| Wells Fargo & Co. | Wells Fargo | discriminatory practices (non-employment) | 2019 | private lawsuit-federal | $10,000,000 |
| Travelers Indemnity Company | Travelers | discriminatory practices (non-employment) | 2018 | private lawsuit-federal | $450,000 |
| Wells Fargo | Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
| J.P. Morgan Chase | JPMorgan Chase | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
| HSBC Finance Corporation et al. | HSBC | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
| John Hancock Life Insurance Company | Manulife Financial | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
| Allstate Corporation | Allstate | discriminatory practices (non-employment) | 2007 | private lawsuit-federal | $11,720,000 |
| Liberty National Life Insurance Company | Globe Life Inc. | discriminatory practices (non-employment) | 2006 | private lawsuit-federal | $9,350,000 |
| Bank of America, NA | Bank of America | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $3,670,000 |
| Bank One, KY, N.A. | JPMorgan Chase | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
| U.S. Bancorp | U.S. Bancorp | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $2,495,000 |
| WFS Financial, Inc. | Wells Fargo | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
| General Motors Acceptance Corp. | Ally Financial | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $9,600,000 |
| Cincinnati Life Insurance Company | Cincinnati Financial | discriminatory practices (non-employment) | 2004 | private lawsuit-state | $1,900,000 |
| Flagstar Bank | New York Community Bancorp | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $1,100,000 |
| American General Life Insurance | American International Group | discriminatory practices (non-employment) | 2000 | private lawsuit-federal | $214,000,000 |
| AmeriSave Mortgage Corporation | AmeriSave Mortgage | privacy violation | 2020 | private lawsuit-federal | $6,250,000 |
| Wells Fargo Bank | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
| Wells Fargo & Company | Wells Fargo | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
| Premera Blue Cross | Premera Blue Cross | privacy violation | 2020 | private lawsuit-federal | $74,000,000 |
| U.S. Bank | U.S. Bancorp | privacy violation | 2019 | private lawsuit-federal | $2,670,336 |
| Wells Fargo Bank, N.A. | Wells Fargo | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
| Capital One | Capital One Financial | privacy violation | 2015 | private lawsuit-federal | $73,000,000 |
| Bank of America Corporation | Bank of America | privacy violation | 2014 | private lawsuit-federal | $32,083,905 |
| Countrywide Financial Corp. | Bank of America | privacy violation | 2010 | private lawsuit-federal | $6,500,000 |
| Wells Fargo & Co. | Wells Fargo | employment discrimination | 2021 | private lawsuit-federal | $18,700,000 |
| TIAA Bank, FSB | TIAA | wage and hour violation | 2020 | private lawsuit-federal | $3,500,000 |
| JPMorgan Chase | JPMorgan Chase | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
| Towers Perrin | Willis Towers Watson | benefit plan administrator violation | 2011 | private lawsuit-federal | $9,200,000 |
| Fidelity Management Trust Company | Fidelity Investments | benefit plan administrator violation | 2007 | private lawsuit-federal | $10,850,000 |
| Aon Hewitt Health Market Insurance Solutions, Inc. | Aon | wage and hour violation | 2021 | private lawsuit-federal | $1,250,000 |
| Edward D. Jones & Co. | Jones Financial | employment discrimination | 2021 | private lawsuit-federal | $58,000,000 |
| Transamerica Corporation | Aegon | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,400,000 |
| BlackRock Institutional Trust Company, N.A. | BlackRock | benefit plan administrator violation | 2021 | private lawsuit-federal | $9,650,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
| John Hancock Life Insurance Company | Manulife Financial | benefit plan administrator violation | 2021 | private lawsuit-federal | $14,000,000 |
| Franklin Resources, Inc. | Franklin Resources | benefit plan administrator violation | 2019 | private lawsuit-federal | $13,850,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
| Wilmington Trust, N.A. | M&T Bank | benefit plan administrator violation | 2021 | private lawsuit-federal | $5,500,000 |
| Kemper Corp. | Kemper | privacy violation | 2022 | private lawsuit-federal | $17,100,000 |
| Santander Bank, N.A. | Banco Santander | wage and hour violation | 2022 | private lawsuit-federal | $4,250,000 |
| Wells Fargo & Co. | Wells Fargo | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
| Ocwen Loan Servicing, LLC | Ocwen Financial | privacy violation | 2022 | private lawsuit-federal | $1,500,000 |
| Fifth Third Bank | Fifth Third Bancorp | privacy violation | 2022 | private lawsuit-federal | $50,000,000 |
| T. Rowe Price Group, Inc. | T. Rowe Price | benefit plan administrator violation | 2022 | private lawsuit-federal | $7,000,000 |
| Countrywide Financial Corporation | Bank of America | WARN Act violation | 2013 | private lawsuit-federal | $1,200,000 |
