MasterCard Inc.MasterCardprice-fixing or anti-competitive practices2009private lawsuit-federal$72,480,000
Mastercard International Inc.MasterCardprice-fixing or anti-competitive practices2019private lawsuit-federal$2,100,000,000
Mastercard International Inc.MasterCardprice-fixing or anti-competitive practices2004private lawsuit-federal$1,025,000,000
Merrill Lynch Pierce Fenner & Smith Inc.Bank of Americaprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Mizuho Bank LtdMizuho Financialprice-fixing or anti-competitive practices2019private lawsuit-federal$13,083,333
Morgan StanleyMorgan Stanleyprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Morgan Stanley & Co. LLCMorgan Stanleyprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Morgan Stanley & Co. LLCMorgan Stanleyprice-fixing or anti-competitive practices2018private lawsuit-federal$33,500,000
Morgan Stanley & Co. LLCMorgan Stanleyprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Morgan Stanley & Co. LLCMorgan Stanleyprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Morgan Stanley & Co. LLCMorgan Stanleyprice-fixing or anti-competitive practices2011private lawsuit-federal$6,500,000
MUFG Bank Ltd.U.S. Bancorpprice-fixing or anti-competitive practices2020private lawsuit-federal$985,000
MUFG Bank, Ltd.U.S. Bancorpprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
National Australia Bank LimitedNational Australia Bankprice-fixing or anti-competitive practices2022private lawsuit-federal$27,000,000
National Westminster Bank plcNatWest Group PLCprice-fixing or anti-competitive practices2016private lawsuit-federal$3,500,000
Nomura Securities International Inc.Nomuraprice-fixing or anti-competitive practices2018private lawsuit-federal$8,750,000
Nomura Securities International Inc.Nomuraprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Norinchukin BankNorinchukin Bankprice-fixing or anti-competitive practices2019private lawsuit-federal$13,083,333
OverseaChinese Banking Corporation LimitedOversea-Chinese Bankingprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Piper Jaffray & Co.Piper Sandlerprice-fixing or anti-competitive practices2016private lawsuit-federal$9,750,000
RBC Capital Markets LLCRoyal Bank of Canadaprice-fixing or anti-competitive practices2018private lawsuit-federal$15,500,000
Royal Bank of CanadaRoyal Bank of Canadaprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
Royal Bank of Scotland GroupNatWest Group PLCprice-fixing or anti-competitive practices2020private lawsuit-federal$13,000,000
Royal Bank of Scotland GroupNatWest Group PLCprice-fixing or anti-competitive practices2018private lawsuit-federal$255,000,000
Royal Bank of Scotland GroupPLCNatWest Group PLCprice-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Royal Bank of Scotland PLCNatWest Group PLCprice-fixing or anti-competitive practices2018private lawsuit-federal$50,000,000
Royal Bank of Scotland plcNatWest Group PLCprice-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
Royal Bank of Scotland PLCNatWest Group PLCprice-fixing or anti-competitive practices2022private lawsuit-federal$8,000,000
SG Americas Securities LLCSociete Generaleprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Shoko Chukin Bank LtdShoko Chukin Bankprice-fixing or anti-competitive practices2019private lawsuit-federal$6,350,000
Societe GeneraleSociete Generaleprice-fixing or anti-competitive practices2020private lawsuit-federal$5,125,000
Societe GeneraleSociete Generaleprice-fixing or anti-competitive practices2018private lawsuit-federal$18,000,000
Societe GeneraleSociete Generaleprice-fixing or anti-competitive practices2022private lawsuit-federal$12,500,000
Societe GeneraleSociete Generaleprice-fixing or anti-competitive practices2020private lawsuit-federal$975,000
Societe Generale, S.A.Societe Generaleprice-fixing or anti-competitive practices2016private lawsuit-federal$25,412,500
Standard Chartered BankStandard Charteredprice-fixing or anti-competitive practices2018private lawsuit-federal$17,200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.