| Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
| Merrill Lynch | Bank of America | wage and hour violation | 2014 | private lawsuit-federal | $6,900,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
| Citigroup, Inc. | Citigroup | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | VA-AG | $6,900,000 |
| Raymond James Financial Services Advisors, Inc. | Raymond James Financial | investor protection violation | 2019 | SEC | $6,877,048 |
| Farmers Group, Inc. | Zurich Insurance | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,850,000 |
| Mizuho Capital Markets LLC | Mizuho Financial | investor protection violation | 2023 | CFTC | $6,847,182 |
| Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
| Bank One, KY, N.A. | JPMorgan Chase | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
| Warburg Dillon Read LLC | UBS | investor protection violation | 2000 | SEC | $6,680,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
| UBS Securities LLC | UBS | investor protection violation | 2010 | TX-SEC | $6,640,432 |
| John Nuveen & Co., Inc. | TIAA | investor protection violation | 2000 | FINRA | $6,630,000 |
| BNY Mellon | Bank of New York Mellon | investor protection violation | 2017 | SEC | $6,600,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,600,000 |
| American Express Bank, FSB | American Express | banking violation | 2012 | OCC | $6,500,000 |
| Fifth Third Bancorp | Fifth Third Bancorp | accounting fraud or deficiencies | 2013 | SEC | $6,500,000 |
| Wells Fargo | Wells Fargo | toxic securities abuses | 2012 | SEC | $6,500,000 |
| AXA Financial | Equitable Holdings | wage and hour violation | 2009 | private lawsuit-federal | $6,500,000 |
| U.S. Bank National Association | U.S. Bancorp | wage and hour violation | 2020 | private lawsuit-federal | $6,500,000 |
| Countrywide Financial Corp. | Bank of America | privacy violation | 2010 | private lawsuit-federal | $6,500,000 |
| Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2019 | FINRA | $6,500,000 |
| Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2013 | FINRA | $6,500,000 |
| Coinbase Inc. | Coinbase Global Inc. | investor protection violation | 2021 | CFTC | $6,500,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $6,500,000 |
| Morgan Stanley Smith Barney LLC | Morgan Stanley | privacy violation | 2023 | MULTI-AG | $6,500,000 |
| U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2014 | private lawsuit-federal | $6,450,000 |
| Santander Securities LLC | Banco Santander | investor protection violation | 2015 | FINRA | $6,421,000 |
| Citizens Bank | Citizens Financial Group | banking violation | 2013 | FDIC | $6,400,000 |
| Liberty Mutual | Liberty Mutual Insurance | wage and hour violation | 2005 | private lawsuit-federal | $6,400,000 |
| Mastercard International Inc. | MasterCard | price-fixing or anti-competitive practices | 2008 | WV-AG | $6,400,000 |
| Visa USA Inc. | Visa | price-fixing or anti-competitive practices | 2008 | WV-AG | $6,400,000 |
| CashCall, Inc. | CashCall Inc. | consumer protection violation | 2014 | WA-FIN | $6,390,670 |
| Shoko Chukin Bank Ltd | Shoko Chukin Bank | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $6,350,000 |
| Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | tax violations | 2015 | DOJ_TAX | $6,337,000 |
| Barclays PLC | Barclays | Foreign Corrupt Practices Act | 2019 | SEC | $6,308,726 |
| American Security Insurance Co. | Assurant | consumer protection violation | 2017 | MA-AG | $6,300,000 |
| William Penn Life Insurance Company | Legal & General Group PLC | insurance violation | 2018 | NY-DFS | $6,300,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2015 | FINRA | $6,300,000 |
| Lasalle Bank MidWest National Association | Bank of America | banking violation | 2005 | OCC | $6,250,000 |
| KeyCorp | KeyCorp | wage and hour violation | 2012 | private lawsuit-federal | $6,250,000 |
| PHH Mortgage Corporation | Ocwen Financial | mortgage abuses | 2013 | NJ-AG | $6,250,000 |
| AmeriSave Mortgage Corporation | AmeriSave Mortgage | privacy violation | 2020 | private lawsuit-federal | $6,250,000 |
| Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2005 | FINRA | $6,250,000 |
| Bank of America N.A. | Bank of America | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $6,250,000 |
| GMAC LLC | Ally Financial | consumer protection violation | 2014 | private lawsuit-federal | $6,250,000 |
| Fidelity & Guaranty Life Insurance Co. | Fidelity National Financial | consumer protection violation | 2014 | private lawsuit-state | $6,250,000 |
| State Street Bank and Trust Co. | State Street Corp. | consumer protection violation | 2012 | private lawsuit-federal | $6,250,000 |
| USAA Casualty Insurance and United Services Auto Association | USAA | insurance violation | 2003 | NJ-DBI | $6,200,000 |
| TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2013 | MULTI-FIN | $6,200,000 |
| Ditech | Ditech Holding Corporation | wage and hour violation | 2002 | private lawsuit-federal | $6,150,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | employment discrimination | 2016 | private lawsuit-federal | $6,140,000 |