| GMAC Mortgage Group, Inc. | Ally Financial | WARN Act violation | 2006 | private lawsuit-federal | $135,000 |
| Capital One Bank | Capital One Financial | privacy violation | 2022 | private lawsuit-federal | $95,000,000 |
| Allstate Insurance | Allstate | privacy violation | 2022 | private lawsuit-federal | $4,500,000 |
| Bank of America | Bank of America | False Claims Act and related | 2001 | AK-AG | $35,600,000 |
| Mercer | Marsh & McLennan | accounting fraud or deficiencies | 2010 | AK-AG | $500,000,000 |
| Edward D. Jones and Co.,LP | Jones Financial | investor protection violation | 2003 | AK-DBS | $11,000 |
| Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2010 | AK-DBS | $129,131 |
| Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | AK-DBS | $150,507 |
| UBS Securities LLC | UBS | investor protection violation | 2010 | AK-DBS | $733,465 |
| UBS Financial Services, Inc. | UBS | investor protection violation | 2013 | AK-DBS | $64,661 |
| RBC Capital Markets, LLC | Royal Bank of Canada | investor protection violation | 2013 | AK-DBS | $44,370 |
| J.P. Morgan Securities, LLC | JPMorgan Chase | investor protection violation | 2014 | AK-DBS | $51,120 |
| Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2015 | AK-DBS | $35,000 |
| Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2017 | AK-DBS | $6,500 |
| Quicken Loans Inc. | Rocket Companies Inc. | consumer protection violation | 2018 | AK-DBS | $11,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2019 | AK-DBS | $499,000 |
| Securian Financial Services, Inc. | Securian Financial | investor protection violation | 2020 | AK-DBS | $10,000 |
| Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | AK-DBS | $10,527 |
| Principal Life Insurance Co. | Principal Financial | insurance violation | 2002 | AK-INS | $16,095 |
| Aon Risk Services Inc. of Washington | Aon | insurance violation | 2002 | AK-INS | $5,000 |
| Seabury & Smith, Inc. | Marsh & McLennan | insurance violation | 2006 | AK-INS | $6,530 |
| Liberty Mutual Group | Liberty Mutual Insurance | insurance violation | 2007 | AK-INS | $32,500 |
| Principal Life Insurance Co. | Principal Financial | insurance violation | 2008 | AK-INS | $25,000 |
| Seabury & Smith, Inc. | Marsh & McLennan | insurance violation | 2009 | AK-INS | $39,378 |
| Brown & Brown of Washington, Inc. | Brown & Brown | insurance violation | 2012 | AK-INS | $30,000 |
| Marsh USA Inc. | Marsh & McLennan | insurance violation | 2015 | AK-INS | $25,000 |
| Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2016 | AK-INS | $10,000 |
| Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2019 | AK-INS | $20,000 |
| Marsh USA Inc. | Marsh & McLennan | insurance violation | 2019 | AK-INS | $30,000 |
| Affinity Insurance Services, Inc. | Aon | insurance violation | 2021 | AK-INS | $35,000 |
| New Hampshire Insurance Co. | American International Group | insurance violation | 2022 | AK-INS | $7,500 |
| GMAC Mortgage, LLC | Ally Financial | environmental violation | 2010 | AL-ENV | $5,505 |
| Regions Bank | Regions Financial | banking violation | 2014 | AL-SBD | $5,000,000 |
| Prudential Equity Group, Inc. | Prudential Financial | investor protection violation | 2005 | AL-SEC | $45,000 |
| Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2005 | AL-SEC | $100,000 |
| Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2010 | AL-SEC | $15,000 |
| Next Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2012 | AL-SEC | $60,000 |
| Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2017 | AL-SEC | $20,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2018 | AL-SEC | $80,000 |
| Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | AL-SEC | $18,874 |
| Western Sky Financial, CashCall Inc. and WS Funding | CashCall Inc. | consumer protection violation | 2016 | AR-AG | $750,000 |
| Encompass Indemnity Co. and Encompass Insurance Company of America | Allstate | insurance violation | 2019 | AR-INS | $40,000 |
| Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2017 | AR-INS | $50,000 |
| Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2013 | AR-INS | $10,000 |
| Farmers Insurance Exchange et al. | Farmers Insurance Exchange | insurance violation | 2013 | AR-INS | $5,000 |
| Allied Home Mortgage Capital Corp. | Americus Mortgage | investor protection violation | 2009 | AR-SEC | $10,000 |
| Merrill Lynch & Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2010 | AR-SEC | $15,000 |
| American Express Prepaid Card Management Corp. | American Express | consumer protection violation | 2010 | AR-SEC | $20,000 |
| Prospect Mortgage, LLC | Homebridge Financial Services | consumer protection violation | 2011 | AR-SEC | $5,000 |
| Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2012 | AR-SEC | $59,659 |
| Interactive Brokers, LLC | Interactive Brokers Group | investor protection violation | 2013 | AR-SEC | $6,000 |
| CitiMortgage, Inc. | Citigroup | consumer protection violation | 2014 | AR-SEC | $20,000 |
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