| New York Life Investment Management LLC | New York Life Insurance | investor protection violation | 2009 | SEC | $6,100,784 |
| AIG Federal Savings Bank and Wilmington Finance Inc. | American International Group | discriminatory practices (non-employment) | 2010 | DOJ_RIGHTS | $6,100,000 |
| Morgan Stanley DW Inc. | Morgan Stanley | investor protection violation | 2007 | FINRA | $6,100,000 |
| Morgan Stanley DW, Inc. | Morgan Stanley | investor protection violation | 2005 | FINRA | $6,100,000 |
| Imperial Sugar Company | Louis Dreyfus | workplace safety or health violation | 2010 | OSHA | $6,050,000 |
| HSBC Finance Corporation et al. | HSBC | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
| Stifel and Nicolaus & Company, Incorporated | Stifel Financial | investor protection violation | 2019 | SEC | $6,037,175 |
| Transamerica Financial Advisors, Inc. | Aegon | investor protection violation | 2019 | SEC | $6,023,072 |
| Santander Bank, National Association | Banco Santander | banking violation | 2015 | OCC | $6,000,000 |
| THE BANK OF NEW YORK MELLON | Bank of New York Mellon | banking violation | 2012 | FED | $6,000,000 |
| Chicago Board Options Exchange | CBOE Holdings | investor protection violation | 2013 | SEC | $6,000,000 |
| Vitol Inc. and Vitol Capital Management Ltd. | Vitol | investor protection violation | 2010 | CFTC | $6,000,000 |
| Citibank N.A. | Citigroup | consumer protection violation | 2017 | CFPB | $6,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,000,000 |
| PNC Financial Services | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $6,000,000 |
| TD Bank | Toronto-Dominion Bank | wage and hour violation | 2014 | private lawsuit-federal | $6,000,000 |
| Combined Insurance Company of America | Chubb Limited | wage and hour violation | 2010 | private lawsuit-federal | $6,000,000 |
| First Horizon National Corporation | First Horizon National | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,000,000 |
| Fifth Third Bancorp | Fifth Third Bancorp | benefit plan administrator violation | 2016 | private lawsuit-federal | $6,000,000 |
| BB&T Leasing Corporation | Truist Financial | consumer protection violation | 2006 | MULTI-AG | $6,000,000 |
| Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | CO-AG | $6,000,000 |
| Encore Capital Group Inc. | Encore Capital Group | consumer protection violation | 2018 | MULTI-AG | $6,000,000 |
| TravelersCompanies, Inc. | Travelers | price-fixing or anti-competitive practices | 2007 | MULTI-AG | $6,000,000 |
| Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2006 | NY-DFS | $6,000,000 |
| American Modern Insurance Group Inc. | Munich Re | insurance violation | 2015 | MULTI-FIN | $6,000,000 |
| Principal Life Insurance Company | Principal Financial | insurance violation | 2020 | NY-DFS | $6,000,000 |
| Fifth Third Securities, Inc. | Fifth Third Bancorp | investor protection violation | 2018 | FINRA | $6,000,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2016 | FINRA | $6,000,000 |
| Merrill Lynch | Bank of America | investor protection violation | 2014 | FINRA | $6,000,000 |
| J.P. Morgan Securities, Inc. | JPMorgan Chase | investor protection violation | 2003 | FINRA | $6,000,000 |
| BNP Paribas | BNP Paribas | investor protection violation | 2022 | CFTC | $6,000,000 |
| Cantor Fitzgerald | Cantor Fitzgerald | investor protection violation | 2022 | CFTC | $6,000,000 |
| U.S. Bank National Association | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $6,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | anti-money-laundering deficiencies | 2023 | FINRA | $6,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | anti-money-laundering deficiencies | 2023 | SEC | $6,000,000 |
| Wedbush Securities Inc. | Wedbush Securities | investor protection violation | 2023 | CFTC | $6,000,000 |
| Goldman Sachs & Co. LLC | Goldman Sachs | investor protection violation | 2023 | SEC | $6,000,000 |
| Royal Bank of Canada | Royal Bank of Canada | accounting fraud or deficiencies | 2023 | SEC | $6,000,000 |
| Morgan Stanley | Morgan Stanley | wage and hour violation | 2016 | private lawsuit-federal | $5,995,000 |
| National Union Fire Insurance Co. | American International Group | insurance violation | 2013 | CA-INS | $5,991,132 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | securities issuance or trading violation | 2018 | FINRA | $5,990,530 |
| Ocwen Loan Servicing, LLC | Ocwen Financial | consumer protection violation | 2023 | CA-DFPI | $5,988,704 |
| Bank of America N.A. | Bank of America | consumer protection violation | 2021 | private lawsuit-federal | $5,950,000 |
| Transamerica Asset Management, Inc. | Aegon | investor protection violation | 2020 | SEC | $5,946,782 |
| Transamerica Life Insurance Company | Aegon | insurance violation | 2019 | NJ-DBI | $5,942,519 |
| A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2000 | FINRA | $5,890,000 |
